Top Financial Services Investment Banks with Recent Private M&A Activity

284

Active Firms

327

TTM Deal Flow

$3M-$27M

Core Revenue Range

$500K-$5M

Core EBITDA Range

Top States by Activity

California 14%

Florida 10%

New York 7%

Texas 6%

Illinois 5%

Key Attributes

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Bryant Park Capital

36 Total Closed Deals

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Founded in 1991, Bryant Park Capital is a boutique investment bank, which excels in helping both public and private companies meet their strategic objectives through Mergers and Acquisitions, Capital Raising, and Strategic Advisory. The partners have completed over 400 deals, representing over $30 billion in transaction value.

Recent Transactions

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Dec 2024 Assisted Pasadena Private Lending in securing debt financing from Confidential Company
Sep 2024 Assisted Deminor Recovery Services in securing debt financing from Confidential Company
Jul 2024 Assisted High Rise Financial in securing debt financing from Confidential Company
Aug 2023 Assisted Modeso in securing debt financing from Confidential Company

Carriage Hill Inc.

32 Total Closed Deals

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Carriage Hill is an investment bank that specializes in privately negotiated transactions between private middle market companies and high quality private equity groups. This is accomplished without the use of traditional books and the auction process. We have a prominent record and respected reputation for successfully helping shareholders of privately held middle market companies navigate the challenges of reorganizing assets, accelerating growth through acquisitions, finding hidden value, resolving shareholder disputes, planning generational transitions and planning exit strategies.…

Recent Transactions

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Dec 2016 Advised Bright Life in its sale to BDC Management LLC
Nov 2016 Advised Interview Stream/Brazos in its sale to RIVS
Aug 2016 Advised The Orthodontic Store, Inc. in its sale to Young Innovations
Aug 2016 Advised Prestige Cosmetics in its sale to Caret Corporation

Kreshmore Group

32 Total Closed Deals

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Kreshmore Group (KG) started operations in 2009 and has grown to become a leading restructuring and M&A advisory firm serving clients nationwide. The firm serves myriad niche industries while focusing on lower-middle & mid-market companies within the continental United States. Headquartered in Lemont, Illinois, with offices in Chicago, Illinois and Naples, Florida, KG assists clients in restructures/turnarounds, workouts, recapitalizations, M&A, real estate capital markets and real estate asset management, business sale prep, senior and subordinated debt structuring, diligence…

Recent Transactions

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Nov 2025 Assisted SIENA LAKE in securing debt financing from Confidential Company
Oct 2025 Advised Sackett in its sale to MTC Do More
Sep 2025 Assisted Planet Group Inc in securing debt financing from Confidential Company
Aug 2025 Assisted PROMETCO in securing debt financing from Confidential Company

Pickwick Capital Partners

29 Total Closed Deals

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Pickwick Capital Partners, LLC assists middle-market companies and alternative investment firms achieve their strategic, financing and M&A objectives. We do this through a focused and collaborative process driven by the talent of our advisors, who bring a wealth of experience from leading investment banks such as Morgan Stanley, Jefferies & Company, Deutsche Bank, Merrill Lynch, and others.Our team is comprised of energetic, hands-on solution providers. We focus on quality, and each and every transaction is important to us. Pickwick clients can be assured their advisors are true partners with…

Recent Transactions

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Apr 2023 Advised Harmony Energy Technology in its sale to Zircon Corporation
Feb 2023 Advised Telegia Communications in its sale to One Ring Networks
Dec 2022 Advised Topo Athletic in its sale to Designer Brands
Jul 2022 Advised Desert iNET in its sale to BAM Broadband

Focus Strategies Investment Banking

28 Total Closed Deals

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Based in Austin Texas, Focus Strategies has earned a reputation as a premier middle-market investment bank focused on serving the unique needs of privately held businesses seeking capital or ownership transition. Built on an impeccable reputation for high integrity, we help companies and their owners flourish by applying broad experience, industry expertise, hands-on guidance and local knowledge to maximize shareholder value. Focus Strategies specializes in merger and acquisition advisory, raising capital and providing strategic advisory services for founder-owned middle market companies. We…

Recent Transactions

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Oct 2024 Advised Lamar Technical Services, Inc. in its sale to Think Power Solutions
Oct 2023 Assisted Milk + Honey in securing debt financing from Confidential Company
May 2023 Advised Trace Analytics LLC in its sale to Ingersoll Rand
Feb 2023 Advised MSB School Services in its sale to Craftsman Capital

Republic Capital Group

28 Total Closed Deals

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•Founded in 2015, Republic Capital Group (“Republic”) is an independent investment bank that provides advisory services to the financial services industry, including wealth & asset management and accounting firms•Republic has emerged as one of the most prolific investment banks in the industry (with ~$150 billion of client assets transacted since 2022) and was awarded "Boutique Investment Banking Firm of the Year" by The M&A Advisor in 2023•We strive for innate partnership values that prove people are more important than any monetary or transactional situation, and we…

Recent Transactions

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Aug 2023 Advised Affinia Financial Group in its sale to Sequoia Financial Group
Jun 2023 Advised BerganKDV in its sale to Creative Planning
Jun 2023 Advised Moneco Advisors on an investment from Emigrant Partners
May 2023 Advised Brainard Capital in its sale to Pathstone

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Golden Circle Investment Banking

21 Total Closed Deals Actively Sourcing Deals

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Golden Circle is an investment bank with a unique and unwavering commitment to exclusively serving the lower middle market. With a strategic focus on this often underserved segment of the business landscape, GCA brings a tailored approach to meet the distinct needs of small and mid-sized enterprises. As a dedicated partner, the firm leverages its broad network of funder relationships and comprehensive suite of financial solutions to empower businesses within the lower middle market. Through a blend of high-touch personalized service, utilization of cutting-edge technology data platforms and…

Recent Transactions

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Feb 2025 Advised Goodrich Brothers, Inc. in its sale to Confidential Company
Nov 2024 Advised Western US Landscape Company in its sale to Strategic Buyer
Jun 2024 Advised Quad Industries in its sale to Advanced Systems and Controls, Inc
May 2024 Advised Field Crafts, Inc. in its sale to Lasting Impressions

Footprint Capital

20 Total Closed Deals

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In our opinion, critical elements to providing sound advice come from experiences, a willingness to learn, and diversity. Each member of our team has followed a distinct path, giving us a view into mergers and acquisitions from all angles. These varying business perspectives include those of acquisition advisors, company owners, lenders, investors, internal strategists, accountants, and from within Fortune 500 companies. We have seen what works in successful engagements and how to predict and prevent problems in transactions. Such expertise means we can put ourselves in a client’s shoes and…

Recent Transactions

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Dec 2023 Advised Advanced Services in its sale to Eco
Dec 2023 Advised MRCS in its sale to Beacon Specialized Living
Dec 2023 Advised The Basement Doctor in its sale to Tecum Equity
Dec 2023 Advised Columbia Corrugated Box in its sale to SupplyOne

Brock Capital Group, LLC

20 Total Closed Deals

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Employing the unparalleled collective experience and relationships of its 45+ managing directors, Brock Capital Group offers investment banking advisory and consulting services to clients on a broad variety of matters at the most senior level. Brock partners include former heads of investment banking groups at global Wall Street firms as well as C-level executives and directors of Fortune 500 companies. No other firm brings the same level of expertise to middle market clients. Services include advising and leading private company sales, corporate spin-outs, management buy-outs, private…

Recent Transactions

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Dec 2014 Advised WesTest Engineering Corporation in its sale to Rantec Power Systems
Nov 2014 Assisted Aerofleet in securing debt financing from Board Advisory
Mar 2014 Advised Exosome Diagnostics on an investment from Qiagen
Jan 2014 Advised Chrysler Group LLC in its sale to Fiat North America LLC

Berkery Noyes Investment Bankers

20 Total Closed Deals

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POWERED BY KNOWLEDGEBerkery Noyes is an independent investment bank providing mergers and acquisitions (M&A) advisory and financial consulting services to middle-market leaders in the global information, software, and technology industries.Our senior investment bankers, by focusing on transactions within specific vertical markets, bring deep knowledge to every assignment. The firm also has extensive experience working on behalf of healthcare, financial services, and education companies.Since its founding by Joseph W. Berkery in 1983, Berkery Noyes has assisted corporate clients in their…

Recent Transactions

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Jul 2023 Advised protocols.io in its sale to Springer Nature
Jul 2023 Advised Modus Engagement, Inc. in its sale to Bigtincan Holdings Limited
Apr 2023 Advised Scribendi in its sale to Edanz Inc.
Mar 2023 Advised Courtroom Connect in its sale to Greybull Stewardship

LCG Advisors

20 Total Closed Deals

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LCG is a leading transaction advisory services firm specializing in investment banking, loan and investment due diligence, business valuations, restructuring & consulting, and other select advisory services. Our passion for finance and creativity drives us at LCG and we welcome challenges that most would shy away from. We meet the most complex client needs with energy, commitment, and innovative thinking.Founded in 2003, LCG has developed a reputation for consistently exceeding client expectations with a very high level of integrity and professionalism. LCG's team of more than 70…

Recent Transactions

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Jun 2020 Advised Anistar Technologies in its sale to NSC Technologies, a portfolio company of White Wolf Capital
Jun 2020 Advised PE Science on an investment from Kirtland Capital Partners
Jan 2020 Advised SiteReady in its sale to CBRE
Nov 2019 Advised Total Restoration in its sale to Kustom US

Houlihan Capital

19 Total Closed Deals

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Houlihan Capital is a leading, solutions-driven valuation, financial advisory and boutique investment banking firm committed to delivering superior client value. We pride ourselves on being thought leaders in an ever-changing landscape. Houlihan Capital is a FINRA and SIPC member, committed to the highest levels of professional ethics and standards. Investment Banking Services We provide sell side and buy side M&A advisory services, institutional private placement and capital raises. Valuation and Financial Advisory We provide an array of services that range from portfolio valuation,…

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Aug 2023 Advised AMI in its sale to Israel Aerospace Industries Inc.
Aug 2023 Acquired Aero-Mark LLC
Aug 2023 Assisted Bond Medical in securing debt financing from Bank of America
Aug 2023 Advised Clay Petroleum Group in its sale to HESS

Baird Business Owner Solutions

17 Total Closed Deals

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We advise buyers and sellers on business sales, mergers, acquisitions, ESOPs and other similar transactions. Our Business Owner Solutions team will deliver the strategic advice and practical guidance to help you achieve the optimal outcome in your business transition. Our credentialed, experienced business valuation team understands both the art and science of business valuation. We tailor each project to the client's unique situation and needs. The ongoing M&A experience of our Business Owner Solutions team is a critical factor grounding our valuations in the real world.When you're ready to…

Recent Transactions

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Dec 2017 Advised Pluto Corporation in its sale to Derby Supply Chain Solutions
Oct 2017 Advised StaffMasters, Inc. in its sale to Hire Dynamics
Aug 2017 Advised Kay Manufacturing in its sale to SRS Ventures
May 2017 Advised Grandview Gallery in its sale to CID Capital

CoView Capital, Inc.

16 Total Closed Deals

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CoView Capital, Inc. is an investment banking and advisory firm founded by senior professionals with extensive domestic and international experience. The firm was established to provide an innovative approach to traditional and complex financial issues facing both growing and mature companies. CoView's advisory and investment banking activities encompass a wide range of services including mergers and acquisitions,valuations, consulting and strategic planning, capital raising for expansion and acquisitions, leveraged recapitalizations, fairness opinions, due diligence reviews, and advising…

Recent Transactions

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Nov 2023 Advised Surge Private Equity in its sale to Coastal Amusement Inc.
Nov 2023 Advised Benchmark in its sale to Tiger Supplies
Jul 2023 Advised Respect Manufacturing in its sale to MYKU Biosciences LLC
Jul 2023 Advised Alliance Entertainment in its sale to Mecca Electronics

Business Capital

14 Total Closed Deals

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Business Capital is a leading commercial finance and debt restructuring firm specializing in arranging customized debt based solutions for rapidly growing as well as distressed small and middle market companies nationwide who require a unique, timely and tailored financing structure to address their particular needs. In situations where conventional capital sources are not an option, Business Capital has repeatedly delivered financial solutions to a broad assortment of private and public companies seeking additional liquidity.

Recent Transactions

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Jun 2015 Assisted Ice Cream Manufacturer in securing debt financing from Confidential
May 2015 Advised Hortau on an investment from Confidential Capital Provider
Mar 2015 Assisted General Engineering Contractor in securing debt financing from Confidential
Feb 2015 Assisted Frozen Treats Mfgr. in securing debt financing from Confidential

Roadmap Advisors

13 Total Closed Deals

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Roadmap Advisors is a boutique investment banking firm providing acquisition search, sell-side and advisory services:For buyers, we execute proactive, thesis-driven acquisition searches to uncover, evaluate and close acquisitionsFor sellers, we leverage our intimate understanding of the buy-side perspective to extract full value in the sale of our clients’ companiesOur corporate advisory service helps clients identify pockets of opportunity and create significant value within their operationsWe have participated in tens of thousands of transaction opportunities throughout our…

Recent Transactions

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Oct 2024 Advised Aggregates Company in its sale to Aggregates Company
May 2024 Assisted Foodservice Company in securing debt financing from Specialty Finance Co.
Mar 2024 Advised Tank Cleaning Contractor in its sale to Family Office
Aug 2023 Advised Majestic Collision & Frame Repair in its sale to Merx Truck & Trailer

Avalon Net Worth

12 Total Closed Deals

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Avalon Net Worth confidentially provides clients the quality and technical expertise of a major investment bank while maintaining the personal service and efficiency of a boutique firm. Since 1992, Avalon has worked with high caliber, committed business owners, senior executives and entrepreneurs as they have expanded businesses, re-capitalized or re-organized firms, sold or purchased companies, and gained liquidity for themselves and their shareholders. Our clients have ranged from mid-market private companies to Fortune 500 companies to early stage firms. Avalon Net Worth and Avalon…

Recent Transactions

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Aug 2023 Advised EC Outlook in its sale to Chem Connect
Aug 2023 Assisted Quad Logic in securing debt financing from Entrepreneur Growth Capital
Aug 2023 Advised Logistics Express Inc. in its sale to Private Equity Funds
Aug 2023 Advised AMIEE LYNN in its sale to Steve Madden Inc.

BlackTorch Capital

12 Total Closed Deals

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BlackTorch Capital is a results-driven investment banking firm providing strategic and financial solutions customized to meet the needs of public and private middle-market companies and their capital providers. SINGULAR SOLUTIONS No two companies are exactly alike. Their circumstances and challenges always differ. That’s why, before recommending any specific strategy, we always invest the time necessary to understand your issues, your business model and your objectives. Remaining flexible and focused allows us to create singular, innovative solutions. PROVEN EXPERIENCE Our senior investment…

Recent Transactions

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Aug 2014 Advised CloudCover in its sale to Not Disclosed
Jul 2014 Advised Dane Technologies on an investment from Not Disclosed
Jul 2014 Advised Comforts of Home in its sale to Not Disclosed
Jul 2014 Advised Boundary Medical in its sale to IMI Health

Mt. Vista Capital

12 Total Closed Deals

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Mt. Vista Capital, Inc. is full-service investment banking firm providing professional merger and acquisition, financial advisory and business valuation services exclusively to middle market companies. Our middle market focus on sell-side advisory is designed to provide efficient execution of our client's transaction while maximizing value. Our financial advisory services provide assistance to our clients in structuring and sourcing the capital resources they need to fund organic or acquisition growth strategies. To support both of these service areas we also provide business valuation…

Recent Transactions

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Oct 2013 Advised Chief Executive Boards International in its sale to Aegis Assistance, Inc
May 2013 Advised Experienced Commercial Printing Executives in its sale to Regional Commercial Printing Executives
May 2013 Advised Regional Healthcare Services Co. in its sale to Strategic Competitor
Jun 2012 Advised OFM, Inc. in its sale to Gen Cap America

Quazar

12 Total Closed Deals

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Quazar Capital Corporation, founded in 1990, is a private Investment Banking firm specializing in Merger and Acquisition (M&A) services including:Sell-Side AdvisoryBusiness Planning & Exit PlanningGrowth Planning & Buy-Side Advisory, andFinancing & Deblt PlacementQuazar typically works with private and closely-held businesses with sales between $5 Million and $100 Million. There is no substitute for experience and integrity when you retain merger and acquisition professionals to help you buy or sell a company. With Quazar’s 30-plus years of successfully working with numerous companies,…

Recent Transactions

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May 2024 Advised Brainier Solutions in its sale to ClearCompany
Apr 2024 Advised SET Environmental in its sale to Foothills Environmental
Apr 2024 Advised Versa-Lok Family of Companies in its sale to CC Companies and Rock Hard Landscape Supply
May 2023 Advised Gentle Transitions of California in its sale to Corporate Relocation International

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Firms in the Financial Services Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

Based on activity on Axial’s M&A platform, the core revenue range for Financial Services Investment Banks is $3M-$27M, with a core EBITDA range of $500K-$5M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

Relevant Financial Services experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 284 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Financial Services.

Not necessarily. Many firms are active across multiple industries, so inclusion in the Financial Services Investment Banks directory reflects relevant experience or activity in Financial Services, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

When comparing Investment Banks with experience in Financial Services, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 284 firms included in the directory and can help identify firms that align with your needs.

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Financial Services Investment Banks directory, you can request information here.

Top Financial Services Investment Banks

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