Brookwood Associates | Investment Bank on Axial

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Togo’s Holdings, LLC

in their acquisition by

Nimes Capital

December 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Smash Management Inc

in their acquisition by

World Wide Wings, LLC and Partners Group

October 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Taco Bell Corp.

in their acquisition by

American Franchise Corp.

August 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Silver Diner

in securing investment from

Goode Partners

August 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

FSC Franchise Co., LLC,

in their acquisition by

CapitalSpring

July 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Valenti Management

in their acquisition by

NPC International

May 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Water Ice Franchise Company, LLC

in their acquisition by

Argosy Capital and MTN Capital Partners

January 2017

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

KFC & KT assets

in their acquisition by

KBP Foods Restaurant Group

September 2015

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Taco Bell

in their acquisition by

Charter Foods, Inc.

July 2015

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

A Sure Wing, LLC

in their acquisition by

Diversified Restaurant Holdings, Inc.

July 2015

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Jackmont Hospitality, Inc.

in securing investment from

Brightwood Capital Advisors, LLC

June 2015

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Wendy's

in their acquisition by

NPC International Inc.

September 2014

Brookwood Associates

Health Care Services, HMO Medical Centers

Advised

Sun Healthcare

in securing investment from

Confidential/Undisclosed

June 2014

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

One Source

in securing investment from

Confidential/Undislosed

June 2014

Brookwood Associates

Chemical Manufacturing

Advised

Harper Love Adhesives Corporation

in securing investment from

Graycliff Partners

June 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Buffet Partners L.P.

in their acquisition by

Food Management Partners

June 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Morgan’s Foods, Inc.

in their acquisition by

Apex Restaurant Management, Inc.

May 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Burger King

in their acquisition by

Confidential / Undisclosed

April 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

QSR Group

in their acquisition by

Sundance, Inc.

April 2014

Brookwood Associates

Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Pharmaceutical and Medicine Manufacturing

Advised

Southern Anesthesia & Surgical, Inc.

in their acquisition by

PSS World Medical, Inc.

April 2014

Brookwood Associates

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Food Manufacturing, Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Atlantic Premium Brands, Ltd.

in securing investment from

Tall Tree Foods Holdings Inc.

April 2014

Brookwood Associates

Administration of Human Resource Programs, Data processing services, Employment Services, Human Resources Consulting Services, Information Technology (IT) infrastructure services (outsourced), IT Services, Technology Consulting Services, Temporary Help Services

Advised

Morehead Associates, Inc.

in their acquisition by

Press Ganey Associates, Inc.

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Filet of Chicken

in their acquisition by

Creo Capital Partners

April 2014

Brookwood Associates

Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing

Advised

Mid-States Automotive Distributors

in their acquisition by

O’ Reilly Automotive

April 2014

Brookwood Associates

All Other Miscellaneous Manufacturing, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing

Advised

Golfsmith International, Ltd.

in their acquisition by

First Atlantic Capital, Ltd.

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Ali, SpA

in securing investment from

Market Forge Inc.

April 2014

Brookwood Associates

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Sticky Ribhouse, LLC

in their acquisition by

Sticky Fingers Restaurants, LLC

April 2014

Brookwood Associates

Book Stores and News Dealers, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

Berol Corporation

in their acquisition by

Newell Rubbermaid

April 2014

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Aerial Access Equipment

in securing investment from

Plainfield Asset Management

April 2014

Brookwood Associates

Drilling Oil and Gas Wells, Oil and Gas Extraction, Support Activities for Oil and Gas Operations

Advised

Hi-Tech Testing Service, Inc

in their acquisition by

Professional Service Industries, Inc.

April 2014

Brookwood Associates

Building Material and Garden Equipment and Supplies Dealers, Furniture and Home Furnishings Stores, Furniture stores, used, Home and Garden E-Commerce

Advised

A World of Tile

in their acquisition by

Pouschine Cook Capital

April 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Food Manufacturing, Mobile Food Services, Restaurants and Other Eating Places

Advised

Breadwinners at the Triangle, LLC

in their acquisition by

Panera Bread Company

April 2014

Brookwood Associates

Book Stores and News Dealers, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

American Academic Supplies

in their acquisition by

School Specialty

April 2014

Brookwood Associates

Health Care Services, Hospitals, Nursing and Residential Care Facilities, Veterinary Services

Advised

Three Springs, Inc.

in their acquisition by

Sequel Youth and Family Services

April 2014

Brookwood Associates

Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software, IT Services, Technology Consulting Services

Advised

Marina Medical Billing Service, Inc.

in securing investment from

American Capital Strategies

April 2014

Brookwood Associates

Health Care Services, IT Services, Technology Consulting Services

Advised

Southeast Anesthesiology Consultants

in their acquisition by

MEDNAX, Inc.

April 2014

Brookwood Associates

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Computer Software, Hardware, and Electronics E-Commerce, Electronics Stores, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

The New Release

in securing investment from

MCG Capital Corporation

April 2014

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing

Advised

Franklin Power Products, Inc. and International Fuel Systems, Inc.

in their acquisition by

Caterpillar, Inc.

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Alabama Farmer's Cooperative

in their acquisition by

Agriliance/Land O'Lakes

April 2014

Brookwood Associates

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Inpatient Management, Inc.

in their acquisition by

Eagle Hospital Physicians

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Aladdin Temp-Rite

in their acquisition by

Ali, SpA

April 2014

Brookwood Associates

Data processing services, Information Technology (IT) infrastructure services (outsourced), IT Services, Technology Consulting Services, Temporary Help Services

Advised

K2 Industrial Services, Inc.

in their acquisition by

The Halifax Group

April 2014

Brookwood Associates

Data processing services, Information Technology (IT) infrastructure services (outsourced), IT Services, Technology Consulting Services, Temporary Help Services

Advised

Marina Medical Billing Service, Inc.

in their acquisition by

T-System, Inc.

April 2014

Brookwood Associates

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Professional, Scientific, and Technical Services, Research and Development in the Physical, Engineering, and Life Sciences

Advised

S&S Worldwide, Inc.

in their acquisition by

Sansei Yusoki Co Ltd.

April 2014

Brookwood Associates

Enterprise Software and Online Services, Software and Online Services

Advised

AccuScan

in their acquisition by

Peak Technologies

April 2014

Brookwood Associates

Chemical Manufacturing

Advised

Para-Chem Southern, Inc.

in their acquisition by

Royal Adhesives and Sealants

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Scotsman Industries, Inc.

in their acquisition by

Ali Group S.p.A.

April 2014

Brookwood Associates

Apparel & Textiles

Advised

Tanner Companies

in their acquisition by

Tanner family

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Food Holdings, Inc.

in their acquisition by

H.I.G. Capital

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Nonscheduled Chartered Freight Air Transportation, Other Support Services, Scheduled Freight Air Transportation, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

AirWorx Construction Equipment & Supply, LLC

in their acquisition by

Hammond, Kennedy, Whitney & Co.

April 2014

Brookwood Associates

All Other Miscellaneous Manufacturing, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing

Advised

Brass Eagle, Inc

in their acquisition by

K2

April 2014

Brookwood Associates

Apparel & Textiles, Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants

Advised

Carolina Silver LLC

in their acquisition by

Noble Biomaterials, Inc.

April 2014

Brookwood Associates

Food and Beverage Stores

Advised

Bob's Candies

in their acquisition by

Catterton Partners

April 2014

Brookwood Associates

Alumina and Aluminum Production and Processing

Advised

Bonnell Aluminum

in their acquisition by

AACOA

April 2014

Brookwood Associates

Electronic and Precision Equipment Repair and Maintenance, Machinery Manufacturing

Advised

North American Substation Services

in their acquisition by

BBH Capital Partners and management

April 2014

Brookwood Associates

Apparel & Textiles

Advised

Sheplers, Inc

in their acquisition by

Gryphon Investors

April 2014

Brookwood Associates

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Promotional Products Distributors (Wholesalers), Service Establishment Equipment and Supplies Distributors (Wholesalers)

Advised

Harvey's Supermarkets

in their acquisition by

Belgium-based Delhaize Group

April 2014

Brookwood Associates

Soft Drink Manufacturing

Advised

Carolina Beer and Beverage

in their acquisition by

SunTx Capital Partners

April 2014

Brookwood Associates

Health Care Services

Advised

Transolutions, Inc.

in their acquisition by

Accentus, Inc.

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

H.C. Duke & Son

in their acquisition by

Ali, SpA

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Challenger Lifts, Inc.

in their acquisition by

Snap-on Incorporated

April 2014

Brookwood Associates

Food and Beverage Stores, Food Manufacturing

Advised

Rita’s Water Ice Franchise Company, LLC

in their acquisition by

Falconhead Capital, LLC

April 2014

Brookwood Associates

Research and Development in the Physical, Engineering, and Life Sciences

Advised

PMG Research, Inc

in their acquisition by

Inclinix, Inc.

April 2014

Brookwood Associates

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Paperboard Container Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

Jen-Coat, Inc.

in their acquisition by

Wellspring Capital Management

April 2014

Brookwood Associates

Apparel & Textiles

Advised

Michaels of Oregon

in their acquisition by

Bushnell

April 2014

Brookwood Associates

Research and Development in the Physical, Engineering, and Life Sciences

Advised

Wheaton Industries Inc.

in their acquisition by

PNC Equity Partners

April 2014

Brookwood Associates

Apparel & Textiles, Textile Mills, Textile Product Mills

Advised

Caron International, Inc.

in their acquisition by

Spinrite LP

April 2014

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Beverage Air from the United Technologies

in their acquisition by

Ali, SpA

April 2014

Brookwood Associates

Catalog (i.e., mail order, store merchandise) publishers (except exclusive Internet publishing), Catalog (i.e., mail order, store merchandise) publishers and printing combined, Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Pharmacies and Drug Stores

Advised

Access Diabetic Supply

in their acquisition by

Owens & Minor, Inc.

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Precision Boilers, Inc.

in their acquisition by

Source Capital, LLC

April 2014

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

International Fuel Systems

in their acquisition by

OhioCat

January 2014

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Automobile antennas manufacturing, Automobile hardware, metal, manufacturing, Automobile radio receivers manufacturing, Automobile skid chains made from purchased wire, Automobile storage batteries manufacturing, Automobile suspension springs, heavy gauge metal, manufacturing, Automotive electrical switches manufacturing, Automotive Industry Hardware Technology, Automotive light bulbs manufacturing, Automotive or aircraft wire and cable made in aluminum wire drawing plants, Automotive theft alarm systems manufacturing, Car alarm manufacturing, Car stereos manufacturing, Car wheels, rolled steel, made in iron and steel mills, Compact disc players (e.g., automotive, household-type) manufacturing, Gauges (e.g., oil pressure, water temperature, speedometer, tachometer), motor vehicle, manufacturing, Glass, automotive, made from purchased glass, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Motor vehicle

Advised

Western Reman Industrial

in securing investment from

Confidential / Undisclosed

January 2014

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

ADF Restaurant Group

in securing investment from

Confidential / Undisclosed

December 2013

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

American Huts, Inc.

in securing investment from

Confidential/Undisclosed

September 2013

Brookwood Associates

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Motorcycle, Bicycle, and Parts Manufacturing

Advised

Turbonetics

in their acquisition by

Wabtec Corporation

July 2013

Brookwood Associates

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Food Manufacturing, Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Atlantic Premium Brands, Ltd

in their acquisition by

Tree Foods Holdings Inc.

July 2013

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Fillet Of Chicken

in their acquisition by

Altamont Capital Partners

July 2013

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Atlantic Premium Brands

in their acquisition by

Altamont Capital Partners

July 2013

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Richard's Cajun Foods and Blue Ribbon Bacon & Sausage business units

in their acquisition by

Tall Tree Foods Holdings Inc.

July 2013

Brookwood Associates

Health Care Services

Advised

eap

in their acquisition by

Educational Services of America

January 2013

Brookwood Associates

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Morehead

in their acquisition by

Press Ganey Associates

January 2013

Brookwood Associates

Amusement Parks and Arcades, Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Other Amusement and Recreation Industries, Performing Arts, Spectator Sports, and Related Industries, Professional, Scientific, and Technical Services, Research and Development in the Physical, Engineering, and Life Sciences

Advised

S&S Worldwide

in their acquisition by

Japanese conglomerate Sansei Yusoki

November 2012

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Capital Resource Partners and Management

in their acquisition by

The Halifax Group

November 2012

Brookwood Associates

Oil and Gas Field Machinery and Equipment Manufacturing, Support Activities for Oil and Gas Operations

Advised

Hi-Tech Testing

in their acquisition by

Professional Services, Inc

October 2012

Brookwood Associates

Alumina and Aluminum Production and Processing, Chemical Manufacturing

Advised

AACOA, Inc.

in their acquisition by

Tredegar Corporation

October 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Sterling Restaurants, LLC

in securing investment from

Confidential/Undislosed

August 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Moe’s Southwest Grill

in their acquisition by

Sterling Restaurants, LLC

August 2012

Brookwood Associates

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Marina Medical

in their acquisition by

American Capital (Nasdaq: ACAS)

June 2012

Brookwood Associates

Pharmaceutical and Medicine Manufacturing

Advised

PMG Research

in their acquisition by

Inclinix

June 2012

Brookwood Associates

Electric Power Generation, Transmission and Distribution

Advised

Utilities Construction Co. Inc.

in their acquisition by

Quanta Services

May 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Breadwinners at the Triangle, LLC

in their acquisition by

Panera Bread Company

March 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Breadwinners at the Triangle, LLC

in their acquisition by

Panera Bread Company

March 2012

Brookwood Associates

Advertising, Public Relations, and Related Services, Professional, Scientific, and Technical Services

Advised

nth Degree

in their acquisition by

Gen Cap America

February 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Sticky Ribhouse, LLC

in their acquisition by

Confidential / Undisclosed

January 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Food and Beverage Stores, Mobile Food Services, Restaurants and Other Eating Places

Advised

Bravo Food Group, LLC

in their acquisition by

Celebration Restaurant Group, LLC

January 2012

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Rita’s Water Ice Franchise Company, LLC

in their acquisition by

Falconhead Capital, LLC

December 2011

Brookwood Associates

Apparel & Textiles

Advised

Caron International, Inc.

in their acquisition by

Spinrite LP

December 2011

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Morgan’s Foods, Inc.

in securing investment from

Fortress Investment Group

December 2011

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Bravo Food Group, LLC

in their acquisition by

Northwood Ventures, LLC

November 2011

Brookwood Associates

Electric Power Generation, Transmission and Distribution

Advised

NASS

in their acquisition by

BBH Capital Partners and Management

August 2011

Brookwood Associates

Health Care Services

Advised

Inpatient Management INC.

in their acquisition by

Eagle Hospital Physicians

August 2011

Brookwood Associates

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Soteria

in their acquisition by

Confidential/Undisclosed

May 2011

Brookwood Associates

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Other Support Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Special Food Services, Warehousing, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Thompson Industrial Services

in their acquisition by

Confidential/Undislosed

January 2011

Brookwood Associates

Chemical Manufacturing

Advised

Para-Chem Southern

in their acquisition by

Royal Adhesives and Sealants

December 2010

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Pizza Hut units

in their acquisition by

YUM! Brands

December 2010

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Pick Up Stix, Inc.

in their acquisition by

Confidential / Undisclosed

November 2010

Brookwood Associates

Health Care Services

Advised

Southeast Anesthesiology Consultants

in their acquisition by

MEDNAX (NYSE: MD)

October 2010

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Fenwick Group, LLC

in their acquisition by

Panera Bread Company

October 2010

Brookwood Associates

Food Manufacturing

Advised

Jen-Coat, Inc.

in their acquisition by

Wellspring Capital Management

August 2010

Brookwood Associates

Breweries, Soft Drink Manufacturing

Advised

Carolina Beer and Beverage, LLC.

in their acquisition by

SunTx Capital Partners

August 2010

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

American Huts, Inc.

in securing investment from

Confidential/Undislosed

May 2010

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Top Chick

in their acquisition by

H.I.G. Capital

March 2010

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

North Country BBQ

in their acquisition by

Confidential / Undisclosed

February 2010

Brookwood Associates

Health Care Services

Advised

Three Springs

in their acquisition by

Sequel Youth and Family Services

December 2009

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting

Advised

Agrilliance/Land O’Lakes

in their acquisition by

Alabama Farmers Cooperati

July 2009

Brookwood Associates

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

NEA

in securing investment from

Polaris Venture Partners

January 2009

Brookwood Associates

Machinery Manufacturing

Advised

CCI Conveyor Pulleys

in their acquisition by

Martin Sprocket & Gear Inc

December 2008

Brookwood Associates

Electric Power Generation, Transmission and Distribution

Advised

CCI Conveyor Components, Inc.

in their acquisition by

Martin Sprocket & Gear, Inc.

December 2008

Brookwood Associates

Agriculture, Forestry, Fishing and Hunting

Advised

Bucks County Coffee Co.

in their acquisition by

Confidential/Undisclosed

October 2008

Brookwood Associates

Architecture, Engineering, and Construction (ACE), Electric Power Generation, Transmission and Distribution, Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Shaw EDS

in their acquisition by

Pike Electric

September 2008

Brookwood Associates

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Hospitalists of America

in their acquisition by

IPC The Hospitalist Company (Nasdaq: IPCM)

August 2008

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Research and Development in the Physical, Engineering, and Life Sciences

Advised

Airworx

in their acquisition by

Hammond, Kennedy & Whitney

May 2008

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

bd’s Mongolian Grill

in their acquisition by

Kinderhook Industries, LLC

May 2008

Brookwood Associates

Administration of Human Resource Programs, Employment Services, Human Resources Consulting Services, Payment Processing Software and Services

Advised

blue and gray collar professional employer organization

in their acquisition by

Confidential/Undislosed

April 2008

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Florida Apple

in securing investment from

GE Capital Franchise Finance Corporation

February 2008

Brookwood Associates

Administration of Human Resource Programs, Employment Services, Human Resources Consulting Services

Advised

Insource Contract Services, LLC

in their acquisition by

Colville Capital and Prairie Capital

January 2008

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Grillco, Inc. and Florida Apple, LLC

in their acquisition by

Confidential / Undisclosed

December 2007

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Zoës Kitchen USA, LLC

in their acquisition by

Brentwood Associates

October 2007

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

The Habit Restaurants, Inc.

in their acquisition by

KarpReilly LLC

August 2007

Brookwood Associates

Textile Mills, Textile Product Mills

Advised

Swift Spinning

in their acquisition by

Blackstreet Capital

May 2007

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Leeann Chin, Inc.

in their acquisition by

Confidential / Undisclosed

March 2007

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Ozark Restaurants

in their acquisition by

GenXmex Foods, Inc.

February 2007

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Paradise Bakery & Café

in their acquisition by

Panera Bread Company

February 2007

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Franklin Power Products

in their acquisition by

Caterpillar, Inc.

January 2007

Brookwood Associates

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise), Medical Equipment and Supplies Manufacturing

Advised

RadioTheraphy Clinic of Georgia

in their acquisition by

Physician Oncology Services

January 2007

Brookwood Associates

Chemical Manufacturing

Advised

Wheaton Industries Inc.

in their acquisition by

PNC Equity Partners

November 2006

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Ryan’s, Inc.

in their acquisition by

Buffets, Inc.

November 2006

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Koning Restaurants

in securing investment from

Confidential/Undislosed

April 2006

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

KirTac, Inc

in their acquisition by

K-Mac Enterprises

March 2006

Brookwood Associates

Book Stores and News Dealers, Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Performing Arts, Spectator Sports, and Related Industries, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

The New Release

in securing investment from

Confidential/Undisclosed

December 2005

Brookwood Associates

Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Pharmaceutical and Medicine Manufacturing

Advised

Soutern Anesthesia Surgical

in their acquisition by

PSS World Medical (Nasdaq: PSSI)

November 2005

Brookwood Associates

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Professional, Scientific, and Technical Services, Research and Development in the Physical, Engineering, and Life Sciences

Advised

PSI

in their acquisition by

Olympus Partners

October 2005

Brookwood Associates

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Nestor Sales Company

in their acquisition by

Carousel Capital

August 2005

Brookwood Associates

Food and Beverage Stores, Food Manufacturing

Advised

Bobs

in their acquisition by

Farley’s and Sathers Candy Company

April 2005

Brookwood Associates

Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Pharmaceutical and Medicine Manufacturing, Pharmacies and Drug Stores

Advised

Access Diabetic Supply

in their acquisition by

Owens & Minor

January 2005

Brookwood Associates

Drinking Places (Alcoholic Beverages), Mobile Food Services, Restaurants and Other Eating Places

Advised

Heartland Brewery

in securing investment from

Confidential/Undislosed

December 2004

Brookwood Associates

Agriculture, Construction, and Mining Machinery Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Aerial Access Equipment

in their acquisition by

Plainfield Asset Management

June 2004

Brookwood Associates

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Electronic and Precision Equipment Repair and Maintenance, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Promotional Products Distributors (Wholesalers), Service Establishment Equipment and Supplies Distributors (Wholesalers)

Advised

LADD Industries

in their acquisition by

Carlton-Bates Company

November 2003

Brookwood Associates

Electronic and Precision Equipment Repair and Maintenance

Advised

EaglePicher

in securing investment from

Confidential / Undisclosed

July 2003