1.800.860.4519

Sign In Get Started

Powered by Axial Data

Top Financial Services Investment Banks

Explore 284 Financial Services Investment Banks that leverage Axial’s platform to connect with investors on behalf of their clients.

Explore Firms Join Axial Explore Firms Join Axial

Axial Insights

Financial Services Investment Banks

284

Active Firms

325

TTM Deal Flow

$3M-$27M

Core Revenue Range

$500K-$5M

Core EBITDA Range

Top States by Activity

California 14%
Florida 10%
New York 7%
Texas 6%
Illinois 5%

Key Attributes

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Showing 261-280 of 284 Investment Banks

Sorted by recent activity

BK Capital Advisors

View Full Profile
BK Capital Advisors is a boutique investment advisory firm serving public and private small and middle market companies globally. BK Capital specializes in private placements of senior debt and subordinated debt / mezzanine financing for companies requiring turnarounds, recapitalizations and growth. Strategic advisory services for Private/Founder/Family-Owned Companies Offered:Exit Planning and Execution, Capital Raising – Expansion, M&A (diversifications, roll-ups, consolidations),Capital Expenditure Financing, Restructuring, Recapitalization, MBOsTransition and Turnaround Management, Cost…

Recent Transactions

This member has no reported closed transactions.

Westbrook Capital

View Full Profile
Our goal is to be a strong financial partner for our clients and at the same time provide them with professional guidance as a valuable business advisor that is there for them every step of the way.

Recent Transactions

This member has no reported closed transactions.

www.patolan.com

View Full Profile
Patolan Partners was founded in 2011 to offer high quality, genuinely differentiated private placements - both funds and direct investments, especially in the alternative energy/real assets and biomedical sectors - to family office and institutional investors, generally with $1 billion to $50 billion in assets. We have particular experience working with insurance companies and familiarity with considerations of asset/liability matching, SVO ratings and risk-based capital requirements.

Recent Transactions

This member has no reported closed transactions.

Agile Raise Inc.

View Full Profile
Founded in 2023 by an investment banking and corporate finance executive, Agile Raise Inc. is a corporate finance advisory firm focused on high growth companies and opportunistic investment needs, primarily in energy service, E&P, industrials and business services (including B2B SaaS) companies North-America wide.

Recent Transactions

This member has no reported closed transactions.

Manhaday Consultants Private Limited

View Full Profile
Manhaday Consultants Pvt.Ltd (MCPL) is a corporate advisory / financial advisory company having its head office at Mumbai, India. MCPL has associates in Europe / North America and South East Asia.MCPL offers wide range of Financial Advisory Services such as Project / Structured Loan Syndication, Debt & Business Restructuring, Private Placement of Equity, Venture Capital Funding, M&A, etc. For international clients the services we offer are advisory services / M&A / PE / JV, etc and our group company takes care of all company support servicesVast experience of our team in corporate finance and…

Recent Transactions

This member has no reported closed transactions.

MCG

View Full Profile
MCG is a non-depository Commercial Bank in Pennsylvania, as well as a Correspondent Lender in 48 states in the US, with 7 office locations, including in California, Georgia, Florida, Massachusetts, New York, Pennsylvania and Barcelona. MCG is an accredited EB-5 company able to facilitate investor visas to the United States. Mr. Bril has been in Mortgage banking since 2003.

Recent Transactions

This member has no reported closed transactions.

Stop Browsing. Start Transacting.

Join 20,000+ members who source deals, connect with counterparties, and close transactions on Axial.
Get Started Today

Avere Capital Advisors LLC

View Full Profile
Avere Capital is an Emerging Market strategic investment advisory firm focused on high growth sectors. Avere works with Family Offices, M&A Teams & Private Wealth Management Groups to provide attractive equity risk assets in Emerging Market areas.

Recent Transactions

This member has no reported closed transactions.

Montminy & Co.

View Full Profile
Montminy & Co. is a boutique investment bank providing middle market clients with the highest level of strategic and financial advisory services. We serve as trusted advisors to companies, entrepreneurs, investors, boards, and families, delivering custom-tailored solutions in strategic and financial matters, including mergers & acquisitions. We are a privately-owned and operated firm, allowing us to deliver objective advice designed to maximize the goals that matter most—those of our clients.

Recent Transactions

This member has no reported closed transactions.

Fraser MacKenzie

View Full Profile
FMMC is focused on helping medium sized businesses grow. Each of our partners has over 20 years’ experience in finance and operations related to medium sized Canadian business.We make direct investments of $2-$10 million in cashflowing businesses across most industry sectors through our own funds. FMMC Buyout Fund focuses on privately owned businesses with enterprise values of $5 to $50 million and our FMMC Private Yield Fund focuses on making subordinated loans to both private and publicly traded companies with EBITDA ranging from $1.5 to about $15 million. Not sure whether you need equity…

Recent Transactions

This member has no reported closed transactions.

Aaron Capital

View Full Profile
Founded in 1989, Aaron Capital is the investment bank for family owned and entrepreneurial driven middle market companies. For over 28 years the Aaron team has provided bulge bracket quality services to its clients. As an entrepreneur owned bank we understand our client’s needs, desires and stress points. This enables us to aggressively pursue our clients’ goals and deliver superior results in each of our transactions.Our international team comprises dedicated American, European, and Asian bankers who tenaciously execute high-valuation transactions for our clients. Each of our…

Recent Transactions

This member has no reported closed transactions.

Share Financial

View Full Profile
Share Financial Services has been specializing in church and non-profit finance since 1970. As a premier investment banking consulting firm headquartered in Dallas, Texas, we have assisted approximately 1,400 churches with financing for building, renovating, expanding, and refinancing of existing debt. Total financings are approaching one billion dollars. By following our Core Values and lending very responsibly, we are able to provide churches the opportunity to expand their reach and enrich the lives of their communities and their membership. The firm is able to finance these…

Recent Transactions

This member has no reported closed transactions.

CastleOak Securities, L.P.

View Full Profile
CastleOak Securities, L.P. is a boutique investment bank focused on M&A and capital markets serving a broad array of corporate, governmental and institutional investor clients. Headquartered in New York City, and with six regional offices, CastleOak specializes in primary and secondary sales and trading of fixed income, equity, municipal and money market securities.

Recent Transactions

This member has no reported closed transactions.

BH Capital Ltd.

View Full Profile
BH Capital Ltd. is a professional consortium of Investment Bankers, Merchant Bankers and Finance Consultants. BH Capital Ltd. has provided pro active structured capitalization into commercial real estate, agriculture, transportation, retail, multi media and manufacturing & distribution for 30 years. We have extensive connectivity to capital markets, along with the expertise to the complex formation of capital to assist you in funding your business growth. We have a micro program that starts at $200k - $1 million, as well as our full program from $1 million to $100 million (or more if viable).…

Recent Transactions

This member has no reported closed transactions.

Torrey Capital Group

View Full Profile
Torrey Capital Group is an alternative investment marketing firm and provider of capital markets solutions to leading asset management companies. We partner with our clients to achieve their capital raising goals. Our approach is flexible and our services include identifying the appropriate target investor base, assisting in due diligence, structuring offering terms, executing the marketing plan, and introduction of strategic relationships. We typically are compensated solely by our investment managers based on success in their capital raising endeavors. We have a broad array of investor…

Recent Transactions

This member has no reported closed transactions.

AFII Corporate Advisors

View Full Profile
Founded in 1996, AFII offers a network of over 20 associates in M&A advisory and investment banking firms operating in 16 countries. Based on its cooperative partnerships and substantial network, both domestically and internationally, AFII is well-positioned to provide access to a global pool of business opportunities, especially to midcap and larger-scale companies. Our members advise primarily middle-market companies on acquisitions, divestitures, fundraising, JV partnerships, Mezz Finance and fairness opinions.

Recent Transactions

This member has no reported closed transactions.

Baker Tilly Capital, LLC

View Full Profile
Baker Tilly Capital, led by investment bankers and corporate finance specialists, has tactical experience creating acquisition strategies, identifying cost-effective financing alternatives, developing operational improvements, and harvesting invested capital through our sell-side services. Our goal is to form a critical and objective view of our clients and take the necessary steps to maximize value.With additional insight from wealth management, estate planning, and industry tax specialists, we can help you identify and prepare for a transaction; negotiate, structure, and close the deal; and…

Recent Transactions

This member has no reported closed transactions.

River Capital Partners LLC

View Full Profile
Capital raising for small and middle market firms/projects. Transaction size $2mm to $300mm. Debt, mezzanine debt, junior capital, private equity, JVs, etc. Capital raising for -- Oil & gas producers, services, technology, minerals, etc.Food and beverages, nutrition. Software/technology. Manufacturing. Distribution/logistics. Business services. Communications. Retail. E-commerce. Distressed & turnarounds. Fast food. Convenience stores. Clothing/apparel manufacturing. Transportation.

Recent Transactions

This member has no reported closed transactions.

Bank of America-Merrill Lynch

View Full Profile
Founded in 1914, Merrill Lynch is one of the largest wealth management businesses in the world. Merrill Lynch financial advisors combine financial knowledge and experience with a deep understanding of their clients’ needs to help their clients achieve the lives they want. With a deep commitment to placing their clients’ interests first, Merrill Lynch financial advisors draw upon the investment insights of Merrill Lynch and the banking of Bank of America to unlock opportunities tailored to their clients’ needs in all areas of their financial lives. The solutions our financial advisors…

Recent Transactions

This member has no reported closed transactions.

AGRA Capital Advisors LLC

Actively Sourcing Deals
View Full Profile
Agra Capital Partners is a Los Angeles-based private investment firm servicing small and middle market clients on a wide range of corporate finance transactions.We have considerable experience in a number of industries, specifically the entire range of health care, fintech, specialty & lender Finance, technology, energy, digital media and intellectual property - IP Patent financing. SERVICES:Private Equity PlacementsPrivate Debt / Mezzanine PlacementsCollateralized Patent fundingDivestituresDirect Investment / Merchant BankingRecapitalizations & RefinancingsAgra Capital has…

Recent Transactions

This member has no reported closed transactions.

North Capital

View Full Profile
North Capital Private Securities Corporation is a registered broker-dealer, member FINRA and SIPC, focused on the placement of private funds and the debt and equity securities of private offerings. North Capital Private Securities (NCPS) is a pioneer in the application of technology to facilitate the origination and distribution of private placement securities. NCPS is based in San Francisco, California.

Recent Transactions

This member has no reported closed transactions.

Frequently Asked Questions

How are Investment Banks in this directory ordered?

Firms in the Financial Services Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Investment Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

What company sizes are most common for Financial Services Investment Banks?

Based on activity on Axial’s M&A platform, the core revenue range for Financial Services Investment Banks is $3M-$27M, with a core EBITDA range of $500K-$5M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

How important is Financial Services experience when evaluating Investment Banks?

Relevant Financial Services experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 284 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Financial Services.

Do all Investment Banks in this directory focus exclusively on Financial Services?

Not necessarily. Many firms are active across multiple industries, so inclusion in the Financial Services Investment Banks directory reflects relevant experience or activity in Financial Services, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

How do I compare Investment Banks with experience in Financial Services?

When comparing Investment Banks with experience in Financial Services, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 284 firms included in the directory and can help identify firms that align with your needs.

How do I connect with Financial Services Investment Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Financial Services Investment Banks directory, you can request information here.

Want to Keep Exploring?

Enter your details to access all firm profiles.

Let us curate Relevant Introductions.

Rather than a one-off introduction to company, work with an Axial Exit Consultant to find the best options from our network of 2,500 M&A advisors — at no cost to you.

Companies sold using Axial Advisor Finder:

Get Introduced to the Right Advisors

This service is complimentary and all information is confidential. Looking to learn more? Complete the form above.

By providing telephone number and submitting the form you are consenting to be contacted by SMS text message. Message & data rates may apply. Reply STOP to opt of further messaging.

You’re All Set

We’ve received your request. An Axial Exit Consultant will reach out shortly to coordinate next steps.

While you’re waiting, you can learn more about our advisor introduction offering here.

We've Received Your Request

A member of our team will follow up to coordinate next steps.

 Explore Axial
Template