1.800.860.4519

Sign In Get Started

Powered by Axial Data

Top Investment Banking & Brokerage Merchant Banks

Explore 20 Investment Banking & Brokerage Merchant Banks that source acquisition and investment opportunities on Axial’s M&A platform.

Explore Firms Join Axial Explore Firms Join Axial

Showing 1-20 of 20 Merchant Banks

Sorted by recent activity

TripleTree LLC

21 Total Closed Deals
View Full Profile
TripleTree is a healthcare merchant bank focused on mergers and acquisitions, growth capital, strategic advisory and principal investing services. Since 1997, the firm has advised and invested in some of the most innovative, high-growth businesses in healthcare.We are continuously engaged with decisions makers including best-in-class companies balancing competitive realities with shareholder objectives, global companies seeking growth platforms and financial sponsors accessing innovative investments and first-mover opportunities.

Recent Transactions

View All
  • May 2017 Advised One Digital in its sale to New Mountain Capital
  • Mar 2017 Advised Trumpet Behavioral Health on an investment from MTS Health Investors
  • Mar 2017 Advised Verisys on an investment from Spectrum Equity
  • Jan 2017 Advised HealthX on an investment from JMI Equity

MiddleMarch Partners

15 Total Closed Deals
View Full Profile
Middlemarch Partners is a merchant banking firm focused on providing the strategic capital raising solutions and acquisition advisory services of an investment bank with the direct co-investment capital of a private equity investor.Middlemarch focuses on high-growth financial services, financial services-enabling technologies, and business services companies; sectors where its Principals have deep domain expertise as bankers, investors, and operators. The firm is active across financial services with a particular focus in specialty finance, transaction processing, electronic capital markets,…

Recent Transactions

View All
  • Mar 2024 Advised Avafin on an investment from Capitec Bank
  • Sep 2021 Assisted Sunseeker Resorts in securing debt financing from Castlelake LP and PIMCO
  • Aug 2021 Assisted Skykick in securing debt financing from Morgan Stanley and Trebuchet Capital
  • Jun 2021 Advised Veransa on an investment from RFE Investments and Middlemarch Capital Partners

Grosvenor Square Advisors

4 Total Closed Deals
View Full Profile
Grosvenor Square Advisors ("GSA") is a merchant bank focused on serving clients located in North America, Asia, the Middle East, Africa and Europe. We provide debt capital raising, asset sale advisory, and certain restructuring services to a select group of companies, private equity firms, lenders, family offices and federal and provincial government entities globally. Our team of senior professionals and Advisory Board Members average over 20 years of experience with some of the world's leading investment banks, private equity firms, public and private asset management firms and a hedge…

Recent Transactions

View All
  • Feb 2024 Advised Physical Electronics, Inc. (PHI) in its sale to Hard Park Holdings
  • Dec 2023 Advised International AirParts in its sale to Neuvant Aerospace Corp
  • Dec 2023 Advised Reckitt Benckiser in its sale to Renaissance Cosmetics Inc
  • Dec 2023 Advised Great America Cosmetics, Inc. in its sale to Rennaissance Cosmetics, Inc

GrowthBound LLC

2 Total Closed Deals
View Full Profile
In addition to traditional financing and M&A advisory and relationship development, GrowthBound makes profitable growth a habit by helping entrepreneurs and investors: * recruit and retain world class leadership. * develop successful business strategies, opportunities, and partnerships * invest or raise necessary financing. * improve marketing and sales * implement scalable organizations, processes and technologies.

Recent Transactions

View All
  • Jul 2014 Assisted PayBack Partners, LLC in securing debt financing from Greensill Capital
  • Apr 2014 Advised SEAL Innovation, Inc. on an investment from The Launch Place, Triangle Angel Partners, & High Net Worth Individuals

Boulevard & Co.

2 Total Closed Deals
View Full Profile
Boulevard is a boutique, investment banking and private investment firm focused on working with owners, operators, and businesses active in the middle market.In partnering with Boulevard, our clients and portfolio investments gain access to capital, opportunities, networks and transactional resources that have historically been reserved for large companies. Our professional experiences as entrepreneurs, operators, investors and deal professionals enable us to rapidly understand the goals of owners, operators and businesses as well as develop effective strategic plans and efficiently utilize…

Recent Transactions

View All
  • Mar 2017 Advised Guardian Alarm in its sale to Certares LP & Vanwall Holdings LLC
  • Aug 2015 Advised Dynamic Rehabilitation in its sale to Pure Healthy Back

Logos Capital

2 Total Closed Deals
View Full Profile
Founded in 2011, Logos Capital (LCG) is an global impact investment firm with operations that span across the U.S, LatAm, Caribbean, West Africa and Asia. Based in Miami, FL; Logos Capital is a minority owned and operated financial services firm. We offer investment banking, project finance, trade finance, bridge loans, tokenization and strategic capital. We seek to integrate legacy businesses with the latest in technology to scale solutions into the various markets we operate in. We are active across several sectors, like financial services), infrastructure, energy, supply chain/logistics,…

Recent Transactions

View All
  • Sep 2019 Assisted Tecnosol in securing debt financing from Central American Lender
  • Feb 2018 Advised Iatai on an investment from Bridge Loan and Venture Debt Financing

Stop Browsing. Start Transacting.

Join 20,000+ members who source deals, connect with counterparties, and close transactions on Axial.
Get Started Today

Exempt Market dealer- investment bank

2 Total Closed Deals
View Full Profile
Newly form Montreal based boutique providing investment advise, M&A, equity and debt funding, LBO, strategic alliance and other. 4 partner with more then 100 year experience in the financial industry.

Recent Transactions

View All
  • Apr 2015 Provided debt financing to Agriculture, coffee
  • Jan 2015 Invested in Graphite exploration

Red Hawk Associates

View Full Profile
Red Hawk Associates is a national advisory firm partnering exclusively with the CEO's, shareholders or bankers of leading middle market companies and organizations. The firm's related lines of business provide investment banking services and debt restructuring and business turnaround services. David Brown leads Red Hawk, supported by a senior team of Strategic Advisors.

Recent Transactions

This member has no reported closed transactions.

Trinity Fund Partners, LLC

View Full Profile
Trinity Fund Partners, LLC is a boutique merchant bank which assists emerging and middle market companies in investment banking services, including capital formation, ESOP’s, valuations, buy-side services as well as transitioning the company to new ownership. Trinity Fund will work with companies well in advance of a transaction, thereby making the company more attractive to potential suitors.Clients include The Original BugPatch Company, Inc., Software Development Europe, Polaris Payroll, PlusDelta Technologies and more.

Recent Transactions

This member has no reported closed transactions.

Alternative Capital Group

View Full Profile
Different from a fund whom is restricted by predefined investment criteria, we offer solutions to businesses tailor-made to fit their specific situations. Our expertise also enables us to create financial instruments complemented by external capital from our network.When executing on merger and acquisition mandates, we develop strategic and tactical plans essential for the success of those activities, when integrating our unique financing capabilities when needed.

Recent Transactions

This member has no reported closed transactions.

JB Capital Management

View Full Profile
JB Capital is a merchant bank offering responsive, creative capital solutions to privately held, middle market companies and small corporate borrowers across the U.S. JB Capital makes non-control investments in select companies with strong business models, compelling value propositions, and experienced management teams

Recent Transactions

This member has no reported closed transactions.

Colbeck Capital

View Full Profile
Colbeck invests proprietary balance sheet into private opportunities originated in-house. The firm has a core competency in secured strategic corporate loans. Colbeck believes that opportunities exist when the credit markets often overweight the significance of idiosyncratic risks and underweight the significance of common risks such as high leverage, low asset coverage, high beta to the economy, and poor structuring. By maintaining a broad investable universe and targeting undercapitalized niches of the markets, Colbeck aims to generate consistent current income and opportunities for upside…

Recent Transactions

This member has no reported closed transactions.

MBGA Finance

View Full Profile
Strategic Financial Management AdvisorsCapital IntroductionsStructured FinanceProject FinanceFilm FinanceFinancial Statement AnalysisLiquidity TestingBudgeting & ForecastingSpecial SituationsDistressed DebtTurnaroundsRestructuringWorkoutsNational & International LendingAsset Based LendingBridge LendingPrivate Money LendingLitigation SupportRelationship Management

Recent Transactions

This member has no reported closed transactions.

RYS & Co.

View Full Profile
RYS&Co. is the culmination of years of experience, tracing its roots back to R Y Salisbury and Associates in 1992, and its predecessor, FCS Group, 1984. This has led to the development of a concentration of operational experience and intuitional knowledge that cannot be learned in books; it may and only be gained over time and at a considerable cost. Through the addition of other Senior Partners, RYS&Co. has created a team having over 150 years of combined knowledge and concentrated expertise. RYS&Co principals have participated in transactions ranging in size from USD$150K to USD$51M in…

Recent Transactions

This member has no reported closed transactions.

StormHarbour - Principal Strategies Group

View Full Profile
StormHarbour is an independent global markets and financial advisory firm founded on the core values of integrity, trust and global expertise. The financial services partnership was founded by Antonio Cacorino, Fredrick Chapey and Sohail Khan who have over 70 years of combined banking experience. A team of 100+ professionals across offices in New York, London, Lisbon, Madrid, Hong Kong, Tokyo and Dubai focuses on sales & trading, structuring & advisory and capital markets activities. The firm provides innovative financing and structuring solutions across the balance sheet with vast…

Recent Transactions

This member has no reported closed transactions.

DPG Investments

View Full Profile
DPG’s diversified private investor base is comprised by a select group of cutting edge ultra high net worth and high net worth private family offices, offshore affiliates, private equity firms, public capital corporations, top tier hedge funds, insurance companies, endowments, pension plans and various best in class operating partners. As a financier, investor or merchant banker structuring in excess of over $1 billion in capital commitments since 2004, DPG has closed over 45 investment transactions across broad range of industries and highly structured products. DPG currently has 26…

Recent Transactions

This member has no reported closed transactions.

DelphX Capital Markets

View Full Profile
DelphX Capital Markets, through its broker-dealer DelphX Services Corp, introduces private placement services to empower mid-market companies ($10M–$1B revenue) with innovative capital-raising solutions. We connect growing firms to hedge fund and institutional capital through bond placements, structured products, and tailored credit market fundings, delivering fast, flexible financing for expansion.

Recent Transactions

This member has no reported closed transactions.

Ash Creek Capital Advisors

View Full Profile
We provide the means to enhance the value of small and medium-sized enterprises that have a proven successful business model. We do that by providing advice and arranging financing. We recognize that small and medium-sized businesses are often at a disadvantage in securing credit or investment financing. To that end, a group of experienced business executives came together to form Ash Creek Capital Advisors LLC. Successful ourselves, we want to use our skills to help others succeed while benefiting everyone involved. Ash Creek is an unusual merchant bank. Not only do we secure financing…

Recent Transactions

This member has no reported closed transactions.

Frequently Asked Questions

How are Merchant Banks in this directory ordered?

Firms in the Investment Banking & Brokerage Merchant Banks directory are ordered based on recent deal activity on Axial. The default order reflects observed market signals rather than a subjective ranking of firm quality.

What information is included in each Merchant Bank profile?

Each profile provides information about the firm’s areas of focus, transaction criteria, and relevant activity on Axial’s M&A platform. Together, these details provide a clearer view of where a firm is active and the types of companies and opportunities most relevant for it.

How important is Financial Services experience when evaluating Merchant Banks?

Relevant Financial Services experience can be an important consideration when evaluating a firm. Familiarity with the sector can provide a stronger understanding of its business models, market dynamics, valuation considerations, and transaction environment. The 20 firms included in this directory provide a starting point for identifying firms with relevant experience and activity in Financial Services.

Do all Merchant Banks in this directory focus exclusively on Financial Services?

Not necessarily. Many firms are active across multiple industries, so inclusion in the Investment Banking & Brokerage Merchant Banks directory reflects relevant experience or activity in Financial Services, rather than an exclusive sector focus. Individual profiles provide additional context on each firm’s areas of focus and activity within the sector.

How do I compare Merchant Banks with experience in Financial Services?

When comparing Merchant Banks with experience in Financial Services, consider factors such as size range, geographic reach, and recent transaction activity. These characteristics vary across the 20 firms included in the directory and can help identify firms that align with your needs.

How do I connect with Investment Banking & Brokerage Merchant Banks?

Axial can help you identify and connect with firms based on your objectives and what you are looking to accomplish. The process varies depending on your role and transaction needs. If you are interested in connecting with firms in the Investment Banking & Brokerage Merchant Banks directory, you can request information here.

Want to Keep Exploring?

Enter your details to access all firm profiles.

Let us curate Relevant Introductions.

Rather than a one-off introduction to company, work with an Axial Exit Consultant to find the best options from our network of 2,500 M&A advisors — at no cost to you.

Companies sold using Axial Advisor Finder:

Get Introduced to the Right Advisors

This service is complimentary and all information is confidential. Looking to learn more? Complete the form above.

By providing telephone number and submitting the form you are consenting to be contacted by SMS text message. Message & data rates may apply. Reply STOP to opt of further messaging.

You’re All Set

We’ve received your request. An Axial Exit Consultant will reach out shortly to coordinate next steps.

While you’re waiting, you can learn more about our advisor introduction offering here.

We've Received Your Request

A member of our team will follow up to coordinate next steps.

 Explore Axial
Template