SDR Ventures | Investment Bank on Axial

SDR Ventures

Electromedical diagnostic equipment manufacturing, Electromedical equipment manufacturing, Medical ultrasound equipment manufacturing, Ultrasonic medical equipment manufacturing, Ultrasonic scanning devices, medical, manufacturing, Veterinarians instruments and apparatus manufacturing

Advised

Anonymous

in their acquisition by

Anonymous

October 2025

SDR Ventures

Portable toilet renting and/or servicing

Advised

Anonymous

in their acquisition by

Anonymous

August 2025

SDR Ventures

General Rental Centers

Advised

Anonymous

in their acquisition by

Anonymous

April 2025

SDR Ventures

Employment Placement Agencies

Advised

Nicklas Medical Staffing

in their acquisition by

Argosy Healthcare Partners

December 2024

SDR Ventures

Architectural Services, Building Finishing Contractors, Engineering Services, Framing Contractors, House moving (i.e., raising from one site, moving, and placing on a new foundation), Houses, prefabricated metal, manufacturing, Interior design consulting services, New Single-Family Housing Construction (except For-Sale Builders), Prefabricated building dealers, Prefabricated homes (except mobile homes), wood, manufacturing, Prefabricated homes, metal, manufacturing

Advised

Anonymous

in their acquisition by

Anonymous

September 2024

SDR Ventures

Furniture and Home Furnishing Distributors (Wholesalers), Home improvement (e.g., adding on, remodeling, renovating), Home renovation, Home repairs, e.g. roof, gutters, chimney, carpentry, window replacement, New Single-Family Housing Construction (except For-Sale Builders), Remodeling and renovating services

Advised

Architectural Windows & Doors

in their acquisition by

Anonymous

June 2024

SDR Ventures

Arborist services

Advised

Piekarski's & Sons Arbor Care

in their acquisition by

Fawn Lake Capital Partners

May 2024

SDR Ventures

All Other Miscellaneous Electrical Equipment and Component Manufacturing, Current-Carrying Wiring Device Manufacturing, National Aeronautics and Space Administration, Space flight operations, government

Advised

Anonymous

in their acquisition by

Anonymous

April 2024

SDR Ventures

All Other Miscellaneous Wood Product Manufacturing

Advised

Anonymous

in their acquisition by

Anonymous

December 2023

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Colorado Premier Restoration

in their acquisition by

BMS Cat

February 2023

SDR Ventures

Data processing services, Information Technology (IT) infrastructure services (outsourced), Temporary Help Services

Advised

Phases Accounting & Tax Service, Inc.

in their acquisition by

APEX Accounting and Tax, Inc.

January 2023

SDR Ventures

Enterprise Software and Online Services

Advised

VetlinkPRO

in their acquisition by

Jonas Software

November 2022

SDR Ventures

Finance and Insurance

Advised

Compliance Resource Partners

in their acquisition by

ACA Group

October 2022

SDR Ventures

Health Care Services

Advised

At Home Veterinary

in their acquisition by

AmeriVet

September 2022

SDR Ventures

Apparel & Textiles

Advised

PawZ Dog Boots

in their acquisition by

Monolith Brands Group

September 2022

SDR Ventures

IT Services, Technology Consulting Services

Advised

Vala Secure

in their acquisition by

Baymark Partners

July 2022

SDR Ventures

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

DRC Contruction Services

in their acquisition by

Nine Point Eight Capital

July 2022

SDR Ventures

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Cooling Concepts Refrigerated Trailer Leasing

in their acquisition by

Star Leasing Company, a portfolio of company of I Squared Capital

May 2022

SDR Ventures

Electronic and Precision Equipment Repair and Maintenance

Advised

L&D Electric

in their acquisition by

Series 1 Acquisitions, LLC

March 2022

SDR Ventures

All Other Nonmetallic Mineral Mining, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Sand, Gravel, Clay, and Ceramic and Refractory Minerals Mining and Quarrying, Stone Mining and Quarrying

Advised

L&R Pallet Services

in their acquisition by

Kamps, Inc.

February 2022

SDR Ventures

Medical Equipment and Supplies Manufacturing

Advised

Tensentric

in securing investment from

GenNx360 Capital Partners

February 2022

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Triad Service Solutions

in their acquisition by

Tide Rock Holdings

January 2022

SDR Ventures

Research and Development in Biotechnology

Advised

Acuity Ag Solutions

in their acquisition by

Fast Genetics

January 2022

SDR Ventures

Household Appliance Manufacturing

Advised

Done Plumbing & Heating

in their acquisition by

Radiant Plumbing & Air Conditioning, a portfolio company of The Riverside Company

September 2021

SDR Ventures

Health Care Services

Advised

Four Paws Animal Clinic

in their acquisition by

Pathway Vet Alliance

August 2021

SDR Ventures

Electronic and Precision Equipment Repair and Maintenance

Advised

Lumos Custom Lighting

in their acquisition by

A Private Investor

July 2021

SDR Ventures

Enterprise Software and Online Services, Software and Online Services

Advised

Confidential Company

in their acquisition by

Confidential Buyer

April 2021

SDR Ventures

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Spinnaker SCA

in their acquisition by

Black Lake Capital

March 2021

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

A-Throne Company, Inc.

in their acquisition by

United Site Services

January 2021

SDR Ventures

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

myClinicalExchange

in their acquisition by

HealthStream

December 2020

SDR Ventures

Camera lenses manufacturing, Cameras, television, manufacturing, Flash bulbs, photographic, manufacturing, Paper Manufacturing, Photograph folders, mats, and mounts manufacturing, Photographic and Photocopying Equipment Manufacturing, Photographic Film, Paper, Plate, and Chemical Manufacturing, Photographic lenses manufacturing, Photographic, micrographic, and X-ray plastics, sheet, and film (except sensitized), manufacturing, Printing, Video camera (except household-type, television broadcast) manufacturing, Video cameras, household-type, manufacturing

Advised

M C Max, Inc. dba Milano Digital Papers & Films

in their acquisition by

HTM-MBS, LLC

September 2020

SDR Ventures

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Carrier Transicold Mid-Atlantic

in their acquisition by

Midlands Carrier Transicold

September 2020

SDR Ventures

Architecture, Engineering, and Construction (ACE), Electronic and Precision Equipment Repair and Maintenance, Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Lumin8 Transportation Technologies

in their acquisition by

Crest Rock Partners

July 2020

SDR Ventures

Sanitary Paper Product Manufacturing, Soap, Cleaning Compound, and Toilet Preparation Manufacturing

Advised

Angels' Eyes

in their acquisition by

H&C Animal Health

July 2020

SDR Ventures

Food and Beverage Stores, Food Manufacturing

Advised

Kenny’s Great Pies, LLC

in their acquisition by

Kaho Partners

March 2020

SDR Ventures

Sanitary Paper Product Manufacturing, Soap, Cleaning Compound, and Toilet Preparation Manufacturing

Advised

Holistic Hound

in their acquisition by

Undisclosed Investor

March 2020

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Safety Equipment Manufacturing, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

The SWAT Group

in their acquisition by

Mason Wells

January 2020

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

S&B Porta-Bowl Restrooms

in their acquisition by

United Site Services Inc.

November 2019

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Safety Equipment Manufacturing, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Arapahoe Fire Protection

in their acquisition by

A Private Entity

November 2019

SDR Ventures

Advertising, Public Relations, and Related Services, Agriculture, Construction, and Mining Machinery Manufacturing, Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Research and Development in the Physical, Engineering, and Life Sciences, Safety Equipment Manufacturing

Advised

Confidential Company

in their acquisition by

Confidential Buyer

November 2019

SDR Ventures

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Furniture and Related Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufacturing, Roof deck, sheet metal (except stampings), manufacturing, Roofing (i.e., single ply rubber membrane)

Advised

Bel Shower Door Corporation

in their acquisition by

Denver Glass Interiors, Inc.

August 2019

SDR Ventures

Electric Power Generation

Advised

Bold Renewables Holdings, LLC

in their acquisition by

Right Lane Industries

May 2019

SDR Ventures

Safety Equipment Manufacturing

Advised

Northern Colorado Traffic Control, Inc.

in their acquisition by

Area Wide Protective

May 2019

SDR Ventures

Data processing services, Information Technology (IT) infrastructure services (outsourced), Temporary Help Services

Advised

All Traffic Data Services, Inc.

in their acquisition by

Seaport Capital, LLC

April 2019

SDR Ventures

Agriculture, Forestry, Fishing and Hunting

Advised

Arkansas Valley Seed

in their acquisition by

Market Maker Agriculture

January 2019

SDR Ventures

Health Care Services

Advised

The Weinberg Group

in their acquisition by

ProPharma Group, Inc.

January 2019

SDR Ventures

Agriculture, Forestry, Fishing and Hunting

Advised

Chlorophyll, Inc.

in their acquisition by

GrowGeneration Corp.

January 2019

SDR Ventures

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Freight railways, line-haul, Freight railways, short-line or beltline, Inland Water Freight Transportation, Pipeline Transportation, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

Canal Crude Oil Terminal

in their acquisition by

Tristar Group and Agility Holdings, Inc.

September 2018

SDR Ventures

Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers)

Advised

Integrity Controls Inc.

in their acquisition by

JICI, LLC

June 2018

SDR Ventures

Health Care Services

Advised

Preventive Health Now, LLC

in their acquisition by

YCMATS, LLC

April 2018

SDR Ventures

Telecommunications

Advised

Norcast Telecom Networks

in their acquisition by

Digital West Networks, Inc.

December 2017

SDR Ventures

Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers), Residential Building Construction

Advised

Westland Distributing, Inc.

in their acquisition by

Ogdon Ventures, LLC

August 2017

SDR Ventures

IT Services, Technology Consulting Services

Advised

CyberTrails LLC

in their acquisition by

NexusTek

May 2017

SDR Ventures

Agriculture, Construction, and Mining Machinery Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services

Advised

Van's Equipment Co.

in their acquisition by

Sunbelt Rentals, Inc.

April 2017

SDR Ventures

Gasoline Stations and Truck Stops, Home and auto supply stores, Motor Vehicle and Parts Dealers

Advised

Ketelsen Campers of Colorado

in their acquisition by

Camping World Holdings Inc.

March 2017

SDR Ventures

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

CDC Janitorial Supply

in their acquisition by

Western Paper Distributors

October 2016

SDR Ventures

Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers)

Advised

Rocket Seals Corporation

in their acquisition by

Lynwood Capital Partners

October 2016

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Simple Turns

in their acquisition by

Valet Waste, LLC, a portfolio company of Ares Management, L.P. and Harvest Partners, LP.

July 2016

SDR Ventures

Architecture, Engineering, and Construction (ACE), Engineering Services (Non-Construction), Research and Development in the Physical, Engineering, and Life Sciences, Residential Building Construction

Advised

Excel Exteriors, Inc.

in their acquisition by

Denver Commercial Property Services, Inc. (“DCPS”)

May 2016

SDR Ventures

Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing

Advised

Mastercraft Truck Equipment Inc.

in their acquisition by

Tsinelas, Inc

May 2016

SDR Ventures

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing, Safety Equipment Manufacturing

Advised

Colorado Scaffolding & Equipment Co Inc.

in their acquisition by

C&D Energy Services Inc.

March 2016

SDR Ventures

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

Hollandia Produce, L.P.

in securing investment from

Mosaic Capital Partners, LLC and The SEAM Fund (ESOP Funding)

December 2015

SDR Ventures

Architecture, Engineering, and Construction (ACE), Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Engineering Services (Non-Construction), Motorcycle, Bicycle, and Parts Manufacturing, Research and Development in the Physical, Engineering, and Life Sciences

Advised

MCAD Technologies, Inc.

in their acquisition by

Computer Aided Technology (CATI), a portfolio company of Mangrove Equity Partners

December 2015

SDR Ventures

All Other Nonmetallic Mineral Mining, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Sand, Gravel, Clay, and Ceramic and Refractory Minerals Mining and Quarrying, Stone Mining and Quarrying

Advised

SealMaster Denver

in their acquisition by

Abacus Partners LLC

December 2015

SDR Ventures

Software and Online Services

Advised

Internet Reputation

in their acquisition by

Brownsters LLC

July 2015

SDR Ventures

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

AlphaCM, Inc.

in their acquisition by

Mediware Information Systems, Inc., a portfolio company of Thoma Bravo

May 2015

SDR Ventures

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Waterman Industries

in their acquisition by

Central Valley Fund

April 2015

SDR Ventures

Software and Online Services

Advised

M. Miller & Associates, LLC and Dedo Interactive, Inc.

in their acquisition by

Precocity, LLC

March 2015

SDR Ventures

Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers)

Advised

Mobile Fleet Service of Spokane

in their acquisition by

Utility Trailer Sales

March 2015

SDR Ventures

Business Support Services, Office Supplies (except Paper) Manufacturing

Advised

All Copy Products

in securing investment from

Guaranty Bank and Trust Company

December 2014

SDR Ventures

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufacturing, Roof deck, sheet metal (except stampings), manufacturing, Roofing (i.e., single ply rubber membrane) manufacturing, Roofing tile, clay, manufactur

Advised

Rubadue Wire Company

in their acquisition by

Pelican Wire Company

October 2014

SDR Ventures

Air Transportation

Advised

Mountain Aviation, Inc.

in their acquisition by

Private Investor Group

August 2014

SDR Ventures

Health Care Services

Advised

Schryver Medical Sales & Marketing, LLC

in securing investment from

Group of Investors led by Revelstoke Capital Partners, LLC

July 2014

SDR Ventures

Food Manufacturing

Advised

Cloud Star Corporation

in securing investment from

Frontenac Company

July 2014

SDR Ventures

All Other Nonmetallic Mineral Mining, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Sand, Gravel, Clay, and Ceramic and Refractory Minerals Mining and Quarrying, Stone Mining and Quarrying

Advised

C&D Insulation, Inc.

in their acquisition by

Barkwood, Inc.

April 2014

SDR Ventures

Holding companies (except bank, managing)

Advised

PAN Capital Holdings LLC

in securing investment from

Hexagon

March 2014

SDR Ventures

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing

Advised

Chart Chamber Division

in their acquisition by

Qualmark

November 2013

SDR Ventures

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Halker Consulting LLC

in securing debt financing from

CoBiz Structured Finance

October 2013

SDR Ventures

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Food Manufacturing, Grocery and Related Product Distributors (Wholesalers), Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Zeus & Company Pet Supply Distributors, Inc.

in their acquisition by

Pet Food Experts, Inc.

September 2013

SDR Ventures

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Condit Exhibits

in securing debt financing from

Main Street Capital Corporation

September 2013

SDR Ventures

Security Systems Services

Advised

SecurePlace Storage

in their acquisition by

Private Investors

May 2013

SDR Ventures

Chemical Manufacturing, Paper Manufacturing

Advised

High Country Chemical Supplies, Inc.

in their acquisition by

Western Paper Distributors, Inc.

November 2012

SDR Ventures

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Professional, Scientific, and Technical Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

AtLast Holdings, Inc. d/b/a AtLast Fullfillment

in their acquisition by

Newgistics, Inc.

June 2012

SDR Ventures

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Mountain Tech Manufacturing Inc.

in their acquisition by

Cohio Ventures, LLC.

May 2012

SDR Ventures

Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Grocery and Related Product Distributors (Wholesalers), Nonscheduled Chartered Freight Air Transportation, Scheduled Freight Air Transportation, Tobacco and Tobacco Product Distributors (Wholesalers)

Advised

Denny Transport, LTD.

in securing investment from

Mutual of Omaha Bank

March 2012

SDR Ventures

Activities Related to Real Estate

Advised

Williston Land Company's Pineview Apartments

in their acquisition by

Southwestern Investment Advisors

February 2012

SDR Ventures

Apparel & Textiles

Advised

Felinesm Inc. dba Sticky Paws

in their acquisition by

Pioneer Pet Products

February 2012

SDR Ventures

Healthcare Software (Consumer), Healthcare Software (Enterprise)

Advised

HealthTran LLC

in their acquisition by

SXC Health Solutions Corp

January 2012