Top Catalog Retail Investment Banks

Artesia Capital, LLC

10 Total Closed Deals

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Artesia Capital is a boutique investment bank and M&A advisory firm focused on securing debt and equity for middle-market and upper-middle-market companies. Artesia also offers advisory and investor relations services. We specialize in Consumer Products, Food and Beverages, Distilleries, Wineries, Retail, eCommerce, Packaging, Cannabis and CBD, Health Care, Packaging, SaaS, FinTech, Digital Media, Real Estate, Advertising, and Industrials.

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• May 2024 Assisted Sunshine Enclosures in securing debt financing from Confidential Company
• Jun 2023 Assisted Aggrigator in securing debt financing from US Strategic Capital
• May 2023 Advised Dog Park Publishing in its sale to I'd Rather Be With My Dog
• Mar 2023 Assisted Sunshine Packaging in securing debt financing from Oxford Bank

Rockland Advisory Group

9 Total Closed Deals

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Rockland Advisory Group, LLC (www.rocklandadvisory.com) is an investment banking and financial advisory firm offering independent, objective and value-added investment banking services to middle market companies and their owners. Through its affiliated broker dealer, Rockland Securities, LLC, Rockland provides merger, acquisition, divestiture, debt and equity financing, capital restructuring and advisory services. All of our Partners have more than 25 years of experience in financial services and are experienced in structuring, financing, negotiating and closing complex transactions across…

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• Apr 2015 Advised Dry Systems Technologies, Inc. on an investment from Yorkshire Equity
• Oct 2014 Advised OP-marks, Inc. in its sale to Viscot Medical, LLC
• Nov 2013 Advised Garden State Engineering in its sale to SISD
• Nov 2013 Advised Carmagen Engineering, Inc. in its sale to Mistras Group, Inc

Bruml Capital Corporation

8 Total Closed Deals

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Founded in 1986, BCC is one of Cleveland's most experienced independent investment banking firms, providing advisory and investment banking services to entrepreneurs, privately held and publicly held middle-market companies, private equity firms, and family offices. Our experience includes advising on the sale of businesses, strategic acquisitions, private capital, valuations and related matters. Since BCC's inception, we have remained consistent in our mission to private owners and entrepreneurs and have completed hundreds of transactions and valuations for our clients with one goal in mind:…

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• Mar 2017 Advised Gries Financial, LLC on an investment from Ownership Recapitalization Plan
• Oct 2016 Advised Bear Metallurgical Company in its sale to Yildirim Holding Inc.
• Sep 2015 Advised Minnetonka Audio Software in its sale to The Telos Alliance
• Dec 2014 Advised Radiant Electric Heat in its sale to Solarflo Corporation

FCL Capital Partners

6 Total Closed Deals

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FCL Capital Partners is a nationally focused investment banking firm serving private companies seeking to sell their business, acquire another company, or secure additional capital for growth, buyout, restructuring, and recapitalization. Our principals have extensive Investment Banking and Restructuring experience at bulge-bracket investment banks and hedge funds advising public and private companies in various industries including consumer & retail, business services, transportation & logistics, and manufacturing. FCL's founder, Rafael De Paoli, has been a trusted…

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• Nov 2024 Advised Stonemark Construction Management in its sale to Mark G. Anderson Consultants, Inc.
• Sep 2024 Advised Confidential Company in its sale to Confidential Company
• Jan 2024 Advised A&B Tropical Produce in its sale to Confidential Company
• Oct 2023 Advised PA China Farm in its sale to GrubMarket

The Chicago Corporation

6 Total Closed Deals

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The Chicago Corporation is an independent Chicago-based investment banking firm focused on providing middle-market companies with a range of financial and corporate advisory services including merger and acquisitions, institutional debt and equity capital raising, and financial restructuring. The Chicago Corporation leverages the broad experience of its team to evaluate and implement financial strategies designed to maximize the value of a client's business. The firm is committed to a "client-first" approach, which ensures that its professionals work together to find the best market-based…

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• Jul 2017 Advised Benefit Administrative Systems, LLC in its sale to HealthComp Holdings
• Feb 2016 Advised Holton Food Products Company in its sale to Mantrose-Haeuser Co., Inc
• Jun 2015 Advised Bridgeview Bancorp, Inc. on an investment from Various Investors
• May 2014 Advised Go Packaging, LLC in its sale to Welch Packaging Group

Syed Brokerage & Capital Co.

6 Total Closed Deals

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Investment Bank , Accredited and Certified Merger & Acquisitions Advisor, Business and Commercial Investments Intermediary/Broker Expert, Investment Advisor, Consultant, 30+ Years Exp. of Verifiable Business Accomplishments, Steering Growth, Assets Wealth Expansion, Profit Generation Demonstration Proven Success in Delivering High Profits Attainment Through Targeted Innovative Business, and Investments Strategies.

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• Dec 2016 Advised Schiller Plaza Commons on an investment from A1 Schiller Plaza LLC
• Oct 2016 Assisted Midwest Gas Inc. in securing debt financing from Syed Brokerage & Capital Co.
• May 2015 Advised Vishna Inc. on an investment from Syed Brokerage & Capital Co.
• Jan 2015 Advised Lewis Ave Food Inc. in its sale to Investor

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Mid-States Advisors, Inc

5 Total Closed Deals

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Mid-States Advisors is a family-owned boutique financial and business advisory firm that focuses on middle-market businesses looking for assistance with Mergers & Acquisitions, Debt Placement, and Fractional CFO services.Mid-States Capital, our predecessor entity, was founded in 1995 by Joe Alam Sr. after a successful career as a CPA and turnaround specialist. Mid-States Capital’s services focused on debt placement solutions for middle-market businesses dealing with unique or difficult issues, including workouts, highly-leveraged transactions, and high-growth situations.​In 2015,…

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• Apr 2025 Advised HMS Products in its sale to AIDA Engineering
• Jan 2025 Advised Confidential Company in its sale to Confidential Company
• Jan 2025 Advised RBR Machine in its sale to Confidential Company
• Sep 2013 Advised Forging Company in its sale to Partner Buyout

SW

Salomon Whitney LLC

5 Total Closed Deals

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Our investment banking products are tailored to various client needs. Developing a thorough understanding of our client’s specific goals and evaluating the market dynamics of various industry sectors, we strive to provide unbiased finance solutions.​Our ability to analyze all aspects of our client companies and assess the feasibility of all corporate finance options, allows us to recommend a solution tailored specifically for our clients. Building strong relationships with major institutional, strategic and corporate investors are powerful resources used to implement our corporate…

Recent Transactions

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• Jan 2019 Invested in LYFT
• Jan 2019 Invested in Palantir Usa Inc.
• Jan 2019 Invested in Airbnb
• Jan 2019 Invested in Pinterest

Xnergy Financial

4 Total Closed Deals

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Xnergy Financial, Member FINRA/ SIPC, is an international investment banking firm providing debt and equity and merger and acquisition services to emerging growth and middle market companies. Our extensive expertise in a broad range of industries enables us to deliver prompt, creative finance solutions to our clients regardless of complexity. Our sector specific team of professionals continuously tailors the finance solutions we provide to respond to the changing opportunities of our clients. Our services include debt and equity corporate finance, merger, acquisition, and disposition…

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• Dec 2013 Advised Interpreters Unlimited on an investment from Bank of Southern California
• Dec 2013 Advised Interpreters Unlimited on an investment from Bank of Southern California
• Nov 2013 Advised EMX on an investment from Peterson Partners
• Aug 2013 Advised Middlefork Development in its sale to MaxGo

AllianceOne Enterprises

4 Total Closed Deals

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AllianceOne Enterprises (“AllianceOne Enterprises” or “AOE”) is a boutique investment banking and financial advisory firm providing a specific range of services primarily to lower to middle market companies (enterprise values ranging from $5 million to $50 million). Since 1983, the professionals of AllianceOne Enterprises have worked with smaller companies of select sectors throughout the United States by evaluating and effecting both capital market and strategic transactions (mergers/acquisitions/divestitures).    AOE’s principals have a unique and complementary set of…

Recent Transactions

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• Feb 2026 Advised Confidential Company in its sale to Confidential Company
• Sep 2025 Advised Confidential Company in its sale to Confidential Company
• Sep 2020 Advised Confidential Company in its sale to Confidential Company
• Aug 2020 Advised Confidential E-Commerce Apparel Company in its sale to Confidential Strategic

RA Capital Advisors

2 Total Closed Deals

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RA Capital Advisors is a leading private investment bank specializing in mergers and acquisitions, private financings, shareholder matters, restructurings and crisis situations for clients ranging from middle market companies to the Fortune 500. Founded in 1988, the firm has served as financial advisor on some of the most significant and complex transactions in U.S. corporate history. RA Capital Advisors is a private investment bank. TRUSTED ADVISORS Since inception, RA Capital Advisors has consummated transactions on behalf of our advisory clients with an aggregate value in excess of $60…

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• Aug 2011 Advised Mosaic, Inc. in its sale to Linquest Corporation
• Aug 2011 Advised Gerber Scientific in its sale to Vector Capital for $283,000,000

4Front Capital Partners

2 Total Closed Deals

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4Front Capital Partners is a boutique investment & merchant bank that focuses on raising capital for midsize Canadian and U.S companies. We screen deals for quality and help real capital meet real investment return opportunities. General StatsAmount raised in past 24 months: $200MMNumber of raises: 5Average size of raises: $40MM Total number of investments: 7

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• Sep 2017 Advised MJardin Holding Corp. on an investment from -
• Jan 2017 Assisted - in securing debt financing from -

Clifton Larson Allen

1 Total Closed Deal

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CLA is the 8th largest accounting firm in the United States and provides a range of professional services to over 70,000 business clients. Our firm has over 125 offices across the country and we have deep expertise in a number of industry verticals. Our Transaction Services group works with businesses looking to transition ownership through investment banking and related services.

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• Dec 2024 Advised Garven Holdings, LLC in its sale to Card Factory

Wiss Capital Advisors

1 Total Closed Deal

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Wiss Capital Advisors is the specialized investment banking division of Wiss & Company, a Top 100 accounting firm with over 50 years of experience. We concentrate on providing expert sell-side M&A advisory services tailored to lower-middle market companies. Our mission is to empower business owners to navigate the complexities of mergers and acquisitions with confidence and precision.Mission: To empower lower-middle market companies with strategic sell-side M&A advisory services that maximize value and ensure successful transactions.Services:Sell-side M&A…

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• Oct 2025 Advised Confidential Company in its sale to Confidential Company

SA Baird

1 Total Closed Deal

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Early stage capital formationSenior secured debt placementConvertible debt/equity placementsMunicipal FinancePublic Private PartnershipsExit PlanningTurnarounds and RestructuringsMiddle Market M & A – buy or sell sideBoard advisoryInterim Executive Engagements

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• Aug 2011 Advised Pacifica, Inc. on an investment from Umpqua Bank

Dougherty & Company LLC

1 Total Closed Deal

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Colliers Securities is a full-service investment bank and registered securities broker-dealer offering a wide array of products and services nationwide to meet the needs of corporate clients, institutional investors, and individuals.

Recent Transactions

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• Aug 2019 Assisted Confidential Company in securing debt financing from Confidential Company

Vaupen Financial Advisors, LLC

1 Total Closed Deal

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Vaupen Financial Advisors, LLC is a boutique investment banking & advisory firm headquartered in Miami, Florida. We provide corporate finance and advisory services to lower middle-market clients in the United States and Latin America. Our typical client is a private company seeking a capital or advisory transaction of a minimum of $5 million, up to $75 Million. Services include raising Capital; Structured financings; Sell – side Mergers & Acquisitions Advisory services; as well as Debt Restructuring, & Loan Workout Advisory services and execution. We have…

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• Dec 2020 Advised Confidential Company on an investment from Confidential Company

Spektrum Capital Advisors

1 Total Closed Deal Actively Sourcing Deals

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§ We are a U.S. based boutique Investment Bank with a global reach, that specializes in providing tailored financial solutions to North America and Asia-Pacific based organizations§ We raise money for mid-market firms from the most high-quality class of investors/lenders and we will partner with your firm to find the best capital structure that delivers the most beneficial value for you§ We think "outside the box" and have an innovative vision to aid in building long-term value for our clients§ We work with you to outline your long-term financial strategy and break it down into…

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• Sep 2025 Advised Ethnic Foods Wholesaler in its sale to Confidential Company

Regent Financial

1 Total Closed Deal

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We are a client-focused boutique investment bank. With a management team of 16 Managing Directors, 250+ years of combined experience, and $2.8B+ of successfully completed transactions, our mission is to add value to client businesses via a suite of bespoke financial services to support accelerated growth. These include corporate finance analysis, enterprise valuation, structured finance, Mergers & Acquisitions (M&A) advisory, post-merger integration support, debt/equity capital raise, external financial audit, project rating, credit analysis, risk management advisory, leveraged buyout…

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• Mar 2022 Assisted Deshbandhu Group in securing debt financing from N/A

Gideon Liberty & Co.

1 Total Closed Deal

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Unlike traditional brokers, the firm prioritizes strategic buyer alignment over volume-driven processes. Gideon Liberty develops comprehensive valuation narratives that showcase growth trajectory, competitive positioning, and long-term value drivers — enabling owners to attract premium offers.The firm is distinguished by its transparency and confidentiality standards, providing owners with clear visibility into buyer outreach, inquiry engagement, and executed NDAs before any sensitive information is disclosed.

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• Apr 2026 Advised Industrial Company in its sale to Strategic buyer