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Top Investment Banks in Connecticut - Axial

Below, we’ve compiled information on 21 Top Investment Banks in Connecticut. This Directory is populated with data from Axial's digital deal marketing and deal sourcing platform. Click here to learn about joining Axial as a member to connect with more Top Investment Banks in Connecticut like these. Whether you’re looking to sell a business, raise capital, or find your next investment opportunity, Axial can help connect you with the right deal partner at the right time.

Members (21 results)

Westbury Group

Investment Bank
  • 148 Total Closed Deals
Westbury Group LLC is a FINRA-registered boutique investment bank with national and international reach, dedicated to providing superior financial and strategic advisory services for mid-market firms, on transactions ranging from $20 million to $900 million and above. Our financial professionals have a wealth of experience in a broad range of industries, including Technology, Healthcare, Aerospace/Government/Defense, Advanced Manufacturing and Energy. Drawing on this experience and using our specialized capabilities, our teams assist clients with mergers and acquisitions, raising debt and…
Most Recent Transactions
Advisor
Aug 2023
was acquired by
Advisor
Aug 2023
was acquired by
Advisor
Jun 2022
was acquired by
Advisor
May 2022
was acquired by

Cronus Partners

Investment Bank
  • 18 Total Closed Deals
Cronus Partners is an independent investment banking firm that provides financial advisory and investment banking services to clients that engage in middle-market transactions domestically or internationally. Our advisory services are distinguished by a disciplined evaluation of client objectives and competencies and a commitment to the successful execution of important corporate transactions and objectives.The key to our success is a strategic, relationship-based approach that integrates Wall Street expertise with attentive boutique service. We provide insight and expertise while maintaining…
Most Recent Transactions
Advisor
Mar 2018
was acquired by
Advisor
Mar 2018
was acquired by
Advisor
Dec 2017
secured investment from
Advisor
Feb 2017
was acquired by

Merritt Healthcare Advisors

Investment Bank
  • 2 Total Closed Deals
Merritt Healthcare Advisors (MHA) is focused exclusively on representing owners of surgical facilities, healthcare practices and other healthcare related sub-sectors that are considering strategic options, whether it is selling an interest in their organization, creating a new partnership or growing through acquisition. MHA is unique in that we are the only firm that combines an investment banking background* with actual “owners” experience that comes from developing and managing our own healthcare facilities. We have used this experience to successfully complete more than $4 billion in…
Most Recent Transactions
Advisor
Apr 2023
secured investment from
Advisor
Jan 2023
secured investment from

Deer Pond Capital

Investment Bank

    This member has no reported closed transactions.

Deer Pond Capital was formed to address the needs of middle market companies overlooked by larger investment banks. We work with each client to address the owner's goals and capital needs that fit the situation with a tailored solution. We advise clients worldwide on mergers and acquisitions, capital raises and restructuring assignments. The firm provides advice to both publicly and privately held middle market companies with revenues between $10 million and $1 billion.

Crito Capital

Investment Bank

    This member has no reported closed transactions.

Crito Capital is an Anglo-American placement platform. We raise capital for our clients, provide advice on business development matters, and assist with strategic issues facing both investment advisers and business owners looking to raise funds through private placement of securities. We are knowledgeable and experienced advisors to alternative fund managers and we are also capable investment bankers to companies in selected industry segments. We have worked with clients based in North America, Europe, Latin America, and Asia. We specialize in understanding our clients from every conceivable…

Headwaters MB Healthcare

Investment Bank
  • 141 Total Closed Deals
The HeadwatersMB Healthcare & Life Sciences leadership team is comprised of industry veterans with over 100 years of collective experience. Our middle market clients receive bulge bracket level service, expert advice and 24/7 access to our senior bankers. We bring deep industry knowledge and transactional skills to our client base. Our services include company sales, recapitalizations, leveraged buyouts, debt & equity financing, and buy-side acquisition advisory. The industry segments in which we have closed transactions include: Providers and Services, Managed Care, Healthcare IT, Medical…
Most Recent Transactions
Advisor
May 2016
secured debt financing from
Advisor
Mar 2016
was acquired by
Advisor
Feb 2016
was acquired by
Advisor
Jun 2015
secured investment from

Carter Morse & Goodrich

Investment Bank
  • 53 Total Closed Deals
M&A Expertise for Families and FoundersLocated in Southport, Connecticut, Carter Morse & Goodrich is a boutique M&A advisory firm that specializes in representing closely-held and family businesses valued between $25 million and $250 million. CMG specializes in helping owners of leading companies in unique and niche markets to plan, prepare, execute, and close successful transactions that maximize shareholder value. We fully understand and appreciate the unique dynamics of closely-held and family businesses and the importance of their legacies.While CMG provides a full range of investment…
Most Recent Transactions
Advisor
May 2023
was acquired by
Advisor
Feb 2023
was acquired by
Advisor
Feb 2023
secured investment from
Advisor
Jan 2023
was acquired by

CoveView Advisors

Investment Bank
  • 37 Total Closed Deals
CoveView is an Independent advisory firm, providing corporate finance services to corporations, private equity firms and financial institutions. Our partners average more than 25 years of experience in mergers and acquisitions, capital markets, private equity, leveraged finance, and restructuring.We bring continuous senior-level attention to every engagement with a focus on delivering unbiased strategic advice without the burden of institutional constraints or conflicts of interest. We have perspective from both middle market and big company experience that we bring to every client…
Most Recent Transactions
Advisor
May 2018
secured debt financing from
Advisor
May 2018
secured debt financing from
Advisor
Mar 2018
was acquired by
Advisor
Feb 2018
secured investment from

Johnsen, Fretty, & Co.

Investment Bank
  • 13 Total Closed Deals
JFC is a boutique investment banking firm specializing in providing M&A advisory, capital raising, and strategic consulting services to Out-of-Home, Place-based, and Digital Media companies (collectively "OOH"). Over the last 25 years, we have completed over 250 OOH transactions across North America, with aggregate deal value approx. $3.0 billion. Our clients include Traditional Outdoor companies (e.g. major-market, smaller-market billboards), Alternative OOH companies (e.g. street furniture, transit, in-store, resorts, washrooms, coffee-sleeves, etc), and Digital OOH media companies (e.g.…
Most Recent Transactions
Advisor
Oct 2014
secured investment from
Advisor
Sep 2014
secured investment from
Advisor
Jul 2014
secured investment from
Advisor
Jun 2014
secured investment from

Rockland Advisory Group

Investment Bank
  • 9 Total Closed Deals
Rockland Advisory Group, LLC (www.rocklandadvisory.com) is an investment banking and financial advisory firm offering independent, objective and value-added investment banking services to middle market companies and their owners. Through its affiliated broker dealer, Rockland Securities, LLC, Rockland provides merger, acquisition, divestiture, debt and equity financing, capital restructuring and advisory services. All of our Partners have more than 25 years of experience in financial services and are experienced in structuring, financing, negotiating and closing complex transactions across…
Most Recent Transactions
Advisor
Apr 2015
secured investment from
Advisor
Oct 2014
was acquired by
Advisor
Nov 2013
was acquired by
Advisor
Nov 2013
was acquired by

OEM Capital

Investment Bank
  • 7 Total Closed Deals
OEM Capital has emerged over the past two decades as an international leader in mergers and acquisitions and capital raisings for smaller mid-cap firms engaged in the information technology and electronics industries. Through our worldwide affiliates we offer our clients the benefits of approximately 300 dealmakers at 60 firms in 40 countries, dealmakers who successfully close hundreds of transactions each year. Our contacts include approximately 150,000 top industry executives to whom we have ready access while our database includes over 40,000 companies active in the IT and electronics…
Most Recent Transactions
Advisor
Jun 2013
was acquired by
Advisor
May 2012
was acquired by
Advisor
Apr 2012
was acquired by
Advisor
Mar 2012
was acquired by

RHK Capital

Investment Bank
  • 4 Total Closed Deals
The Investment Banking Group at Trust Advisory Group offers a wealth of Wall Street experience through our seasoned professionals to the underserved small cap company sector and start-up companies as well. We have successfully funded both public and private companies. We offer equity and debt financing to help further the growth of companies that are often overlooked by the larger investment banking firms. Structured finance vehicles have also been used to achieve the needs of larger companies, while creating specific advantages that enhance their balance sheets.
Most Recent Transactions
Advisor
Jul 2014
secured investment from
Advisor
Jul 2014
secured investment from
Advisor
Oct 2013
secured investment from
Advisor
Jan 2013
secured investment from

Kuhns Brothers

Investment Bank

    This member has no reported closed transactions.

Kuhns Brothers is an investment firm providing its clients with investment banking, brokerage and portfolio management services. Kuhns Brothers or its affiliates are a licensed broker/dealer and a member of FINRA/SIPC. Kuhns Brothers is the offspring of one of the oldest continually operating investment firms in the United States. Today, we specialize in raising capital for companies in the electric power and power technology industries, as well as corporate issuers in such foreign countries as the People's Republic of China.

TrueNorth Capital Partners, LLC

Investment Bank

    This member has no reported closed transactions.

TrueNorth was founded with a clear sense of purpose and direction: provide exceptional, unfiltered and unbiased merger and acquisition and restructuring advice to middle market companies. Our firm understands those issues unique to this market and works within a structure that guarantees senior level execution. The TrueNorth team has the integrity and foresight to forego short term gain in favor of creating lasting relationships borne of trust. The founding members of TrueNorth have built their careers and reputations serving this market and understanding its intricacies. They have evidenced…

CRT Capital

Investment Bank

    This member has no reported closed transactions.

As an institutional broker-dealer for more than 20 years, CRT has consistently provided its clients with creative, idea-driven advice and solutions through targeted research and trading of High-Yield, Distressed, Convertible, and Emerging Market Debt Securities and Equities.In June of 2009, a controlling interest in CRT was purchased by a group of investors led by Ron Kripalani (former President of Countrywide Capital Markets) and Ben Carpenter and Jay Levine (former Co-CEO’s and Co-Presidents of RBS Greenwich Capital). In addition to strengthening and expanding CRT’s legacy businesses,…

Rockport Investment Partners

Investment Bank

    This member has no reported closed transactions.

ROCKPORT INVESTMENT PARTNERS supports corporate management, investors, and business owners with clear, meaningful, and independent financial analysis. We offer an array of consulting services organized into three Service Areas: VALUATION, MERGERS & ACQUISITIONS, and ADVISORY.

Bernstein Williams + Co. LLC

Investment Bank

    This member has no reported closed transactions.

Bernstein Williams + Co. LLC is a specialized investment bank and advisory firm committed to providing our clients in the healthcare and life sciences industries with unparalleled insight and opportunity. Our professionals have broad and deep expertise throughout the sectors that comprise these industries gained through senior operating roles, committing capital as institutional investors, clinical roles, and academic/research preparation. This experience differentiates our services uniquely. Bernstein Williams + Co. LLC is positioned to provide healthcare and life sciences business leaders…

Liquidity Finance

Investment Bank

    This member has no reported closed transactions.

Liquidity Finance LP is a registered US broker-dealer and a member of the Financial Industry Regulatory Authority (‘FINRA’) with CRD 167568. To access the FINRA website, please click here.We are specialists in sourcing and placing public and private debt securities from across the globe. Our team relies on the strong buy-side relationships and market knowledge developed over decades of collective experience to enable our clients to execute large transactions in less-liquid securities at the best possible price. Liquidity has clients across the Americas, Europe, Middle East and Asia.

Pierian Partners, LLC

Investment Bank

    This member has no reported closed transactions.

Pierian Partners is a specialty advisory firm focusing on financial restructuring, mergers and acquisitions and unique corporate finance issues. Pierian Partners, with its affiliates, is committed to working with a select group of clients and providing them with creative, conflict-free counsel and superior results.Pierian leverages its extensive experience and relationships to develop creative solutions for our clients on a variety of corporate finance issues including:-Financial Restructuring Advisory-Distressed and Non-Distressed Mergers & Acquisitions-Evaluation of Alternatives-Access to…

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