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Top Diversified Financials Investment Banks

Explore 232 Diversified Financials Investment Banks that leverage Axial’s platform to connect with investors on behalf of their clients.

Axial Insights

Diversified Financials Investment Banks

232

Active Firms

282

TTM Deal Flow

$3M-$27M

Core Revenue Range

$500K-$5M

Core EBITDA Range


California 12%
Florida 11%
New York 7%
Texas 6%
Illinois 5%

Best For: Complex Transactions | Typical Fee: Retainer & Success fee | Coverage: Dedicated, Sector-Focused Deal Teams

Showing 21-40 of 232 Investment Banks

Sorted by recent activity

Cassel Salpeter & Co. LLC is an independent investment banking firm that provides advice to middle market and emerging growth companies in the U.S. and worldwide. Together, the firm’s professionals have more than 100 years of experience providing private and public companies with a broad spectrum of investment banking and financial advisory services, including: mergers and acquisitions; equity and debt capital raises; fairness and solvency opinions; valuations; and restructurings, such as 363 sales and plans of reorganization. Cofounded by James Cassel and Scott Salpeter, the firm provides…

Recent Transactions

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  • May 2024 Advised Intergalactic in its sale to Aldevron LLC
  • Apr 2024 Advised Bird in its sale to Third Lane Mobility Inc.
  • Dec 2023 Assisted Healthly LLC in securing debt financing from Corbel Capital Partners
  • Feb 2021 Assisted Plantation Boat Mart & Marina, Inc. in securing debt financing from Capital Provider
The McLean Group is an investment bank providing mergers and acquisitions (M&A), capital formation, market intelligence, business valuation, litigation support and exit planning services to middle market businesses. Headquartered in Washington, DC's technology, communications and government contracting corridor, we are among the largest independent middle market investment banks in the nation. The McLean Group has a presence in more than 30 cities in the US and Canada, serving domestic and international clients with a broad resume of successfully consummated financial transactions. Our…

Recent Transactions

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  • Jun 2019 Advised CDM Fitness Holding in its sale to Spanos Barber Jesse & Co
  • Jun 2019 Advised KeyLogic in its sale to IIA Technologies
  • Apr 2019 Advised Trowbridge & Trowbridge, LLC in its sale to Enlightenment Capital
  • Mar 2019 Advised Phacil in its sale to ByLight

XLCS Partners

42 Total Closed Deals
XLCS Partners, Inc. is an independent investment banking firm that provides M&A advisory, capital raising and debt advisory for select clients globally. Middle market companies and private equity funds rely on our creative solutions, thoughtful insight and truthful advice when considering exiting their companies, making strategic acquisitions, partnering with private equity sponsors and raising debt or equity capital.and raising debt or equity capital..

Recent Transactions

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  • Apr 2017 Advised SSP Innovations on an investment from Warren Equity Partners
  • Dec 2016 Advised Broken Arrow Communications in its sale to Blue Sage Capital and Private Equity Capital Corporation
  • Nov 2016 Advised The Industrial Graphics Division of GSI Technologies in its sale to Cypress MultiGraphics
  • Nov 2016 Advised White Distribution & Supply in its sale to Slate Capital Group

Oaklyn Consulting

38 Total Closed Deals
Oaklyn Consulting is a different kind of investment banking advisor for small to mid-sized organizations. We help clients negotiate mergers, acquisitions, capital raises, recapitalizations and joint ventures.We serve founder-owned and investor-backed businesses as well as nonprofits, co-ops, and professional services firms.We have earned the trust of referral partners, who are investment bankers, investors, lenders, lawyers, wealth advisors and similar professionals.Working as consultants, or "hourly investment bankers," we help where traditional investment banking advisors cannot.Since 2016,…

Recent Transactions

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  • Jun 2026 Advised 911 Custom in its sale to LEHR Upfitters Holdings
  • Apr 2026 Advised Calmont Beverage in its sale to Baker Distributing
  • Nov 2025 Advised Confidential Company in its sale to Confidential Company
  • Nov 2025 Advised Shotflow in its sale to Creative Force
Sterling Point Advisors is a boutique mergers and acquisitions advisory firm serving family-owned and privately-held businesses. We help business owners navigate the strategic challenges of growing or exiting their businesses. 

Recent Transactions

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  • Jan 2025 Advised Confidential Company in its sale to Confidential Company
  • Jan 2025 Advised Fire Safety Products in its sale to PE backed company
  • Apr 2024 Advised Confidential Company in its sale to Confidential Company
  • Feb 2024 Advised Scale Systems Inc. (B&D Industrial) in its sale to System Scale Corporation

CoveView Advisors

37 Total Closed Deals
CoveView is an Independent advisory firm, providing corporate finance services to corporations, private equity firms and financial institutions. Our partners average more than 25 years of experience in mergers and acquisitions, capital markets, private equity, leveraged finance, and restructuring.We bring continuous senior-level attention to every engagement with a focus on delivering unbiased strategic advice without the burden of institutional constraints or conflicts of interest. We have perspective from both middle market and big company experience that we bring to every client…

Recent Transactions

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  • May 2018 Assisted Long's in securing debt financing from Confidential Company
  • May 2018 Assisted Abode in securing debt financing from Confidential Company
  • Mar 2018 Advised Beaulieu Group in its sale to Engineered Floors, LLC
  • Feb 2018 Advised Bedrock Manufacturing Co. on an investment from Multiple Investors

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Bryant Park Capital

36 Total Closed Deals
Founded in 1991, Bryant Park Capital is a boutique investment bank, which excels in helping both public and private companies meet their strategic objectives through Mergers and Acquisitions, Capital Raising, and Strategic Advisory. The partners have completed over 400 deals, representing over $30 billion in transaction value.

Recent Transactions

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  • Dec 2024 Assisted Pasadena Private Lending in securing debt financing from Confidential Company
  • Sep 2024 Assisted Deminor Recovery Services in securing debt financing from Confidential Company
  • Jul 2024 Assisted High Rise Financial in securing debt financing from Confidential Company
  • Aug 2023 Assisted Modeso in securing debt financing from Confidential Company

Kreshmore Group

32 Total Closed Deals
Kreshmore Group (KG) started operations in 2009 and has grown to become a leading restructuring and M&A advisory firm serving clients nationwide. The firm serves myriad niche industries while focusing on lower-middle & mid-market companies within the continental United States. Headquartered in Lemont, Illinois, with offices in Chicago, Illinois and Naples, Florida, KG assists clients in restructures/turnarounds, workouts, recapitalizations, M&A, real estate capital markets and real estate asset management, business sale prep, senior and subordinated debt structuring, diligence…

Recent Transactions

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  • Nov 2025 Assisted SIENA LAKE in securing debt financing from Confidential Company
  • Oct 2025 Advised Sackett in its sale to MTC Do More
  • Sep 2025 Assisted Planet Group Inc in securing debt financing from Confidential Company
  • Aug 2025 Assisted PROMETCO in securing debt financing from Confidential Company
Pickwick Capital Partners, LLC assists middle-market companies and alternative investment firms achieve their strategic, financing and M&A objectives. We do this through a focused and collaborative process driven by the talent of our advisors, who bring a wealth of experience from leading investment banks such as Morgan Stanley, Jefferies & Company, Deutsche Bank, Merrill Lynch, and others.Our team is comprised of energetic, hands-on solution providers. We focus on quality, and each and every transaction is important to us. Pickwick clients can be assured their advisors are true partners with…

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  • Apr 2023 Advised Harmony Energy Technology in its sale to Zircon Corporation
  • Feb 2023 Advised Telegia Communications in its sale to One Ring Networks
  • Dec 2022 Advised Topo Athletic in its sale to Designer Brands
  • Jul 2022 Advised Desert iNET in its sale to BAM Broadband
Based in Austin Texas, Focus Strategies has earned a reputation as a premier middle-market investment bank focused on serving the unique needs of privately held businesses seeking capital or ownership transition. Built on an impeccable reputation for high integrity, we help companies and their owners flourish by applying broad experience, industry expertise, hands-on guidance and local knowledge to maximize shareholder value. Focus Strategies specializes in merger and acquisition advisory, raising capital and providing strategic advisory services for founder-owned middle market companies. We…

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  • Oct 2024 Advised Lamar Technical Services, Inc. in its sale to Think Power Solutions
  • Oct 2023 Assisted Milk + Honey in securing debt financing from Confidential Company
  • May 2023 Advised Trace Analytics LLC in its sale to Ingersoll Rand
  • Feb 2023 Advised MSB School Services in its sale to Craftsman Capital
•Founded in 2015, Republic Capital Group (“Republic”) is an independent investment bank that provides advisory services to the financial services industry, including wealth & asset management and accounting firms•Republic has emerged as one of the most prolific investment banks in the industry (with ~$150 billion of client assets transacted since 2022) and was awarded "Boutique Investment Banking Firm of the Year" by The M&A Advisor in 2023•We strive for innate partnership values that prove people are more important than any monetary or transactional situation, and we…

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  • Aug 2023 Advised Affinia Financial Group in its sale to Sequoia Financial Group
  • Jun 2023 Advised BerganKDV in its sale to Creative Planning
  • Jun 2023 Advised Moneco Advisors on an investment from Emigrant Partners
  • May 2023 Advised Brainard Capital in its sale to Pathstone

Golden Circle Investment Banking

21 Total Closed Deals Actively Sourcing Deals
Golden Circle is an investment bank with a unique and unwavering commitment to exclusively serving the lower middle market. With a strategic focus on this often underserved segment of the business landscape, GCA brings a tailored approach to meet the distinct needs of small and mid-sized enterprises. As a dedicated partner, the firm leverages its broad network of funder relationships and comprehensive suite of financial solutions to empower businesses within the lower middle market. Through a blend of high-touch personalized service, utilization of cutting-edge technology data platforms and…

Recent Transactions

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  • Feb 2025 Advised Goodrich Brothers, Inc. in its sale to Confidential Company
  • Nov 2024 Advised Western US Landscape Company in its sale to Strategic Buyer
  • Jun 2024 Advised Quad Industries in its sale to Advanced Systems and Controls, Inc
  • May 2024 Advised Field Crafts, Inc. in its sale to Lasting Impressions

Footprint Capital

20 Total Closed Deals
In our opinion, critical elements to providing sound advice come from experiences, a willingness to learn, and diversity. Each member of our team has followed a distinct path, giving us a view into mergers and acquisitions from all angles. These varying business perspectives include those of acquisition advisors, company owners, lenders, investors, internal strategists, accountants, and from within Fortune 500 companies. We have seen what works in successful engagements and how to predict and prevent problems in transactions. Such expertise means we can put ourselves in a client’s shoes and…

Recent Transactions

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  • Dec 2023 Advised Advanced Services in its sale to Eco
  • Dec 2023 Advised MRCS in its sale to Beacon Specialized Living
  • Dec 2023 Advised The Basement Doctor in its sale to Tecum Equity
  • Dec 2023 Advised Columbia Corrugated Box in its sale to SupplyOne
Employing the unparalleled collective experience and relationships of its 45+ managing directors, Brock Capital Group offers investment banking advisory and consulting services to clients on a broad variety of matters at the most senior level. Brock partners include former heads of investment banking groups at global Wall Street firms as well as C-level executives and directors of Fortune 500 companies. No other firm brings the same level of expertise to middle market clients. Services include advising and leading private company sales, corporate spin-outs, management buy-outs, private…

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  • Dec 2014 Advised WesTest Engineering Corporation in its sale to Rantec Power Systems
  • Nov 2014 Assisted Aerofleet in securing debt financing from Board Advisory
  • Mar 2014 Advised Exosome Diagnostics on an investment from Qiagen
  • Jan 2014 Advised Chrysler Group LLC in its sale to Fiat North America LLC
POWERED BY KNOWLEDGEBerkery Noyes is an independent investment bank providing mergers and acquisitions (M&A) advisory and financial consulting services to middle-market leaders in the global information, software, and technology industries.Our senior investment bankers, by focusing on transactions within specific vertical markets, bring deep knowledge to every assignment. The firm also has extensive experience working on behalf of healthcare, financial services, and education companies.Since its founding by Joseph W. Berkery in 1983, Berkery Noyes has assisted corporate clients in their…

Recent Transactions

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  • Jul 2023 Advised protocols.io in its sale to Springer Nature
  • Jul 2023 Advised Modus Engagement, Inc. in its sale to Bigtincan Holdings Limited
  • Apr 2023 Advised Scribendi in its sale to Edanz Inc.
  • Mar 2023 Advised Courtroom Connect in its sale to Greybull Stewardship

LCG Advisors

20 Total Closed Deals
LCG is a leading transaction advisory services firm specializing in investment banking, loan and investment due diligence, business valuations, restructuring & consulting, and other select advisory services. Our passion for finance and creativity drives us at LCG and we welcome challenges that most would shy away from. We meet the most complex client needs with energy, commitment, and innovative thinking.Founded in 2003, LCG has developed a reputation for consistently exceeding client expectations with a very high level of integrity and professionalism. LCG's team of more than 70…

Recent Transactions

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  • Jun 2020 Advised Anistar Technologies in its sale to NSC Technologies, a portfolio company of White Wolf Capital
  • Jun 2020 Advised PE Science on an investment from Kirtland Capital Partners
  • Jan 2020 Advised SiteReady in its sale to CBRE
  • Nov 2019 Advised Total Restoration in its sale to Kustom US
We advise buyers and sellers on business sales, mergers, acquisitions, ESOPs and other similar transactions. Our Business Owner Solutions team will deliver the strategic advice and practical guidance to help you achieve the optimal outcome in your business transition. Our credentialed, experienced business valuation team understands both the art and science of business valuation. We tailor each project to the client's unique situation and needs. The ongoing M&A experience of our Business Owner Solutions team is a critical factor grounding our valuations in the real world.When you're ready to…

Recent Transactions

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  • Dec 2017 Advised Pluto Corporation in its sale to Derby Supply Chain Solutions
  • Oct 2017 Advised StaffMasters, Inc. in its sale to Hire Dynamics
  • Aug 2017 Advised Kay Manufacturing in its sale to SRS Ventures
  • May 2017 Advised Grandview Gallery in its sale to CID Capital

Roadmap Advisors

13 Total Closed Deals
Roadmap Advisors is a boutique investment banking firm providing acquisition search, sell-side and advisory services:For buyers, we execute proactive, thesis-driven acquisition searches to uncover, evaluate and close acquisitionsFor sellers, we leverage our intimate understanding of the buy-side perspective to extract full value in the sale of our clients’ companiesOur corporate advisory service helps clients identify pockets of opportunity and create significant value within their operationsWe have participated in tens of thousands of transaction opportunities throughout our…

Recent Transactions

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  • Oct 2024 Advised Aggregates Company in its sale to Aggregates Company
  • May 2024 Assisted Foodservice Company in securing debt financing from Specialty Finance Co.
  • Mar 2024 Advised Tank Cleaning Contractor in its sale to Family Office
  • Aug 2023 Advised Majestic Collision & Frame Repair in its sale to Merx Truck & Trailer

Avalon Net Worth

12 Total Closed Deals
Avalon Net Worth confidentially provides clients the quality and technical expertise of a major investment bank while maintaining the personal service and efficiency of a boutique firm. Since 1992, Avalon has worked with high caliber, committed business owners, senior executives and entrepreneurs as they have expanded businesses, re-capitalized or re-organized firms, sold or purchased companies, and gained liquidity for themselves and their shareholders. Our clients have ranged from mid-market private companies to Fortune 500 companies to early stage firms. Avalon Net Worth and Avalon…

Recent Transactions

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  • Aug 2023 Advised EC Outlook in its sale to Chem Connect
  • Aug 2023 Assisted Quad Logic in securing debt financing from Entrepreneur Growth Capital
  • Aug 2023 Advised Logistics Express Inc. in its sale to Private Equity Funds
  • Aug 2023 Advised AMIEE LYNN in its sale to Steve Madden Inc.

BlackTorch Capital

12 Total Closed Deals
BlackTorch Capital is a results-driven investment banking firm providing strategic and financial solutions customized to meet the needs of public and private middle-market companies and their capital providers. SINGULAR SOLUTIONS No two companies are exactly alike. Their circumstances and challenges always differ. That’s why, before recommending any specific strategy, we always invest the time necessary to understand your issues, your business model and your objectives. Remaining flexible and focused allows us to create singular, innovative solutions. PROVEN EXPERIENCE Our senior investment…

Recent Transactions

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  • Aug 2014 Advised CloudCover in its sale to Not Disclosed
  • Jul 2014 Advised Dane Technologies on an investment from Not Disclosed
  • Jul 2014 Advised Comforts of Home in its sale to Not Disclosed
  • Jul 2014 Advised Boundary Medical in its sale to IMI Health

Frequently Asked Questions

How are Investment Banks in this directory ordered?

Firms in the Diversified Financials Investment Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Investment Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

What company sizes are most common for Diversified Financials Investment Banks?

Based on activity on Axial’s M&A platform, the core revenue range for Diversified Financials Investment Banks is $3M-$27M, with a core EBITDA range of $500K-$5M. Company size can be an important indicator of fit, as firms often concentrate their experience, resources, and transaction activity within particular segments of the market.

How important is Diversified Financials experience when evaluating Investment Banks?

Relevant Diversified Financials experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 232 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Diversified Financials.

Do all Investment Banks in this directory focus exclusively on Diversified Financials?

Not necessarily. Many firms are active across multiple industries, so inclusion in the Diversified Financials Investment Banks directory reflects relevant experience or activity in Diversified Financials, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

How do I compare Investment Banks with experience in Diversified Financials?

When comparing Investment Banks with experience in Diversified Financials, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 232 firms included in the directory and can help identify firms that align with your needs.

How do I connect with Diversified Financials Investment Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Diversified Financials Investment Banks directory, you can request information here.


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