Top Other Diversified Financial Services Investment Banks with Recent Private M&A Activity

160

Active Firms

192

TTM Deal Flow

$3M-$31M

Core Revenue Range

$500K-$5M

Core EBITDA Range

Top States by Activity

California 14%

Florida 12%

New York 6%

Massachusetts 5%

New Jersey 5%

Key Attributes

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

BRG Capital Advisors

View Full Profile

BRG Capital Advisors, LLC is a US-registered broker dealer and member of FINRA and SIPC. Our professionals provide strategic advisory services that help our clients achieve long term success. We provide a full service M&A, balance sheet restructuring / recapitalization, growth equity, and debt placements.BRG Capital Advisors, LLC is the broker dealer affiliate of Berkeley Research Group (www.thinkbrg.com). Founded in 2010, BRG is a global consulting firm with more than 1,100 professionals in 43 offices around the world.Collectively, BRG professionals have experience working across all…

Recent Transactions

This member has no reported closed transactions.

National Alliance Securities, LLC

View Full Profile

NatAlliance Securities is an employee owned, full-service broker-dealer established in 1997 that employs over fifty investment professionals in its New York office, Austin headquarters and additional locations throughout the country. The firm is a member of FINRA , the Securities

Recent Transactions

This member has no reported closed transactions.

Aurus Advisors

View Full Profile

Aurus is a unique, next generation investment banking firm that provides superior service that is keenly focused on achieving our client's financial objectives. To accomplish this, we have assembled a team of seasoned bankers that have proven experience in the full range of financial products, strategies, and services that can be applied in a variety of industries. In addition to offering valuable advice based on deep knowledge in their respective areas of practice, our bankers have access to the firm's extensive relationship network which includes corporate, private equity and venture…

Recent Transactions

This member has no reported closed transactions.

Incognito Ventures

View Full Profile

Venture Advisory + FundingWe are experienced entrepreneurs, storytellers, and investors who understand all aspects of starting, growing and executing a vision. We primarily engage with opportunities in the media, entertainment, and technology sector.AdvisoryWe help emerging entrepreneurs driving great opportunities to raise money, so they can operate from a place of abundance. We help entrepreneurs craft a compelling story that highlights the true value of their opportunities. We identify and match the right investment partners from our global network of investors so that the…

Recent Transactions

This member has no reported closed transactions.

QueensGiant

View Full Profile

QueensGiant is a specialty boutique based in NYC with strong expertise in energy, commercial real estate, specialty finance and fintech. The company organizes itself in five major areas.Capital Markets Advisory An Independent and objective advisory for both public and private capital raises. Facilitating deal structuring, valuation, financial modeling, underwriter selection, document preparation, and contract review and investor procurement.Fintech AdvisoryWe provide progressive consulting to Fintech businesses on capital raising projects, capital planning, strategic partnerships, followed up…

Recent Transactions

This member has no reported closed transactions.

Clear Growth Capital

View Full Profile

Clear Growth Capital™ is an investment bank that provides Private Placement and Mergers & Acquisition advisory services to owners and CEO's of small and mid-sized companies. We help our clients position their company to a wide variety of capital options. We help fund transactions from $3 million to $75 million for growth, recapitalization, corporate spin-off, merger, acquisition or outright sale. Transactions are structured as minority equity, control sale, senior debt and/or mezzanine depending on the specific needs.

Recent Transactions

This member has no reported closed transactions.

Stop Browsing. Start Transacting.

Join 20,000+ members who source deals, connect with counterparties, and close transactions on Axial.

Get Started Today

Michael Stein & Associates  2010 Ltd. 

View Full Profile

Michael Stein founded Michael Stein & Associates 2010 Ltd., a boutique consulting firm that advises clients in the field of mergers, acquisitions, divestitures, corporate finance, re-organizations and going public, several years ago. He has acted both on the buy side and sell side of a transaction in numerous industries and has guided many clients, both large and small.With over 30 years of extensive experience acting as both principal and agent, Michael has established a reputation of being able to negotiate and structure a deal that actually closes. His level of commitment to a…

Recent Transactions

This member has no reported closed transactions.

Northland Securities

View Full Profile

Northland is a full service investment bank with the capabilities and expertise to provide strategic M&A advisory, underwriting, and placement agent services. Our investment banking professionals have years of experience from some of the most highly regarded names in investment banking, and our reputation is built upon senior-level attention, deep sector knowledge, and innovative thinking. Our experience and sector focus have led Northland to become recognized as one of the premier investment banking firms serving growth companies.Northland focuses on middle market companies in the high…

Recent Transactions

This member has no reported closed transactions.

Metro Equity Capital

View Full Profile

Metro provides assistance in Buying or Selling Businesses and also provides Financial Advisory and strategic Investment Banking services. Metro’s Investment Banking services includes debt financing, institutional equity, merger, acquisition and divestiture for small to medium-sized private and public companies (those between $10 million and $500 million in revenue). Our capital market team is managed by licensed Investment Bankers with extensive experience in institutional equity, debt financing, and mezzanine finance for small to medium-sized private and public companies. As seasoned…

Recent Transactions

This member has no reported closed transactions.

Accurent

View Full Profile

Accurent is a global advisory, real estate, financial services and venture capital conglomerate headquartered in New York City and London. Our firm has a long track record of publicly listing and funding companies via our $3.5billion fund partnership; advising leading private equity and venture-backed businesses, micro to large-cap public companies; as well as co-investing alongside family offices and UHNW individuals. The firm’s specialties span capital raising or direct injection in the form of private equity and debt via our $3.5BLN fund partnership and venture capital arm Accurent…

Recent Transactions

This member has no reported closed transactions.

Entoro

View Full Profile

Entoro is a global investment banking and financial services firm with a proven track record in mid-market energy and infrastructure investment banking, including platform-based distribution. The Entoro Group of companies includes Entoro Capital (Energy and Infrastructure Investment Banking), Entoro Securities (FINRA licensed Broker/Dealer – formerly The Oil & Gas Asset Clearinghouse II), and Entoro International (Advisory and Merchant Banking).Entoro brings together investment banking professionals with energy industry expertise to provide financial and strategic solutions to a global…

Recent Transactions

This member has no reported closed transactions.

Crosbie & Company Inc.

View Full Profile

Crosbie is an independent, employee owned Canadian investment banking firm that provides a wide array of financial advisory services to private and public companies, their boards, shareholders and other key stakeholders.With a reputation and expertise built through advising on hundreds of successful M&A, financing and restructuring transactions over 25 years, we are able to mobilize quickly to provide advice and complete transactions that add significant value for our clients.Areas of expertise include advising on the sale of companies, mergers and acquisitions, providing valuations and…

Recent Transactions

This member has no reported closed transactions.

Navigant Capital Advisors

View Full Profile

Navigant Capital Advisors ("NCA") is the dedicated corporate finance business unit of Navigant Consulting, Inc. NCA serves the middle market Investment Banking, Restructuring, Valuation, and Transaction Advisory needs of companies, private equity groups, lenders, and other creditor constituencies.With over 100 dedicated and experienced finance professionals nationwide, NCA advises on mergers, acquisitions, and divestitures; arranges private placements of debt and equity; and, provides a full range of corporate finance services in any industry.In an era of distress, disputes, and financial and…

Recent Transactions

This member has no reported closed transactions.

The Inman Company

View Full Profile

For forty five years, the consultants at The Inman Company have served as advisors to the owners of family businesses and private companies. We have create shareholder value through merger, sale, leaseback, acquisition, restructuring, refinancing, or recapitalization. We have closed hundreds of transactions across N America totaling $3 Billion in value. We provide an unprecedented combination of experience, expertise, independence, and commitmentOur clients include some of N Americas most prominent family businesses in a number of industries including manufacturing, distribution, healthcare,…

Recent Transactions

This member has no reported closed transactions.

Rainier Group, Inc.

View Full Profile

The Rainier Group was founded in 1988 to fill an unmet need of the owners of well established, private businesses. Specifically, we helped clients successfully address ownership changes that were to take place during their lifetime. Early on, we recognized a critical need to integrate business with personal objectives, and we began to cultivate more sophisticated capabilities to help our clients make critical decisions with greater confidence.We specialize in helping owners and founders of privately held companies identify, build and implement the best strategy for their situation. Since our…

Recent Transactions

This member has no reported closed transactions.

Crito Capital

View Full Profile

Crito Capital is an European-American placement platform. We raise capital for our clients, provide advice on business development matters, and assist with strategic issues facing both investment advisers and business owners looking to raise funds through private placement of securities. We are knowledgeable and experienced advisors to alternative fund managers and we are also capable investment bankers to companies in selected industry segments. We have worked with clients based in North America, Europe, Latin America, and Asia. We specialize in understanding our clients from every…

Recent Transactions

This member has no reported closed transactions.

MSC-BD, LLC a division of Madison Street Capital

View Full Profile

MSC-BD, LLC is a division of Madison Street Capital, an investment banking firm providing corporate financial advisory services, mergers and acquisitions expertise, valuation services and financial opinions to publicly and privately held businesses through our offices in North America, Asia and Africa.

Recent Transactions

This member has no reported closed transactions.

ONEtoONE Corporate Finance

View Full Profile

Independent and expert advice on Corporate Finance ServicesOur global infrastructure, investment banking expertise, and best-in-class technology makes ONEtoONE the best adviser for any middle-market M&A transaction

Recent Transactions

This member has no reported closed transactions.

Armory Securities, LLC

View Full Profile

Armory Securities is one of the leading investment banks dedicated solely to helping middle market companies and their constituents through the myriad of complex problems that confront them. Whether it’s mergers and acquisitions, debt or equity financings, restructuring or workouts, or general strategic advisory or consulting, our team of professionals brings a level of expertise that is uncommon in our marketplace.Since the original formation of our team in 2008, we have been involved in over $8 billion of financial transactions involving 32 diverse engagements. Our team has been…

Recent Transactions

This member has no reported closed transactions.

Tokenomix

View Full Profile

REVOLUTIONARY BLOCKCHAIN & DIGITAL ASSET INVESTMENT BANKINGADVANCING THE SCOPE OF CAPITAL MARKETSWITH COMPLIANT SOLUTIONS FOR TOKENIZED SECURITIESTokenomix is the premier security token investment bank that is leading a revolution in corporate finance and the capital markets. Tokenomix is opening the new world of blockchain assets and delivering it via the best practices of traditional finance and smart contracts . We deliver an optimized hybrid banking approach, providing guided solutions that challenge conventional thinking.The focus of Tokenomix is to make it easy for businesses,…

Recent Transactions

This member has no reported closed transactions.

1 2 3 4 5 8

Firms in the Other Diversified Financial Services Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

Based on activity on Axial’s M&A platform, the core revenue range for Other Diversified Financial Services Investment Banks is $3M-$31M, with a core EBITDA range of $500K-$5M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

Relevant Financial Services experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 160 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Financial Services.

Not necessarily. Many firms are active across multiple industries, so inclusion in the Other Diversified Financial Services Investment Banks directory reflects relevant experience or activity in Financial Services, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

When comparing Investment Banks with experience in Financial Services, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 160 firms included in the directory and can help identify firms that align with your needs.

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Other Diversified Financial Services Investment Banks directory, you can request information here.

Top Other Diversified Financial Services Investment Banks

Axial Insights

Stop Browsing. Start Transacting.

Frequently Asked Questions

Let us curate Relevant Introductions.

Companies sold using Axial Advisor Finder:

Get Introduced to the Right Advisors

You’re All Set

We've Received Your Request