
Investment Bank
Newport Beach, California HQ







Coban Technologies
Safe Fleet
October 2017

Renesola
Renesola
September 2017

Joolz
Gimv
May 2016

Eureka
KarpReilly Ltd.
May 2016

Madrigal
Synta
April 2016

Load King
Utility One Source
December 2015

Planar
Leyard
November 2015

Kremers Urban Pharmaceuticals
Lannett Company
November 2015

Crossroads Systems
Multiple Investors
July 2015

Diono
Winona Capital
May 2015

Titan Energy
Pioneer Power Solutions, Inc
November 2014

SSI Chusei
Trecora
September 2014

Infantino LLC
Blue-Box
September 2014

Pyramid Oil Company
Yuma Energy, Inc.
August 2014

4moms
Castanea
August 2014

Wireless Ronin
Creative Realities
July 2014

Intesource Inc.
Proactis
June 2014

Overland Storage Inc.
Sphere 3D Corporation
May 2014

Tandberg Data Holdings
Overland Storage Inc.
January 2014

Mercury Solar Systems
Real Goods Solar
December 2013

Mills Pharmaceuticals
Galena
December 2013

Hayes Technology Group, Inc.
Attunity, Inc.
December 2013

Wonder Auto Technology
Ideal Treasure Limited
December 2013

Commscope
Copperweld
November 2013

Skip Hop Inc.
Fireman Capital Partners
November 2013

DriveTime Automotive, Inc.
Not Disclosed
November 2013

American Oriental Bioengineering
Not Disclosed
October 2013

BRAVEN LC.
Incipio Technologies, Inc.
August 2013

Immune Pharmaceuticals
EpiCept Corporation
August 2013

iGO, Inc.
Steel Excel Inc
July 2013

Thermogenesis
TotipotentRx
June 2013

Heelys, Inc.
Sequential Brands Group, Inc.
January 2013

C2 Capital Limited
Yucheng Technologies Limited
December 2012

Optima Specialty Steel
ALJ Regional Holdings, Inc.
November 2012

Macadamia Natural Oil
Star Avenue Capital, LLC
September 2012

Cordlife (Hong Kong) Limited
China Stem Cells Company Limited
August 2012

1st Auto Transport Directory, Inc.
DealerTrack, Inc.
August 2012

Neutron Energy, Inc
Uranium Resources
July 2012

Transcend Equity
SCIenergy
February 2012

Endwave Corporation
GigOptix, Inc.
February 2011
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