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Top Financial Services Investment Banks

Explore 284 Financial Services Investment Banks that leverage Axial’s platform to connect with investors on behalf of their clients.

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Axial Insights

Financial Services Investment Banks

284

Active Firms

325

TTM Deal Flow

$3M-$27M

Core Revenue Range

$500K-$5M

Core EBITDA Range

Top States by Activity

California 14%
Florida 10%
New York 7%
Texas 6%
Illinois 5%

Key Attributes

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Showing 241-260 of 284 Investment Banks

Sorted by recent activity

Intrepid Investment Bankers

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Intrepid Investment Bankers LLC is a corporate finance advisory firm focused on the middle market. Intrepid's services include M&A advisory, equity and debt capital raising and providing strategic advice in complex securities transactions. Collectively, the senior banker team at Intrepid brings over 150 years of mergers and acquisitions advisory experience and has advised on over 350 transactions spanning a broad range of industries including Business Services, Consumer Products, Financial Institutions, Food & Beverage, Healthcare, and Industrial Products & Distribution.

Recent Transactions

This member has no reported closed transactions.

Dinan Capital Advisors

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Dinan & Company, LLC was founded with the singular purpose of providing the highest standards of professionalism, sophistication and execution expertise in Merger and Acquisition transactions to middle-market companies comparable to that afforded to the Fortune 500 at full-service Wall Street investment banks. We are an established, middle-market investment bank that specializes in providing merger & acquisition, valuation and fairness opinions, and merchant banking advisory services.Throughout our 27 year history, we have been dedicated to building the firm by delivering top-quality…

Recent Transactions

This member has no reported closed transactions.

StillPoint Capital LLC

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StillPoint Capital has a unique business model that built the niche in our industry for remote supervision. We are a leading Broker-Dealer providing compliance services to established Investment Bankers conducting M&A and Private Placement transactions in the middle market. We encourage our registered Investment Bankers to keep their own independent brand, their relationships with their clients, and their own internal processes. We design our compliance requirements to be as hands off as possible with the goal to be integrated seamlessly.​We pride ourselves on our human approach to…

Recent Transactions

This member has no reported closed transactions.

UDIS Capital Partners

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UDIS Capital Partners encompasses three distinct yet complimentary business lines. Global Capital Introduction. Alternative Offshore Banking Solutions.Select Deal Sourcing.We focus on connecting quality investors to first-class investment opportunities whilst utilizing cross border and foreign exchange expertise. This enables UDIS to assist investors, investment managers and their portfolio companies, to easily and efficiently move capital overseas at low risk and reasonable cost.Leveraging a vast network of partners and our affiliation with the Third Seven Group, UDIS sees and has access…

Recent Transactions

This member has no reported closed transactions.

Allied Capital Corp.

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Allied Capital Corporation is an Exempt Market Dealer. Founded in 1994, Allied Capital Corporation provides corporate finance services to public and private companies, established growth companies, and companies with unusual financing requirements seeking private equity or mezzanine financing. Allied Capital Corporation arranges private placement financings with institutional capital pools, high net worth investors, and strategic investors globally.

Recent Transactions

This member has no reported closed transactions.

Bayview Capital Group

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Established in Wayzata, Minnesota in 1995, Bayview Capital Group exclusively represents smaller middle market businesses for sale. Our clients typically have sales between $10 million and $150 million. Bayview's principals are highly seasoned and have completed over 80 sell-side and 20 buy-side assignments in the last 20 years.Bayview's Market Niche:Traditional Service & Manufacturing CompaniesSales between $10 million and $150 millionEBITDA from $2 million to $15 millionTransaction Values between $10 million - $150 million

Recent Transactions

This member has no reported closed transactions.

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Anderson & Strudwick

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Anderson & Strudwick is a 60 year old broker-dealer and Investment Bank headquartered in Richmond, VA. A&S offers a full set of investment banking services in addition to having a strong retail brokerage base. We are unique in providing dedicated senior level attention from start to finish throughout a deal process, staying committed to client to help them maximize success. A&S is also able to leverage considerable operational experience which allows us to gain a deper understanding of our clients' businesses and in turn provide tailored, in-depth solutions.A&S provides a full range of…

Recent Transactions

This member has no reported closed transactions.

Amplify Capital Partners

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Amplify Capital Partners is an investment banking intermediary which specializes in helping growing companies complete equity and debt funding transactions. Amplify also assists business owners execute exit strategies with strategic buyers or institutional investors. Amplify serves a variety of industries, including technology, renewable energy, manufacturing, business services, consumer products, healthcare and real estate. Amplify has a strong investor network which includes family offices, private investment groups and corporate investors as well as institutional investors (private equity…

Recent Transactions

This member has no reported closed transactions.

JMP Group Inc

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JMP Group is a full-service investment banking and asset management firm that provides investment banking, sales and trading, and equity research services to corporate and institutional clients as well as alternative asset management products and services to institutional and high-net-worth investors.

Recent Transactions

This member has no reported closed transactions.

PointeBreak Solutions

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Private Investment Bank specializing in lower tier middle market companies with revenue from $3MM - $150MM Value enhancement advisory services Finance and capital formation Mergers & Acquisitions specializing in sell side representation in industries including business services, manufacturing, distribution, electronics, IT, high-tech, marine architecture, HR and staffing, specialty market retail, food processing and agri-business.

Recent Transactions

This member has no reported closed transactions.

Integrity Advisors, Inc.

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Integrity Advisors, Inc. was founded in 2006 to serve the investment banking and corporate finance needs of middle market businesses. The firm provides merger and acquisition advisory services, private placements of debt and equity and general corporate financial advisory services. Most clients have annual sales between $5 million and $250 million.A unique approach differentiates Integrity Advisors, Inc. from most middle market investment banking firms: a focus on quality clients, not number of clients. This strategy ensures several important client needs. The primary client contact remains…

Recent Transactions

This member has no reported closed transactions.

Floyd & Co., Inc.

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In 2015, Dan Floyd founded a private firm, Floyd & Co, Inc.(F&C) to continue his 20 year career in investment banking and financial advisory services. The firm’s expertise ranges from merger and acquisition and capital advisory work in the financial services industry including community banks, trust and wealth management companies, finance companies and other related businesses. F&C is also an expert in loan, deposit and branch sales in addition to providing strategic advisory services to financial services executive teams and boards of directors. Mr. Floyd was a Managing Director in the…

Recent Transactions

This member has no reported closed transactions.

NYIC

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NYIC NEW YORK INTERNATIONAL CAPITAL - a Blue-blooded AMERICAN Wall Street Investment Bank, headquartered on the 85th floor of the One World Trade Center, Manhattan, New York City, has the unique ability to deploy 200+ professionals, ALL dedicated to YOUR deal project connecting you with 10,000+ NYIC's PROPRIETARY CHIEF officer connections of the world's 5,000+ MOST PRESTIGIOUS BLUE CHIP buyers investors. 

Recent Transactions

This member has no reported closed transactions.

Silicon Valley Partners LLC

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Silicon Valley Partners is a strategic advisory boutique focused on the growth sectors of the digital economy. Their business philosophy and approach centers around helping Management Teams and Board Members unlock the true value of their companies. They offer the unique combination of strategic insights with extensive transaction execution capabilities.

Recent Transactions

This member has no reported closed transactions.

AVANZALIA

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AVANZALIA is a M&A and brokerage firm highly specialized in distressed investments both Real Estate and Business. We are focused in South Europe opportunities with and accent in Spanish assets portfolio.

Recent Transactions

This member has no reported closed transactions.

Morgan Stanley

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Large investment bank with global operations - provider of financial advisory, private wealth management, and institutional securities services

Recent Transactions

This member has no reported closed transactions.

Ofamfa Capital Partners

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Ofamfa Capital Partners Limited (“OCP”) is a boutique investment banking firm which provides financial advisory fund (debt & equity capital) raising to it clients which includes High Net Worth Individuals, Small and Medium scale Enterprises, Government Institutions and Multinational Companies.

Recent Transactions

This member has no reported closed transactions.

Angel Capital

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Angel Capital Management provides financial due diligence and M&A advisory services to the small business market with EBITDA range from $ 500K to $ 7 million and the lower middle market with EBITDA ranging from $ 7.1 to 25 million. We do not shy away from difficult assignments and embrace special situations

Recent Transactions

This member has no reported closed transactions.

Frequently Asked Questions

How are Investment Banks in this directory ordered?

Firms in the Financial Services Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Investment Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

What company sizes are most common for Financial Services Investment Banks?

Based on activity on Axial’s M&A platform, the core revenue range for Financial Services Investment Banks is $3M-$27M, with a core EBITDA range of $500K-$5M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

How important is Financial Services experience when evaluating Investment Banks?

Relevant Financial Services experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 284 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Financial Services.

Do all Investment Banks in this directory focus exclusively on Financial Services?

Not necessarily. Many firms are active across multiple industries, so inclusion in the Financial Services Investment Banks directory reflects relevant experience or activity in Financial Services, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

How do I compare Investment Banks with experience in Financial Services?

When comparing Investment Banks with experience in Financial Services, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 284 firms included in the directory and can help identify firms that align with your needs.

How do I connect with Financial Services Investment Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Financial Services Investment Banks directory, you can request information here.

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