WhiteRock Capital Partners Inc. | M&A Advisory Firm on Axial

WhiteRock Capital Partners Inc.

Forestry and Logging, Paper Manufacturing

Advised

Abitibi Bowater

in securing investment from

Confidential

July 2015

WhiteRock Capital Partners Inc.

Chemical Manufacturing

Advised

Advanced Lighting Technologies

in securing debt financing from

Confidential

June 2015

WhiteRock Capital Partners Inc.

Health Care Services

Advised

Allegheny Health, Education & Research Foundation

in securing debt financing from

Confidential

June 2015

WhiteRock Capital Partners Inc.

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

Alliance Entertainment Corporation

in securing investment from

Confidential

May 2015

WhiteRock Capital Partners Inc.

Gasoline Stations and Truck Stops, Home and auto supply stores, Motor Vehicle and Parts Dealers, Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Amerco

in securing investment from

Confidential

April 2015

WhiteRock Capital Partners Inc.

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Atkins

in securing investment from

Confidential

March 2015

WhiteRock Capital Partners Inc.

Communications software (chat, messaging, email), Consumer Software and Online Services, Online News, Social Games, Social Media Management Software, Social Networking Services

Advised

Atari, Inc.

in securing debt financing from

Confidential

March 2015

WhiteRock Capital Partners Inc.

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Electric Power Generation, Electric power generation, tidal, Hydroelectric Power Generation, Solar Electric Power Generation, Solar power structure construction, Wind Electric Power Generation

Advised

Aventine Renewable Energy

in securing investment from

Confidential

February 2015

WhiteRock Capital Partners Inc.

Book Stores and News Dealers, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

Bally Total Fitness

in securing investment from

Confidential

January 2015

WhiteRock Capital Partners Inc.

IT Services, Technology Consulting Services

Advised

BearingPoint

in their acquisition by

International Professional Services Firm

January 2015

WhiteRock Capital Partners Inc.

Hospitals, Nursing and Residential Care Facilities, Research and Development in Biotechnology, Research and Development in the Physical, Engineering, and Life Sciences, Veterinary Services

Advised

Provia Laboratories, LLC.

in securing investment from

Confidential

December 2014

WhiteRock Capital Partners Inc.

Paper Manufacturing

Advised

Black Clawson

in securing investment from

Confidential

December 2014

WhiteRock Capital Partners Inc.

Health Care Services

Advised

Regen Medica, SA

in securing debt financing from

Confidential

November 2014

WhiteRock Capital Partners Inc.

Electric Power Generation, Transmission and Distribution, Power generation, nonhazardous solid waste combustor or incinerator electric

Advised

Bosque Power, LLC

in securing investment from

Confidential

November 2014

WhiteRock Capital Partners Inc.

Furniture and Related Product Manufacturing

Advised

Brown Jordan

in securing investment from

Confidential

October 2014

WhiteRock Capital Partners Inc.

Business Support Services, Data processing services, Information Technology (IT) infrastructure services (outsourced), Office Supplies (except Paper) Manufacturing, Temporary Help Services

Advised

Documentos a Medida, SRL

in securing investment from

Confidential

October 2014

WhiteRock Capital Partners Inc.

Newspaper, Periodical, Book, and Directory Publishers

Advised

Brown Media Corporation

in their acquisition by

Confidential

September 2014

WhiteRock Capital Partners Inc.

Activities Related to Real Estate

Advised

Saltech, SA

in securing investment from

Confidential

August 2014

WhiteRock Capital Partners Inc.

Oil and Gas Extraction, Support Activities for Oil and Gas Operations

Advised

CDX Gas

in securing investment from

Confidential

August 2014

WhiteRock Capital Partners Inc.

Medical Equipment and Supplies Manufacturing, Research and Development in the Physical, Engineering, and Life Sciences

Advised

QuantInv, Ltd

in securing investment from

Confidential

July 2014

WhiteRock Capital Partners Inc.

Oil and Gas Extraction, Support Activities for Oil and Gas Operations

Advised

Central Illinois Energy

in securing investment from

Confidential

July 2014

WhiteRock Capital Partners Inc.

Textile Mills, Textile Product Mills

Advised

Cone Mills Corp.

in securing investment from

Confidential

July 2014

WhiteRock Capital Partners Inc.

Aerospace Product and Parts Manufacturing, Air Transportation, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made i

Advised

Charter Airways, Inc

in securing investment from

Confidential

June 2014

WhiteRock Capital Partners Inc.

Agriculture, Forestry, Fishing and Hunting, Pharmaceutical and Medicine Manufacturing

Advised

NutriSupp, LTD

in securing investment from

Confidential

May 2014

WhiteRock Capital Partners Inc.

Cosmetics & Toiletries Manufacturing

Advised

ContinentalAFA

in their acquisition by

Confidential

April 2014

WhiteRock Capital Partners Inc.

Cosmetics & Toiletries Manufacturing

Advised

ContinentalAFA

in securing investment from

Confidential

March 2014

WhiteRock Capital Partners Inc.

Gasoline Stations and Truck Stops, Home and auto supply stores, Motor Vehicle and Parts Dealers

Advised

Delphi Automotive Systems

in securing debt financing from

Confidential

February 2014

WhiteRock Capital Partners Inc.

Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise), Medical Equipment and Supplies Manufacturing

Advised

Thromboplax, Ltd.

in securing investment from

Confidential

January 2014

WhiteRock Capital Partners Inc.

Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing

Advised

Derby Cycle Corp

in securing investment from

Confidential

December 2013

WhiteRock Capital Partners Inc.

Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants

Advised

Spectrum Medical Equipment

in their acquisition by

Sleepcair

November 2013

WhiteRock Capital Partners Inc.

Commercial Banking, Finance and Insurance

Advised

New Horizons Bank

in their acquisition by

Citizens South

November 2013

WhiteRock Capital Partners Inc.

Agriculture, Construction, and Mining Machinery Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services

Advised

PCMC

in their acquisition by

Brockway Moran & Partners

November 2013

WhiteRock Capital Partners Inc.

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Fabricated Structural Metal Manufacturing, Ferrous Metal Foundries, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Iron and Steel Forging, Iron and Steel Mills and Ferroalloy Manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Steel Product Manufacturing from Purchased Steel, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

Steel Services

in their acquisition by

Calco Environmental Group

November 2013

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Center Financial Corporation

in their acquisition by

Nara Bancorp, Inc.

November 2013

WhiteRock Capital Partners Inc.

Finance and Insurance, Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

Advised

WSFS Bank

in their acquisition by

TransFirst

November 2013

WhiteRock Capital Partners Inc.

Health Care Services, Printing

Advised

Crystal Clear Imaging, Ltd.

in their acquisition by

KMH Health Inc.

November 2013

WhiteRock Capital Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Offshore Joint Services, Inc.

in their acquisition by

SCF Partners

November 2013

WhiteRock Capital Partners Inc.

Administration of Education Programs, Child Day Care Services, Civic and Social Organizations, Educational Services, Museums, Historical Sites, and Similar Institutions

Advised

Kennedy-Western University

in their acquisition by

Parallel Investment Partners

November 2013

WhiteRock Capital Partners Inc.

IT Services, Technology Consulting Services

Advised

Senior Secured Debt Facility

in their acquisition by

Jagged Peak

November 2013

WhiteRock Capital Partners Inc.

Research and Development in Biotechnology

Advised

Botanical Laboratories Inc.

in their acquisition by

Polaris Venture Partners

November 2013

WhiteRock Capital Partners Inc.

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Construction News Service

in their acquisition by

Construction Data Company

November 2013

WhiteRock Capital Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

ISS

in their acquisition by

Oaktree

November 2013

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Dots

in their acquisition by

Irving Place Capital

November 2013

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Capital Analysts

in their acquisition by

Lincoln Investment Planning, Inc.

November 2013

WhiteRock Capital Partners Inc.

Chemical Manufacturing

Advised

General Chemical

in securing investment from

Confidential

November 2013

WhiteRock Capital Partners Inc.

Sanitary Paper Product Manufacturing, Soap, Cleaning Compound, and Toilet Preparation Manufacturing

Advised

Quickie Manufacturing Corporation

in their acquisition by

Jarden Corporation

November 2013

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Private Placement Of Seed Capital

in their acquisition by

Confidential

November 2013

WhiteRock Capital Partners Inc.

Health Care Services

Advised

$27,500,000 Revolving Credit Facility & Term Loan, $11,512,938 Securitized Estate Term Loan

in their acquisition by

Shermin Nurseries, Inc.

November 2013

WhiteRock Capital Partners Inc.

Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

Advised

Marathon Solutions, Inc.

in their acquisition by

Financial Transaction Services

November 2013

WhiteRock Capital Partners Inc.

Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software, IT Services, Technology Consulting Services

Advised

eCash

in their acquisition by

InfoSpace Inc.

November 2013

WhiteRock Capital Partners Inc.

IT Services, Technology Consulting Services

Advised

First Byte Computers Inc.

in their acquisition by

Stratos Managment Systems, Inc.

November 2013

WhiteRock Capital Partners Inc.

Professional, Scientific, and Technical Services

Advised

Rowling Dold & Associates

in their acquisition by

Moss Adams Wealth Advisors, LLC.

November 2013

WhiteRock Capital Partners Inc.

Commercial Banking, Credit Unions, Finance and Insurance, Savings Institutions

Advised

Bank of America Field Services

in their acquisition by

Safeguard Properties

November 2013

WhiteRock Capital Partners Inc.

Administration of Education Programs, Child Day Care Services, Civic and Social Organizations, Educational Services, Museums, Historical Sites, and Similar Institutions

Advised

Scholar One

in their acquisition by

Thomson

November 2013

WhiteRock Capital Partners Inc.

Enterprise Software and Online Services, IT Services, Software and Online Services, Technology Consulting Services

Advised

Cytiva Software inc.

in their acquisition by

Taleo

November 2013

WhiteRock Capital Partners Inc.

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

Z-med

in their acquisition by

Varian Medical Systems

November 2013

WhiteRock Capital Partners Inc.

Health Care Services, Research and Development in Biotechnology

Advised

Bio Line

in their acquisition by

Meridian Bioscience, Inc.

November 2013

WhiteRock Capital Partners Inc.

Food and Beverage Stores

Advised

CumberLand Farms, Inc.

in their acquisition by

Sam's Food Stores

November 2013

WhiteRock Capital Partners Inc.

IT Services, Security Systems Services, Technology Consulting Services

Advised

Summit Solutions

in their acquisition by

National Security Partners LLC

November 2013

WhiteRock Capital Partners Inc.

Printing

Advised

Press Print

in their acquisition by

ICV

November 2013

WhiteRock Capital Partners Inc.

Health Care Services

Advised

Solara Healthcare

in their acquisition by

Cornerstone Healthcare Group Holding, Inc.

November 2013

WhiteRock Capital Partners Inc.

Chemical Manufacturing

Advised

Grace

in securing investment from

Confidential

October 2013

WhiteRock Capital Partners Inc.

Hospitals, Nursing and Residential Care Facilities, Veterinary Services

Advised

Hallmark Senior Housing

in securing investment from

Confidential

September 2013

WhiteRock Capital Partners Inc.

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

International Knife & Saw, Inc.

in securing investment from

Confidential

August 2013

WhiteRock Capital Partners Inc.

Air Transportation

Advised

Independence Air

in securing investment from

Confidential

July 2013

WhiteRock Capital Partners Inc.

Catalog (i.e., mail order, store merchandise) publishers (except exclusive Internet publishing), Catalog (i.e., mail order, store merchandise) publishers and printing combined

Advised

The J. Peterman Company

in their acquisition by

Confidential

June 2013

WhiteRock Capital Partners Inc.

Book Stores and News Dealers, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

Jumbo Sports

in securing debt financing from

Confidential

May 2013

WhiteRock Capital Partners Inc.

Department Stores

Advised

Liberty House

in securing investment from

Confidential

May 2013

WhiteRock Capital Partners Inc.

Apparel & Textiles

Advised

Maidenform

in securing investment from

Confidential

April 2013

WhiteRock Capital Partners Inc.

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

New World Pasta

in securing investment from

Confidential

March 2013

WhiteRock Capital Partners Inc.

Electric Power Generation, Transmission and Distribution, Power generation, nonhazardous solid waste combustor or incinerator electric

Advised

Niagra Mohawk

in securing investment from

Confidential

February 2013

WhiteRock Capital Partners Inc.

Medical Equipment and Supplies Manufacturing

Advised

Ossur

in securing investment from

Confidential

January 2013

WhiteRock Capital Partners Inc.

Software and Online Services, Wireless Telecommunications Carriers (except Satellite)

Advised

OmniSky

in their acquisition by

Earthlink

January 2013

WhiteRock Capital Partners Inc.

Payment Processing Software and Services

Advised

Pay By Touch

in their acquisition by

Confidential

December 2012

WhiteRock Capital Partners Inc.

Newspaper, Periodical, Book, and Directory Publishers

Advised

The Inquirer

in securing investment from

Confidential

November 2012

WhiteRock Capital Partners Inc.

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

The Pittsburgh Penguins

in their acquisition by

Lemieux Group Investors

October 2012

WhiteRock Capital Partners Inc.

Forestry and Logging

Advised

Pope & Talbot

in securing debt financing from

Confidential

September 2012

WhiteRock Capital Partners Inc.

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Railworks

in securing investment from

Private Equity Sponsor

July 2012

WhiteRock Capital Partners Inc.

Automobile antennas manufacturing, Automobile hardware, metal, manufacturing, Automobile radio receivers manufacturing, Automobile skid chains made from purchased wire, Automobile storage batteries manufacturing, Automobile suspension springs, heavy gauge metal, manufacturing, Automotive electrical switches manufacturing, Automotive Industry Hardware Technology, Automotive light bulbs manufacturing, Automotive or aircraft wire and cable made in aluminum wire drawing plants, Automotive theft alarm systems manufacturing, Car alarm manufacturing, Car stereos manufacturing, Car wheels, rolled steel, made in iron and steel mills, Compact disc players (e.g., automotive, household-type) manufacturing, Gauges (e.g., oil pressure, water temperature, speedometer, tachometer), motor vehicle, manufacturing, Glass, automotive, made from purchased glass, Motor vehicle belts, rubber or plastics, manufacturing, Motor Vehicle Body and Trailer Manufacturing, Motor vehicle hardware, metal, manufacturing, Motor vehicle hoses, ru

Advised

Proliance

in securing investment from

Confidential

July 2012

WhiteRock Capital Partners Inc.

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Railworks

in securing investment from

Confidential

June 2012

WhiteRock Capital Partners Inc.

Mortgage and Nonmortgage Loan Brokers, Real Estate Credit

Advised

ResCap, Inc.

in securing debt financing from

Confidential

May 2012

WhiteRock Capital Partners Inc.

Activities Related to Real Estate, Lessors of Real Estate

Advised

Landmark Real Estate Properties

in securing investment from

Confidential

May 2012

WhiteRock Capital Partners Inc.

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

Silver Cinemas International, Inc.

in securing investment from

Confidential

April 2012

WhiteRock Capital Partners Inc.

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Tensar Building Products, Inc.

in securing debt financing from

Confidential

March 2012

WhiteRock Capital Partners Inc.

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

Tower

in securing investment from

Confidential

February 2012

WhiteRock Capital Partners Inc.

Casting agencies (i.e., motion picture, theatrical, video), Casting agencies, motion picture or video, Casting bureaus (e.g., motion picture, theatrical, video), Casting bureaus, motion picture or video, Motion Picture and Video Industries, Motion picture consulting services, Motion picture wardrobe and costume rental, Performing Arts, Spectator Sports, and Related Industries

Advised

CD Now

in their acquisition by

Trans World Entertainment

January 2012

WhiteRock Capital Partners Inc.

Air Transportation

Advised

TWA

in securing investment from

Confidential

January 2012

WhiteRock Capital Partners Inc.

Agriculture, Forestry, Fishing and Hunting

Advised

Tri Valley

in securing debt financing from

Confidential

January 2012

WhiteRock Capital Partners Inc.

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Freight railways, line-haul, Freight railways, short-line or beltline, Inland Water Freight Transportation, Pipeline Transportation, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

Unnamed Power Producer

in securing investment from

Confidential

December 2011

WhiteRock Capital Partners Inc.

Electric Power Generation

Advised

White Energy

in securing investment from

Confidential

December 2011

WhiteRock Capital Partners Inc.

Electric Power Generation, Transmission and Distribution, Power generation, nonhazardous solid waste combustor or incinerator electric

Advised

US Energy Systems

in securing investment from

Confidential

November 2011

WhiteRock Capital Partners Inc.

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Vlasic

in securing investment from

Confidential

October 2011

WhiteRock Capital Partners Inc.

Oil and Gas Extraction, Support Activities for Oil and Gas Operations

Advised

VeraSun Energy

in securing investment from

Confidential

October 2011

WhiteRock Capital Partners Inc.

Mall property operation (i.e., not operating contained businesses) rental or leasing, Warehouse Clubs and Supercenters

Advised

Winn Dixie

in securing investment from

Confidential

August 2011

WhiteRock Capital Partners Inc.

Mortgage and Nonmortgage Loan Brokers, Real Estate Credit

Advised

UK Mortgage Lender

in securing investment from

Confidential

July 2011

WhiteRock Capital Partners Inc.

Department Stores, Motor Vehicle and Parts Dealers

Advised

Undisclosed Retailer

in securing investment from

Confidential

June 2011

WhiteRock Capital Partners Inc.

Newspaper, Periodical, Book, and Directory Publishers

Advised

Undisclosed Media Company

in securing investment from

Confidential

May 2011

WhiteRock Capital Partners Inc.

Research and Development in Biotechnology

Advised

Botanical Laboratories

in their acquisition by

Polaris Venture Partners

December 2010

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Falko

in securing investment from

Fortress

December 2010

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Lincoln Investment

in their acquisition by

Capital Analysts

November 2010

WhiteRock Capital Partners Inc.

Finance and Insurance

Advised

Center Financial Corporation

in their acquisition by

Nara Bancorp, Inc.

June 2010

WhiteRock Capital Partners Inc.

Air Transportation

Advised

Lufthansa

in securing investment from

IAG

June 2010

WhiteRock Capital Partners Inc.

Real estate asset management services (except property management), Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Trust, Fiduciary, and Custody Activities

Advised

RD&A

in their acquisition by

Moss Adams Wealth Advisors LLC

June 2010

WhiteRock Capital Partners Inc.

Enterprise Software and Online Services

Advised

Raytheon

in securing investment from

EDC

June 2010

WhiteRock Capital Partners Inc.

Air Transportation

Advised

Veritair

in securing investment from

Barclays

January 2010

WhiteRock Capital Partners Inc.

Finance and Insurance, Holding companies (except bank, managing), Investment Banking and Securities Dealing, Securities, Commodity Contracts, and Other Financial Investments and Related Activities

Advised

Orbis Capital

in their acquisition by

Merlin Ventures

August 2009

WhiteRock Capital Partners Inc.

Research and Development in Biotechnology, Research and Development in the Physical, Engineering, and Life Sciences

Advised

Virgin Health Bank

in securing investment from

Undisclosed

July 2009

WhiteRock Capital Partners Inc.

Finance and Insurance, Fintech (Enterprise) / Financial Services Industry Hardware Technology, Fintech (Enterprise) / Financial Services Industry Software

Advised

Travelex

in securing investment from

Undisclosed

May 2008

WhiteRock Capital Partners Inc.

Direct Life, Health, and Medical Insurance Carriers, Health Care Services, Hospitals, Nursing and Residential Care Facilities, Veterinary Services

Advised

BUPA Hospitals

in securing investment from

Cinven

June 2007

WhiteRock Capital Partners Inc.

Finance and Insurance, Health Care Services, Healthcare Software (Consumer), Healthcare Software (Enterprise), HMO Medical Centers, Holding companies (except bank, managing), Software and Online Services

Advised

OnMedica

in securing investment from

Internet Capital Group

September 2000

WhiteRock Capital Partners Inc.

Pharmaceutical and Medicine Manufacturing, Research and Development in Biotechnology, Research and Development in the Physical, Engineering, and Life Sciences

Advised

Pharmacia & Upjohn

in their acquisition by

Merger

May 1995