NewCap Partners Inc. | Investment Bank on Axial

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Small Arms, Ordnance, and Ordnance Accessories Manufacturing

Advised

I3D MFG

in their acquisition by

BTX Precision

October 2023

NewCap Partners Inc.

Printing

Advised

Eagle Engineered Solutions

in their acquisition by

Beehive3D

December 2021

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Morf3D

in their acquisition by

Nikon

April 2021

NewCap Partners Inc.

IT Services, Technology Consulting Services

Advised

Altivon

in their acquisition by

ConvergeOne

August 2020

NewCap Partners Inc.

Chemical Manufacturing

Advised

Structured Polymers

in their acquisition by

Evonik Industries

January 2019

NewCap Partners Inc.

Business Support Services, Office Supplies (except Paper) Manufacturing

Advised

Parcel Pending

in their acquisition by

Neopost

January 2019

NewCap Partners Inc.

Printing

Advised

Arevo

in securing investment from

Airbus Ventures

November 2018

NewCap Partners Inc.

Health Care Services, Professional, Scientific, and Technical Services

Advised

Advance Medical Management, Inc.

in their acquisition by

Seoul Medical Group

June 2018

NewCap Partners Inc.

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Comprehensive Traffic Systems, Inc.

in their acquisition by

River Horse Logistics, LLC

March 2018

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Diversified Protection Systems Inc.

in their acquisition by

RedHawk Fire & Security

January 2018

NewCap Partners Inc.

Nonscheduled Chartered Freight Air Transportation, Process, Physical Distribution, and Logistics Consulting Services, Scheduled Freight Air Transportation

Advised

JIT Transportation Inc.

in their acquisition by

River Horse Logistics, LLC

December 2017

NewCap Partners Inc.

Software and Online Services

Advised

SeatAdvisors

in their acquisition by

Patron Technology

October 2017

NewCap Partners Inc.

Pharmaceutical and Medicine Manufacturing

Advised

Hanson Research Corporation

in their acquisition by

Teledyne Technologies

December 2016

NewCap Partners Inc.

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Transportation Solutions Company

in their acquisition by

Caymus Capital Group

December 2016

NewCap Partners Inc.

Advertising, Public Relations, and Related Services

Advised

BFG

in their acquisition by

Eastport Holdings

August 2016

NewCap Partners Inc.

Bank chests, metal, manufacturing, Chemical Manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Medical Equipment and Supplies Manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

Hexcel Corporation

in securing investment from

Oxford Performance Materials, Inc.

June 2016

NewCap Partners Inc.

Health Care Services

Advised

Prospective Payment Specialists

in their acquisition by

Bolder Healthcare Solutions a portfolio company of The Edgewater Funds

March 2016

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Nuvotronics

in securing investment from

Strategic Investors

June 2015

NewCap Partners Inc.

Paper Manufacturing

Advised

Postcard Printing Inc.

in their acquisition by

Digital Room Inc.

November 2014

NewCap Partners Inc.

Administration of Environmental Quality Programs, Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Biotechnology research and development laboratories or services in environmental science, Electric power generation, tidal, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Hydroelectric Power Generation, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Solar Electric Power Generation, Solar power structure construction, Waste Management and Remediation Services, Waste Treatment and Disposal, Wind Electric Power Generation

Advised

VRTX Technologies

in securing investment from

Ecowater Systems

May 2014

NewCap Partners Inc.

Nonscheduled Chartered Freight Air Transportation, Process, Physical Distribution, and Logistics Consulting Services, Scheduled Freight Air Transportation

Advised

Raymond Express International

in their acquisition by

H.I.G. Capital Management

February 2013

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Chad Industries

in their acquisition by

Jabil Circuit

December 2012

NewCap Partners Inc.

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Valley Aggregate Transport Inc.

in their acquisition by

Dispatch Transportation Co.

April 2012

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Data processing services, Electronic and Precision Equipment Repair and Maintenance, Information Technology (IT) infrastructure services (outsourced), Other Support Services, Services to Buildings and Dwellings, Special Food Services, Temporary Help Services, Warehousing

Advised

Unified Teldata, Inc.

in their acquisition by

Carousel Industries of North America

May 2011

NewCap Partners Inc.

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Coffee Dispenser Cleaner Company, LLC.

in their acquisition by

Ecolab

April 2011

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

FoamMatrix Inc.

in their acquisition by

Ducommun Incorporated

January 2011

NewCap Partners Inc.

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal, Water, Sewage and Other Systems

Advised

Scinor Mobius Water

in securing debt financing from

Kleiner Perkins Caufield & Byers

January 2010

NewCap Partners Inc.

Security Systems Services

Advised

BRK Brands, Inc a subsidiary of Jarden Corporation

in their acquisition by

Stuhlbarg International Sales Company, Inc.

June 2009

NewCap Partners Inc.

Water, Sewage and Other Systems

Advised

APT Water

in securing debt financing from

Kleiner Perkins Caufield & Byers

May 2009

NewCap Partners Inc.

Commercial Banking, Credit Unions, Savings Institutions

Advised

Thin Film Solar Technologies, SA (PTY)

in securing investment from

European Investment Bank

December 2008

NewCap Partners Inc.

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Solid Solutions and Fleet Transportation Services

in their acquisition by

Terra Renewal a portfolio company of Saw Mill Capital

March 2008

NewCap Partners Inc.

Chemical Manufacturing

Advised

Nature Works LLC with Cargill

in securing investment from

Teijin, Ltd

October 2007

NewCap Partners Inc.

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Motorcycle, Bicycle, and Parts Manufacturing

Advised

Peak Devices Inc.

in their acquisition by

Triquint Semiconductor

August 2007

NewCap Partners Inc.

Chemical Manufacturing, IT Services, Medical Equipment and Supplies Manufacturing, Technology Consulting Services

Advised

APT Water

in their acquisition by

Teijin, Ltd

June 2007

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Yankee Pacific Aerospace Inc.

in securing investment from

Hancock Park Associates

September 2006

NewCap Partners Inc.

Pharmaceutical and Medicine Manufacturing, Research and Development in the Physical, Engineering, and Life Sciences

Advised

GNI, Ltd.

in securing investment from

Beijing continent Pharmaceutical Co, Ltd.

June 2006

NewCap Partners Inc.

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Motorcycle, Bicycle, and Parts Manufacturing

Advised

TapeLaboratories, Inc.

in their acquisition by

Crossroads Systems Inc.

January 2006

NewCap Partners Inc.

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing

Advised

Corelis, Inc.

in their acquisition by

EWA Inc.

January 2006

NewCap Partners Inc.

Chemical Manufacturing, Research and Development in Biotechnology

Advised

Nanodyne

in their acquisition by

Umicore

December 2005

NewCap Partners Inc.

Healthcare Software (Consumer), Healthcare Software (Enterprise), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Beyond Diagnostics

in securing debt financing from

Morningside Technology Ventures Ltd.

December 2005

NewCap Partners Inc.

Pharmaceutical and Medicine Manufacturing

Advised

Shanghai Genomics Inc.

in their acquisition by

GNI, Ltd.

June 2005

NewCap Partners Inc.

All Other Miscellaneous Manufacturing, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing

Advised

Western-Hoegee Sporting Goods

in their acquisition by

Maurice Sporting Goods

October 2004

NewCap Partners Inc.

Electronics and Appliance Stores

Advised

Werner Telesport, LLC

in securing investment from

WATV Inc.

March 2004

NewCap Partners Inc.

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing

Advised

Overture, Inc.

in their acquisition by

Etronica Inc.

October 2003

NewCap Partners Inc.

Software and Online Services, Telecommunications

Advised

Tel Mark Sales, Inc.

in their acquisition by

West Corporation

January 2002

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Demo Systems, Inc.

in their acquisition by

Tecstar, Inc.

December 2001

NewCap Partners Inc.

Chemical Manufacturing

Advised

Burtin Polyurethane, LLC

in their acquisition by

Urethanes Division

May 2001

NewCap Partners Inc.

Chemical Manufacturing

Advised

Burtin Urethane Corporation and Burtin Polyurethane, LLC

in their acquisition by

Urethanes Division

January 2001

NewCap Partners Inc.

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

UDS Inc.

in their acquisition by

Innotrac Corporation

December 2000

NewCap Partners Inc.

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Health Net, Inc.

in their acquisition by

Cholestech

January 2000

NewCap Partners Inc.

Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

Advised

Executive Exchange, Inc.

in their acquisition by

Abacus Exchange, Inc.

January 2000

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Integrated Aerospace Inc

in securing investment from

Institutional Investor

August 1999

NewCap Partners Inc.

Broadcasting (except Internet), Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

Johnson Burnett Productions Inc

in securing investment from

Undisclosed party

January 1999

NewCap Partners Inc.

Finance and Insurance, Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

Advised

FinancialOxygen, Inc

in securing investment from

Undisclosed Buyer

January 1998

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Security Systems Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Rescue Industries, Inc.

in their acquisition by

Rescue Rooter LLP

December 1997

NewCap Partners Inc.

Cruise lines (i.e., deep sea passenger transportation to and from domestic ports, including Puerto Rico), Deep Sea Passenger Transportation, Rooming and Boarding Houses, Traveler Accommodation

Advised

Marc Hotels and Resorts Inc

in their acquisition by

Signature Resorts, Inc

October 1997

NewCap Partners Inc.

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

ERST/O 'Brien's Inc

in their acquisition by

Seacor Smit Inc.

September 1997

NewCap Partners Inc.

Pharmaceutical and Medicine Manufacturing

Advised

Nutrition 21, L.P.

in their acquisition by

AMBI, Inc.

August 1997

NewCap Partners Inc.

Support Activities for Rail Transportation, Support Activities for Road Transportation

Advised

Maoming Tongfa Highway Company, Ltd.

in securing investment from

China Merchants China Investment Management Inc.

August 1997

NewCap Partners Inc.

Oil and Gas Extraction, Support Activities for Oil and Gas Operations

Advised

ERST, Inc.

in their acquisition by

Management

April 1997

NewCap Partners Inc.

Healthcare Software (Consumer), Healthcare Software (Enterprise), Medical Equipment and Supplies Manufacturing

Advised

Tru-Trac Therapy Products, Inc a wholly-owned subsidiary of Sunrise Medical, Inc.

in their acquisition by

Henley International, Inc

January 1997

NewCap Partners Inc.

Administration of Environmental Quality Programs, Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or

Advised

Aero-design Technology, Inc.

in their acquisition by

MAG Aerospace Industries, Inc.

December 1996

NewCap Partners Inc.

Chemical Manufacturing, Pesticide, Fertilizer, and Other Agricultural Chemical Manufacturing

Advised

Boride Products Inc from The Dow Chemical Company

in their acquisition by

Kennametal

December 1996

NewCap Partners Inc.

Finance and Insurance, Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

invested in

Collectech Systems, Inc.

October 1996

NewCap Partners Inc.

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Bromar Inc,

in their acquisition by

Marketing Specialist Services Co.

October 1996

NewCap Partners Inc.

Medical Equipment and Supplies Manufacturing

Advised

Comfort Clinic Business of Bio Clinic Corporation a wholly-owned subsidiary of Sunrise Medical Inc.

in their acquisition by

Crain Industries, Inc.

October 1996

NewCap Partners Inc.

Health Care Services, Hospitals, Nursing and Residential Care Facilities, Veterinary Services

Advised

Air Therapy Rental Business of Bio Clinic Corporation a wholly-owned subsidiary of sunrise Medical, Inc.

in their acquisition by

SpectraCair a joint venture between Huntleigh/HNE and Mediq/PRN

January 1996

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Tycom Corporation

in securing investment from

Undisclosed party

September 1995

NewCap Partners Inc.

Gasoline Stations and Truck Stops, Home and auto supply stores, Motor Vehicle and Parts Dealers

Advised

AutoEXPO, Inc.

in securing debt financing from

Undisclosed party

September 1995

NewCap Partners Inc.

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Programmed Composites, Inc. a wholly-owned subsidiary of Katema, Inc.

in their acquisition by

Pressure Systems, Inc.

June 1995

NewCap Partners Inc.

Residential Building Construction

Advised

The Olson Company

in securing debt financing from

Wells Fargo Bank

April 1995

NewCap Partners Inc.

Financial Transactions Processing, Reserve, and Clearinghouse Activities, Mortgage and Nonmortgage Loan Brokers, Real Estate Credit

Advised

Plaza Home Mortgage Corporation

in their acquisition by

Fleet Financial Corporation a unit of Fleet National Bank, Inc.

March 1995

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Broco Incorporated

in their acquisition by

A Private Investment Group

February 1995

NewCap Partners Inc.

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

LMB Hand Rehab Products, inc. a wholly-owned subsidiary of Rehabilitation Technologies, Inc.

in their acquisition by

DeRoyal Industries, Inc.

October 1994

NewCap Partners Inc.

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Industry's Choice, Inc. a wholly-owned subsidiary of Rehabilitation Technologies ,Inc.

in their acquisition by

Technol Medical Products, Inc.

June 1994

NewCap Partners Inc.

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing, Safety Equipment Manufacturing

Advised

China Newtech Development and Trade Corporation

in securing investment from

Triconex Corporation

March 1994

NewCap Partners Inc.

Health Care Services, Medical Equipment and Supplies Manufacturing

Advised

Solos Endoscopy, Inc. a wholly-owned subsidiary of Birtcher Medical Systems, Inc.

in their acquisition by

Woodbine Optical Corp.

January 1994

NewCap Partners Inc.

Telecommunications, Wired Telecommunications Carriers

Advised

Torch International in the People's Republic of China

in securing investment from

MRV Communications, Inc

December 1993

NewCap Partners Inc.

Health Care Services, Medical Equipment and Supplies Manufacturing

Advised

China Newtech Development and Trade Corporation in the People's Republic of China

in securing investment from

Integrated Orbital Implants, Inc.

October 1993

NewCap Partners Inc.

Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants

Advised

China Newtech Development and Trade Corporation

in securing investment from

Interpore International

October 1993

NewCap Partners Inc.

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

CCI Communications, Inc

in their acquisition by

Decom Systems, Inc

September 1993

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Grover Piston Ring Division a wholly-owned subsidiary of The Furon Company

in their acquisition by

Grover Corporation

May 1993

NewCap Partners Inc.

Communications software (chat, messaging, email), Consumer Software and Online Services, Online News, Social Games, Social Media Management Software, Social Networking Services, Software and Online Services

Advised

The ultrasound technology and related assets of Interpore International

in their acquisition by

Applied Epigenetics, Inc.

March 1993

NewCap Partners Inc.

Communications software (chat, messaging, email), Consumer Software and Online Services, Online News, Social Games, Social Media Management Software, Social Networking Services, Software and Online Services

Advised

China Newtech Development and Trade Corporation in the People's Republic of China

in securing investment from

Interpore International

January 1993

NewCap Partners Inc.

Health Care Services

Advised

Emergency Medical Service Operations

in securing debt financing from

CareLine, Inc.

January 1993

NewCap Partners Inc.

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

Rehrig Manufacturing Corporation a wholly-owned subsidiary of Rehrig Pacific Company

in their acquisition by

Autocam Corporation

December 1992

NewCap Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

TRW Pressure Systems, Inc

in their acquisition by

Pressure Systems, Inc a new corporation formed by Management and DSV Partners

August 1992

NewCap Partners Inc.

Healthcare Software (Consumer), Healthcare Software (Enterprise), Medical Equipment and Supplies Manufacturing

Advised

Akron Therapy Products Limited a wholly-owned subsidiary of Sunrise Medical, Inc

in their acquisition by

The Nesbit Evans Group Limited

January 1989