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Top New York Investment Banks

Explore 164 New York Investment Banks that leverage Axial’s platform to connect with investors on behalf of their clients.

Axial Insights

New York Investment Banks

164

Active Firms

115

TTM Deal Flow

$3M-$21M

Core Revenue Range

$500K-$3M

Core EBITDA Range


Technology 25%
Industrials 22%
Food & Hospitality 13%
Healthcare 13%
Business Services 7%

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Showing 21-40 of 164 Investment Banks

Sorted by recent activity

India Brook Partners

11 Total Closed Deals
India Brook Partners, LLC is an independent investment banking firm providing the highest level of value added advice and services to corporations and institutional investors, specializing in the food and beverage industry. We work with many management and family owned middle market companies and investors, focusing on mergers and acquisitions and financing transactions. We offer clients market access, specialized industry knowledge, valuation expertise and effective transaction management to achieve highly competitive results. The firm's website is at http://www.indiabrook.com.

Recent Transactions

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  • Jul 2023 Advised Spangler in its sale to Kencraft
  • Jul 2023 Advised TSC Holding Co. in its sale to Taormina Sales Company
  • Jul 2023 Advised Taormina Sales Corp. in its sale to Campania Foods Company
  • May 2017 Advised Nuts.com in its sale to Koppers Chocolate
TerraNova Capital is an investment, merchant banking and advisory firm focused on small-to-middle market companies. TerraNova Capital Equities, the investment bank, provides financial and capital solutions, while TerraNova Capital Partners focuses on merger and acquisition (M&A) advice and finance and merchant banking.Our senior bankers have decades of investment banking and operating experience in their respective industries. The collective expertise of our team includes equity and debt capital raising, sell side and buy side M&A advisory…

Recent Transactions

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  • Aug 2023 Advised ComSovereign in its sale to Anonymous Company
  • Aug 2023 Advised FortunaPIX Inc in its sale to TerraNova Capital Partners, Inc.
  • Aug 2023 Advised GBV Biopharma, Inc. on an investment from TerraNova Capital Equities, Inc.
  • Aug 2023 Advised Liquid OTC LLC on an investment from TerraNova Capital Partners, Inc.
Headquartered in New York City, Aleutian Capital Group (ACG) is an experienced boutique investment banking firm with a national footprint and global reach. We provide advisory services to companies looking to sell or raise capital and executives wishing to execute a management buyout.We have a unique approach for identifying investors willing to commit their capital to these transactions that allows us to reach investors of which others are not even aware. Our approach enables us to complete transactions in a short period of time, with strict confidentiality and at the highest possible price.…

Recent Transactions

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  • Aug 2023 Advised Rayne Staffing, LLC in its sale to Critical Energy Infrastructure Services, LLC
  • Jul 2022 Advised MPE Partners in its sale to 3D International, LLC
  • Jun 2022 Advised E.I. Design in its sale to MPS Interactive
  • May 2022 Advised Mountain State Software Solutions in its sale to Argano

Featured Deals

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Two Roads Advisors

10 Total Closed Deals
We are a boutique investment bank focused on providing excellent advice on mergers & acquisitions, capital raises, and corporate strategy & performance to businesses that are at a crossroads in their lifecycles

Recent Transactions

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  • Aug 2023 Advised DERMAdoctor in its sale to Orchard Mile
  • Aug 2023 Advised Students in its sale to TSI Holdings
  • Jun 2023 Advised R&J Control, Inc. in its sale to GenServe
  • May 2023 Advised Myron in its sale to Go Global
Sparring Partners Capital is an investment bank providing Mergers & Acquisitions Advisory and Capital Raising Services to technology-enabled companies and private equity firms. Headquartered in New York City, Sparring Partners maintains relationships globally to service its international client base. The firm works with a select number of clients to ensure a high level of service with all clients receiving senior-level attention and priority. Sparring Partners was founded in 2001 by Warren H. Spar after a successful career as a Partner at Lehman Brothers and a Managing Director at Deutsche…

Recent Transactions

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  • Sep 2012 Advised edge IPK Limited in its sale to Temenos Group AG
  • Apr 2012 Advised Xceligent on an investment from DMG Information
  • Dec 2011 Advised Profitline in its sale to Tangoe
  • Dec 2010 Advised EPFR Global in its sale to Informa
We help global multinationals, prominent mid-sized companies and leading private equity firms to build and re-position their businesses through mergers and acquisitions, business sales / divestitures and strategic alliances. With highly skilled professionals in New York, Chicago, London, Frankfurt, Paris, Zurich, Prague, Milan, Hong Kong and Beijing, we help clients facilitate transactions globally.

Recent Transactions

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  • Dec 2020 Advised Tuthill Corporation on an investment from ingersoll Rand, Inc.
  • Dec 2020 Advised ERB Industries in its sale to Delta Plus
  • Dec 2020 Advised WaterSep in its sale to Sartorius
  • Oct 2020 Advised Phoenix America in its sale to DiscoverIE

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Salomon Whitney LLC

5 Total Closed Deals
Our investment banking products are tailored to various client needs. Developing a thorough understanding of our client’s specific goals and evaluating the market dynamics of various industry sectors, we strive to provide unbiased finance solutions.​Our ability to analyze all aspects of our client companies and assess the feasibility of all corporate finance options, allows us to recommend a solution tailored specifically for our clients. Building strong relationships with major institutional, strategic and corporate investors are powerful resources used to implement our corporate…

Recent Transactions

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  • Jan 2019 Invested in LYFT
  • Jan 2019 Invested in Palantir Usa Inc.
  • Jan 2019 Invested in Airbnb
  • Jan 2019 Invested in Pinterest
Green Circle is an investment bank that focuses on serving companies within the world of Health & Wellness (with a particular emphasis on natural products). Our clients typically generate between $5MM to $100MM in revenues. In the fashion of a true boutique, our team of experienced Managing Directors personally handle every step of a client engagement. Green Circle professionals provide sophistication and transaction experience to small and mid-sized companies that are often family-owned or led by entrepreneurs.The firm is run by seasoned professionals with experience in investment…

Recent Transactions

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  • Dec 2019 Advised Explore Cuisine on an investment from Un-named Leading Strategic Food Company
  • Nov 2018 Advised Gloe Brands, Inc on an investment from Coca-Cola VEB
  • Jun 2018 Advised Genesis Today in its sale to Un-named Strategic Acquirer
  • Jun 2017 Advised Marley Beverage Company in its sale to New Age Beverages

Primary Capital Inc

4 Total Closed Deals
Primary Capital LLC (PC) is a full service investment banking firm registered with the Securities and Exchange Commission (SEC), and a member of both the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). We provide a broad range of banking and advisory services with a focus on the needs of small to midsized public companies and late stage private companies. We provide direction, capital, and strategic relationships to companies that meet our criteria. Our range of services also includes providing fairness opinions in connection with…

Recent Transactions

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  • Mar 2013 Advised Jiangxi Kaiyuan Anfu Ham Co., Ltd on an investment from PE Fund in China
  • Oct 2012 Advised Net Element on an investment from Cazador Acquisition Corporation (SPAC)
  • Sep 2011 Advised Fujian Feichi Machinery Co., Ltd. on an investment from China Renaissance Capital Investment
  • May 2008 Advised SinoHub on an investment from China PE Fund

Xnergy Financial

4 Total Closed Deals
Xnergy Financial, Member FINRA/ SIPC, is an international investment banking firm providing debt and equity and merger and acquisition services to emerging growth and middle market companies. Our extensive expertise in a broad range of industries enables us to deliver prompt, creative finance solutions to our clients regardless of complexity. Our sector specific team of professionals continuously tailors the finance solutions we provide to respond to the changing opportunities of our clients. Our services include debt and equity corporate finance, merger, acquisition, and disposition…

Recent Transactions

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  • Dec 2013 Advised Interpreters Unlimited on an investment from Bank of Southern California
  • Dec 2013 Advised Interpreters Unlimited on an investment from Bank of Southern California
  • Nov 2013 Advised EMX on an investment from Peterson Partners
  • Aug 2013 Advised Middlefork Development in its sale to MaxGo

Bruderman Brothers

3 Total Closed Deals
Bruderman Brothers is a multi-generational family business that provides investment banking services to closely-held companies and family businesses. We are not only intimately familiar with the objectives and challenges associated with transactions involving such businesses, but we understand the more subtle nuances as well. We know that the personal, estate, and familial impact of these transactions can be more important than anything else.Bruderman Brothers is about family. Our family has historically advised some of the world's most powerful and wealthy families, therefore it is only…

Recent Transactions

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  • Oct 2019 Advised Superior Office Systems (SOS) on an investment from Rockwood Equity Partners
  • Aug 2019 Advised J.Kings Food Service Professionals in its sale to Sysco Corporation
  • Jan 2018 Advised Health Solutions Plus in its sale to Conduent
At Silicon Valley Highpoint Capital (SVH Capital), we believe the future of investment banking is not about sticking to legacy methods. It is about harnessing technology, data, and modern tools to deliver the best outcomes for our clients.Many investment banks rely on approaches that have been “good enough” for decades. But in a world where artificial intelligence, advanced analytics, and digital platforms are transforming industries at record speed, standing still is no longer an option. We believe that if your banker is not using the best available tools to enhance their work, they are…

Recent Transactions

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  • Nov 2025 Advised Confidential Company in its sale to Confidential Company
  • Nov 2025 Advised Confidential Company in its sale to Confidential Company
  • Nov 2025 Advised Confidential Company in its sale to Confidential Company

The Opes Group

2 Total Closed Deals
The Opes Group is a rapidly growing boutique financial services firm that provides advisory services and capital solutions for small and medium-sized businesses. We sit at the intersection of business development, private equity/debt and investment banking. We consider ourselves partners to our clients. In that role, we help our clients refine their business models, hone their stories to investors and ultimately operate well-capitalized businesses. Our vested interest in the success of our client companies and partnership approach are key elements of our client's successful business…

Recent Transactions

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  • Jul 2020 Assisted Confidential Company in securing debt financing from Confidential Company
  • Jul 2020 Assisted Confidential Company in securing debt financing from Confidential Company

The Kinetic Group

2 Total Closed Deals
The Kinetic Group (New York, NY) serves numerous functions depending on the deal, including: investment banking/M&A (sell-side or buy-side); independent sponsor/fundless sponsor; private capital raising; project financing; project development; new ventures acceleration; and strategic advisory services. Focus industries include: Energy (all segments); Clean Tech; Industrial Manufacturing; Smart Grid; Process Industries; Natural Resources/Commodities; Environmental; Technology; and Business Services.We are a unique group of investment banking, strategic advisory, business development, and…

Recent Transactions

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  • Oct 2020 Advised Confidential Company on an investment from Confidential Company
  • Oct 2020 Advised Confidential Company on an investment from Confidential Company
Corporate Capital Group, Inc. was established in 1987 with offices in New York, Sydney (Australia) and Auckland (New Zealand), and is focused on middle market M&A and capital raisings. Typical transaction size is $10M to $100M and the Partners bring expertise in Resources, Healthcare, and Technology.

Recent Transactions

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  • Nov 2011 Advised KCP, Inc. in its sale to Ambre Energy Limited
  • Dec 2010 Advised Baja Acqua Farms in its sale to Umami Sustainable Seafood, Inc.

Weild & Co.

2 Total Closed Deals
Our platform strategy is focused on enabling our registered professionals to provide a broader spectrum of corporate finance and capital raising services. These services span the gamut from strategic advisory, M&A, private placements, and public securities offering advisory, investor relations services, and beyond.We strive to provide a differentiated approach that is client-focused and infused with our unrivaled understanding as to how market structure leads traditional Wall Street to work against the interests of the corporate client. We take particular pride in helping businesses and…

Recent Transactions

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  • Jan 2019 Assisted Confidential Company in securing debt financing from Confidential Company
  • Jan 2019 Assisted Confidential Company in securing debt financing from Confidential Company
Paulson Capital Corporation (NASDAQ: PLCC) is the parent company to Paulson Investment Company, Inc., the Northwest's largest independent brokerage firm and a national leader in public offerings of small and emerging growth companies, headquartered in Portland, Oregon. For nearly 40 years, our clients and staff have invested in, and benefited from, the synergy of success. Please Note: Paulson Investment Company, Inc. is in no way affiliated with the New York based hedge fund Paulson Co., nor its founder and president, John Alfred Paulson. Paulson Investment Company, Inc., a full service…

Recent Transactions

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  • Jul 2018 Assisted Confidential Company in securing debt financing from Confidential Company
Wiss Capital Advisors is the specialized investment banking division of Wiss & Company, a Top 100 accounting firm with over 50 years of experience. We concentrate on providing expert sell-side M&A advisory services tailored to lower-middle market companies. Our mission is to empower business owners to navigate the complexities of mergers and acquisitions with confidence and precision.Mission: To empower lower-middle market companies with strategic sell-side M&A advisory services that maximize value and ensure successful transactions.Services:Sell-side M&A…

Recent Transactions

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  • Oct 2025 Advised Confidential Company in its sale to Confidential Company
Coady Diemar Partners provides investment banking and strategic advisory services to its clients. We are a valued partner to management teams, boards of directors and investor groups who seek high-quality, objective advice and private institutional capital raising expertise to build successful enterprises. Our professionals possess significant investment banking and operating experience and have served as trusted advisors to a myriad of companies over many years.We offer experience, relationships, sector knowledge and execution capability. In addition, we adhere to several straight forward…

Recent Transactions

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  • May 2011 Advised Gateway Energy Services in its sale to Direct Energy Services

Frequently Asked Questions

How are Investment Banks in this directory ordered?

Firms in the New York Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Investment Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

What company sizes are most common for New York Investment Banks?

Based on activity on Axial’s M&A platform, the core revenue range for New York Investment Banks is $3M-$21M, with a core EBITDA range of $500K-$3M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

How important is location when evaluating Investment Banks?

Location can be an important consideration, but it does not necessarily define where a firm is active. Firms based in New York may bring regional knowledge, local relationships, and experience with businesses in the area, while many also pursue opportunities across a broader geographic footprint. Geography is best considered alongside sector focus, company size, and relevant transaction activity.

Do all Investment Banks in this directory operate exclusively in New York?

Not necessarily. A firm’s location does not always define its geographic reach. Many Investment Banks based in New York are active across multiple regions, while firms based elsewhere may also participate in the New York market. Location can provide useful context, but it should not be interpreted as a firm’s geographic boundary.

How do I compare Investment Banks in New York?

When comparing Investment Banks in New York, consider factors such as sector focus, size range, and recent transaction activity. These characteristics vary across the 164 firms included in the directory and can help identify firms that align with your needs.

How do I connect with New York Investment Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the New York Investment Banks directory, you can request information here.


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