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Top Trading Companies & Distributors Investment Banks

Explore 250 Trading Companies & Distributors Investment Banks that leverage Axial’s platform to connect with investors on behalf of their clients.

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Axial Insights

Trading Companies & Distributors Investment Banks

250

Active Firms

533

TTM Deal Flow

$3M-$24M

Core Revenue Range

$500K-$4M

Core EBITDA Range

Top States by Activity

California 11%
Florida 11%
Texas 9%
New York 6%
Illinois 4%

Key Attributes

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Showing 121-140 of 250 Investment Banks

Sorted by recent activity

SA Baird

1 Total Closed Deal
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Early stage capital formationSenior secured debt placementConvertible debt/equity placementsMunicipal FinancePublic Private PartnershipsExit PlanningTurnarounds and RestructuringsMiddle Market M & A – buy or sell sideBoard advisoryInterim Executive Engagements

Recent Transactions

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  • Aug 2011 Advised Pacifica, Inc. on an investment from Umpqua Bank

Dougherty & Company LLC

1 Total Closed Deal
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Colliers Securities is a full-service investment bank and registered securities broker-dealer offering a wide array of products and services nationwide to meet the needs of corporate clients, institutional investors, and individuals.

Recent Transactions

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  • Aug 2019 Assisted Confidential Company in securing debt financing from Confidential Company

Vaupen Financial Advisors, LLC

1 Total Closed Deal
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Vaupen Financial Advisors, LLC is a boutique investment banking & advisory firm headquartered in Miami, Florida. We provide corporate finance and advisory services to lower middle-market clients in the United States and Latin America. Our typical client is a private company seeking a capital or advisory transaction of a minimum of $5 million, up to $75 Million. Services include raising Capital; Structured financings; Sell – side Mergers & Acquisitions Advisory services; as well as Debt Restructuring, & Loan Workout Advisory services and execution. We have…

Recent Transactions

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  • Dec 2020 Advised Confidential Company on an investment from Confidential Company

Watercress Capital

1 Total Closed Deal
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Watercress Capital was formed with the goal of connecting Family Offices and Private Equity Groups with lower to middle-market deal flow across the United States, with a focus in the Southeast.

Recent Transactions

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  • Jan 2023 Advised Confidential Company on an investment from Confidential Company

Spektrum Capital Advisors

1 Total Closed Deal Actively Sourcing Deals
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§ We are a U.S. based boutique Investment Bank with a global reach, that specializes in providing tailored financial solutions to North America and Asia-Pacific based organizations§ We raise money for mid-market firms from the most high-quality class of investors/lenders and we will partner with your firm to find the best capital structure that delivers the most beneficial value for you§ We think "outside the box" and have an innovative vision to aid in building long-term value for our clients§ We work with you to outline your long-term financial strategy and break it down into…

Recent Transactions

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  • Sep 2025 Advised Ethnic Foods Wholesaler in its sale to Confidential Company

Regent Financial

1 Total Closed Deal
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We are a client-focused boutique investment bank. With a management team of 16 Managing Directors, 250+ years of combined experience, and $2.8B+ of successfully completed transactions, our mission is to add value to client businesses via a suite of bespoke financial services to support accelerated growth. These include corporate finance analysis, enterprise valuation, structured finance, Mergers & Acquisitions (M&A) advisory, post-merger integration support, debt/equity capital raise, external financial audit, project rating, credit analysis, risk management advisory, leveraged buyout…

Recent Transactions

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  • Mar 2022 Assisted Deshbandhu Group in securing debt financing from N/A

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Gideon Liberty & Co.

1 Total Closed Deal
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Unlike traditional brokers, the firm prioritizes strategic buyer alignment over volume-driven processes. Gideon Liberty develops comprehensive valuation narratives that showcase growth trajectory, competitive positioning, and long-term value drivers — enabling owners to attract premium offers.The firm is distinguished by its transparency and confidentiality standards, providing owners with clear visibility into buyer outreach, inquiry engagement, and executed NDAs before any sensitive information is disclosed.

Recent Transactions

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  • Apr 2026 Advised Industrial Company in its sale to Strategic buyer

Excel Capital Advisors

1 Total Closed Deal
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Excel Capital Advisors is a Florida based financial advisory firm with our focus on the lower middlemarket, specializing in mergers and acquisitions and capital raising for family, founder owned businesses. Our senior bankers have extensive investment banking experience including mergers & acquisitions, growth capital, recapitalizations and restructuring, and valuation advisory services. Excel Capital Advisors has extensive deal experience developed over many years with a specialized focus within the telecommunication industry as well as more broadly across multiple industries including…

Recent Transactions

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  • Jul 2026 Advised Classic Brass in its sale to ASSA ABLOY

Schwendel-Van Deusen

1 Total Closed Deal
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Our investment banking services are crafted to empower businesses and investors to achieve their financial aspirations. We offer an array of financial services, including capital sourcing, mergers and acquisitions, debt and equity financing, and other intricate financial transactions. Our team of seasoned professionals possesses a profound comprehension of the global financial markets and collaborates closely with clients to devise bespoke solutions that cater to their unique needs. Whether you're a burgeoning start-up seeking to raise capital or a well-established corporation aiming to…

Recent Transactions

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  • Apr 2026 Advised EpiVax in its sale to SV Health Investors

GVC Financial Services, LLC

1 Total Closed Deal
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GVC Advisory Services Ltd (GVC) assists its clients by providing a thorough, independent evaluation and analysis of current operations, operating results, strategic planning, and the development of effective growth strategies. Our services are designed to provide improvements in cash flows, liquidity, and return on capital. Our mission statement is to maximize our clients' operational efficiencies and, in many cases, to prepare them for funding from the capital markets.GVC is composed of two principals and two executives possessing over 40 years of relevant business, advisory and investment…

Recent Transactions

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  • Sep 2014 Advised Manufactruing Company in its sale to Private Equity Firm

Jahani & Associates

1 Total Closed Deal
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Jahani and Associates (J&A) is a privately held investment bank headquartered in New York City. J&A specializes in the intangible assets of the healthcare and technology verticals. The firm provides capital advisory, mergers and acquisitions (M&A) advisory, and management consulting services to clients all over the globe.

Recent Transactions

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  • Nov 2020 Assisted Confidential Company in securing debt financing from Confidential Company

Royal Blue Capital, LLC

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Royal Blue Capital, LLC is a highly specialized investment bank that provides M & A and investment advisory services to companies active in the transportation & logistics and food & agribusiness industries, as well as with companies across all industries throughout the Midwest.

Recent Transactions

This member has no reported closed transactions.

Bizbe

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M&A has always been slow, opaque, and stacked against the owner. Bizbe is the AI-native brokerage and lower middle market M&A firm that runs your entire sale, with real-time deal transparency, vetted buyers, and fees you only pay when you close.

Recent Transactions

This member has no reported closed transactions.

Arena Financial Services LLC

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Quaestor Capital Markets (hereafter referred to as “QCM” or “Quaestor”) is a division of Arena Financial Services, LLC (“AFS”), which is registered with FINRA / SIPC and the US Securities and Exchange Commission; AFS is an affiliate of Arena Investors LP. (“Arena”), and other entities conducting various activities within financial services and investment management. QCM conceives alternatives around the unlocking of capital and / or value for clients. We advise the lower middle market; typically, transactions worth between $5M to $1B. QCM raises capital from counter-parties…

Recent Transactions

This member has no reported closed transactions.

Clements Capital LLC

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Commercial Mortgage Banking and Business Capital Consulting related to Corporate Finance with a focus on term assets (real estate and equipment). Collaboration with private equity firms, hedge funds, commercial banks, law firms, accounting firms, investment bankers, commercial finance companies (ABL and Structured Finance lenders), and turnaround/management consultants.Distressed Debt focus helping developers salvage residential and mixed-use development projects. Arranging Discounted Payoffs (DPO's) and repricing of developmental projects through institutional funds.Specialties: Construction…

Recent Transactions

This member has no reported closed transactions.

Planner Securities

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Planner Securities, LLC is a member of the Financial Industry Regulatory Authority ("FINRA") and the Securities Investor Protection Corporation ("SIPC"). In conjunction with its Brazilian group member, Planner Corretora de Valores, Planner Securities bridges the cultural and other gaps between developed and developing markets, and offers investments and related services in emerging markets.

Recent Transactions

This member has no reported closed transactions.

Capital 42 Advisors

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Capital 42 Advisors is an independent investment bank that provides merger and acquisition advisory, growth capital and valuation services exclusively for lower middle market private companies.Our philosophy is straightforward: exceptional outcomes are not accidental. They result from rigorous preparation, strategic alignment, and thoughtful execution. We operate with discretion, discipline, and a commitment to quality over volume.Securities administered through Hamilton Grant LLC, Member FINRA and SIPC. Capital 42 Advisors and Hamilton Grant are not affiliated

Recent Transactions

This member has no reported closed transactions.

Goldmark Advisers, Inc.

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Goldmark Advisors is an investment banking firm providing conventional, specialty, and dedicated financial services to a broad client base of both private and public growth companies. Our management team is well seasoned with several decades of experience in the fundamentals of Investment Banking, Private Equity Funding, Specialty Financing, in addition to owning, operating, and managing public and private businesses. Our business approach to investments is based on sound and successful fundamentals of business: strong management, operational and financial success, and a proven long-term…

Recent Transactions

This member has no reported closed transactions.

Dunn Rush & Co., LLC

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Dunn Rush & Co. was founded in 2009 to provide high quality mergers and acquisition advisory services to middle market companies valued between $20 million and $200 million. The Firm specializes in working with the owners of private companies who are looking to sell their business.Dunn Rush & Co. has significant expertise in the following industry sectors: Business Services; Consumer & Healthy Living; Defense & Security; Healthcare & Life Sciences; Industrial & Manufacturing; and Technology & Media. The Firm is a registered Broker-Dealer and is headquartered at 225 Franklin Street, Boston MA…

Recent Transactions

This member has no reported closed transactions.

Watts Capital LLC

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Watts Capital, LLC is an investment bank focused on lower middle market and early stage companies in the Technology/Media/Telecom, Cleantech, Energy, and Real Estate sectors. We also provide placement services for top performing hedge fund, private equity and real estate managers.Our investment adviser affiliate provides wealth management services to high net worth families, as well as manages long-only and alternative investment strategies.

Recent Transactions

This member has no reported closed transactions.

Frequently Asked Questions

How are Investment Banks in this directory ordered?

Firms in the Trading Companies & Distributors Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Investment Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

What company sizes are most common for Trading Companies & Distributors Investment Banks?

Based on activity on Axial’s M&A platform, the core revenue range for Trading Companies & Distributors Investment Banks is $3M-$24M, with a core EBITDA range of $500K-$4M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

How important is Distribution experience when evaluating Investment Banks?

Relevant Distribution experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 250 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Distribution.

Do all Investment Banks in this directory focus exclusively on Distribution?

Not necessarily. Many firms are active across multiple industries, so inclusion in the Trading Companies & Distributors Investment Banks directory reflects relevant experience or activity in Distribution, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

How do I compare Investment Banks with experience in Distribution?

When comparing Investment Banks with experience in Distribution, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 250 firms included in the directory and can help identify firms that align with your needs.

How do I connect with Trading Companies & Distributors Investment Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Trading Companies & Distributors Investment Banks directory, you can request information here.

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