Chaffe & Associates, Inc. | Investment Bank on Axial

Chaffe & Associates, Inc.

Chemical Manufacturing, Marine Cargo Handling, Navigational Services to Shipping, Other Support Activities for Water Transportation, Port and Harbor Operations, Port facility construction

Advised

Maritime International

in their acquisition by

Trelleborg AB

October 2015

Chaffe & Associates, Inc.

Building Finishing Contractors, Chemical Manufacturing, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Investment Banking and Securities Dealing, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Mosquito Control Services

in their acquisition by

Scott Capital Partners

October 2015

Chaffe & Associates, Inc.

Oil and Gas Field Machinery and Equipment Manufacturing, Support Activities for Oil and Gas Operations

Advised

Petrex

in their acquisition by

NOV

August 2012

Chaffe & Associates, Inc.

Food Manufacturing, Soft Drink Manufacturing

Advised

The Standard Companies, Inc

in their acquisition by

DS Waters of America, Inc.

March 2012

Chaffe & Associates, Inc.

Agriculture, Construction, and Mining Machinery Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

EMDSI-Hunt Power LLC

in their acquisition by

Stewart & Stevenson

March 2011

Chaffe & Associates, Inc.

Electric Power Generation, Transmission and Distribution

Advised

Valley Electric Membership Corporation ("VEMCO")

in their acquisition by

Southwestern Electric Power Company

October 2010

Chaffe & Associates, Inc.

Cable car, land, scenic and sightseeing operation, Cog railway, scenic and sightseeing, operation, Commuter cable car systems (i.e., stand-alone), Commuter Rail Systems, Light rail systems, Mixed Mode Transit Systems (e.g., bus, commuter rail, subway combination), Monorail systems, Monorail, scenic and sightseeing, operation, Process, Physical Distribution, and Logistics Consulting Services, Rail Transportation, Railroad signalling equipment installation, Railroad, scenic and sightseeing, operation, Railway transportation, scenic and sightseeing, Steam train excursions, Support Activities for Rail Transportation, Trolley systems, Trolley, scenic and sightseeing, operation

Advised

Portec Rail Products, Inc.

in their acquisition by

LBFoster

February 2010

Chaffe & Associates, Inc.

Marine Cargo Handling, Navigational Services to Shipping, Other Support Activities for Water Transportation, Port and Harbor Operations, Port facility construction

Advised

OneSource

in their acquisition by

Wrist, Inc.

January 2010

Chaffe & Associates, Inc.

Agriculture, Construction, and Mining Machinery Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

EMDSI, LLC

in their acquisition by

ITOCHU Corporation

October 2008

Chaffe & Associates, Inc.

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Freight railways, line-haul, Freight railways, short-line or beltline, Fuel Dealers, Inland Water Freight Transportation, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Pipeline Transportation, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

North Texas Gas Company, Ltd.

in their acquisition by

West Texas Gas, Inc

October 2007

Chaffe & Associates, Inc.

Process, Physical Distribution, and Logistics Consulting Services

Advised

C.F. Bean, LLC

in their acquisition by

Great Lakes Dredge & Dock Corporation

April 2007

Chaffe & Associates, Inc.

Paperboard Container Manufacturing

Advised

Allpax Products, Inc

in their acquisition by

Pro Mach, Inc

May 2006

Chaffe & Associates, Inc.

Marine Cargo Handling, Navigational Services to Shipping, Other Support Activities for Water Transportation, Port and Harbor Operations, Port facility construction

Advised

Gerhardt Holding Co., Inc

in their acquisition by

Wartsila Corporation

November 2005

Chaffe & Associates, Inc.

Drinking Places (Alcoholic Beverages), Food Manufacturing, Mobile Food Services, Restaurants and Other Eating Places, Soft Drink Manufacturing

Advised

Fiesta Mart, Inc.

in their acquisition by

Grocers Supply Company, Inc

October 2004