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ROTH Capital Partners, LLC

Investment Bank

Newport Beach, California HQ

Member since
2011
Deals they've closed
40
About
ROTH is an investment banking firm dedicated to the small-cap public market. Since its inception in 1984, ROTH has been an innovator in this market. Headquartered in Newport Beach, CA, ROTH has regional offices in San Diego, Los Angeles, Seattle and New York as well as Hong Kong Limited internationa…
Team (5)
Recent Transactions (40)
ROTH Capital Partners, LLC
Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing
Advised

Coban Technologies

in their acquisition by

Safe Fleet

October 2017

ROTH Capital Partners, LLC
Semiconductor and Related Device Manufacturing
Advised

Renesola

in securing investment from

Renesola

September 2017

ROTH Capital Partners, LLC
Finance and Insurance
Advised

Joolz

in securing investment from

Gimv

May 2016

ROTH Capital Partners, LLC
Drinking Places (Alcoholic Beverages), Food and Beverage Stores, Mobile Food Services, Restaurants and Other Eating Places
Advised

Eureka

in securing investment from

KarpReilly Ltd.

May 2016

ROTH Capital Partners, LLC
Pharmaceutical and Medicine Manufacturing
Advised

Madrigal

in their acquisition by

Synta

April 2016

ROTH Capital Partners, LLC
Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing, Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation
Advised

Load King

in their acquisition by

Utility One Source

December 2015

ROTH Capital Partners, LLC
Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Navigational, Measuring, and Control Instruments Manufacturing
Advised

Planar

in their acquisition by

Leyard

November 2015

ROTH Capital Partners, LLC
Pharmaceutical and Medicine Manufacturing
Advised

Kremers Urban Pharmaceuticals

in their acquisition by

Lannett Company

November 2015

ROTH Capital Partners, LLC
Storage Devices (Consumer), Storage Devices (Enterprise)
Advised

Crossroads Systems

in securing investment from

Multiple Investors

July 2015

ROTH Capital Partners, LLC
Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing
Advised

Diono

in their acquisition by

Winona Capital

May 2015

ROTH Capital Partners, LLC
Electric Power Generation, Transmission and Distribution, Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Machinery Manufacturing, Motorcycle, Bicycle, and Parts Manufacturing
Advised

Titan Energy

in their acquisition by

Pioneer Power Solutions, Inc

November 2014

ROTH Capital Partners, LLC
Chemical Manufacturing
Advised

SSI Chusei

in their acquisition by

Trecora

September 2014

ROTH Capital Partners, LLC
All Other Miscellaneous Manufacturing, Apparel & Textiles, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing
Advised

Infantino LLC

in their acquisition by

Blue-Box

September 2014

ROTH Capital Partners, LLC
Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Freight railways, line-haul, Freight railways, short-line or beltline, Inland Water Freight Transportation, Oil and Gas Extraction, Petroleum and Coal Products Manufacturing, Petroleum and Petroleum Products Distributors (Wholesalers), Pipeline Transportation, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation
Advised

Pyramid Oil Company

in their acquisition by

Yuma Energy, Inc.

August 2014

ROTH Capital Partners, LLC
Investment Banking and Securities Dealing, Securities, Commodity Contracts, and Other Financial Investments and Related Activities
Advised

4moms

in securing investment from

Castanea

August 2014

ROTH Capital Partners, LLC
Advertising, Public Relations, and Related Services
Advised

Wireless Ronin

in their acquisition by

Creative Realities

July 2014

ROTH Capital Partners, LLC
Software and Online Services
Advised

Intesource Inc.

in their acquisition by

Proactis

June 2014

ROTH Capital Partners, LLC
Data processing services, Information Technology (IT) infrastructure services (outsourced), Temporary Help Services
Advised

Overland Storage Inc.

in their acquisition by

Sphere 3D Corporation

May 2014

ROTH Capital Partners, LLC
Data processing services, Information Technology (IT) infrastructure services (outsourced), Temporary Help Services
Advised

Tandberg Data Holdings

in their acquisition by

Overland Storage Inc.

January 2014

ROTH Capital Partners, LLC
Administration of Environmental Quality Programs, Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Biotechnology research and development laboratories or services in environmental science, Electric power generation, tidal, Electric Power Generation, Transmission and Distribution, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Hydroelectric Power Generation, Pollution testing (except automotive emissions testing) services, Services to Buildings and Dwellings, Solar Electric Power Generation, Solar power structure construction, Waste Management and Remediation Services, Waste Treatment and Disposal, Wind Electric Power Generation
Advised

Mercury Solar Systems

in their acquisition by

Real Goods Solar

December 2013

ROTH Capital Partners, LLC
Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers), Pharmaceutical and Medicine Manufacturing, Research and Development in Biotechnology
Advised

Mills Pharmaceuticals

in their acquisition by

Galena

December 2013

ROTH Capital Partners, LLC
Software and Online Services
Advised

Hayes Technology Group, Inc.

in their acquisition by

Attunity, Inc.

December 2013

ROTH Capital Partners, LLC
Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing
Advised

Wonder Auto Technology

in their acquisition by

Ideal Treasure Limited

December 2013

ROTH Capital Partners, LLC
Wireless Telecommunications Carriers (except Satellite)
Advised

Commscope

in their acquisition by

Copperweld

November 2013

ROTH Capital Partners, LLC
All Other Miscellaneous Manufacturing, Apparel & Textiles, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing
Advised

Skip Hop Inc.

in their acquisition by

Fireman Capital Partners

November 2013

ROTH Capital Partners, LLC
Gasoline Stations and Truck Stops, Home and auto supply stores, Motor Vehicle and Parts Dealers
Advised

DriveTime Automotive, Inc.

in their acquisition by

Not Disclosed

November 2013

ROTH Capital Partners, LLC
Cosmetics & Toiletries Manufacturing
Advised

American Oriental Bioengineering

in their acquisition by

Not Disclosed

October 2013

ROTH Capital Partners, LLC
All Other Miscellaneous Manufacturing, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Electronics and Appliance Stores, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing
Advised

BRAVEN LC.

in their acquisition by

Incipio Technologies, Inc.

August 2013

ROTH Capital Partners, LLC
Pharmaceutical and Medicine Manufacturing
Advised

Immune Pharmaceuticals

in their acquisition by

EpiCept Corporation

August 2013

ROTH Capital Partners, LLC
Administration of Education Programs, Amusement Parks and Arcades, Child Day Care Services, Civic and Social Organizations, Educational Services, Museums, Historical Sites, and Similar Institutions, Oil and Gas Field Machinery and Equipment Manufacturing, Other Amusement and Recreation Industries, Performing Arts, Spectator Sports, and Related Industries, Support Activities for Oil and Gas Operations
Advised

iGO, Inc.

in their acquisition by

Steel Excel Inc

July 2013

ROTH Capital Partners, LLC
Hospitals, Medical Equipment and Supplies Manufacturing, Nursing and Residential Care Facilities, Pharmaceutical and Medicine Manufacturing, Research and Development in Biotechnology, Veterinary Services
Advised

Thermogenesis

in their acquisition by

TotipotentRx

June 2013

ROTH Capital Partners, LLC
All Other Miscellaneous Manufacturing, Apparel & Textiles, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Footwear Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing
Advised

Heelys, Inc.

in their acquisition by

Sequential Brands Group, Inc.

January 2013

ROTH Capital Partners, LLC
IT Services, Technology Consulting Services
Advised

C2 Capital Limited

in their acquisition by

Yucheng Technologies Limited

December 2012

ROTH Capital Partners, LLC
Fabricated Structural Metal Manufacturing, Ferrous Metal Foundries, Iron and Steel Forging, Iron and Steel Mills and Ferroalloy Manufacturing, Steel Product Manufacturing from Purchased Steel
Advised

Optima Specialty Steel

in their acquisition by

ALJ Regional Holdings, Inc.

November 2012

ROTH Capital Partners, LLC
All Other Miscellaneous Manufacturing, Apparel & Textiles, Bicycles and parts manufacturing, Doll, Toy, and Game Manufacturing, Musical Instrument Manufacturing, Sporting and Athletic Goods Manufacturing, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing
Advised

Macadamia Natural Oil

in their acquisition by

Star Avenue Capital, LLC

September 2012

ROTH Capital Partners, LLC
Health Care Services
Advised

Cordlife (Hong Kong) Limited

in their acquisition by

China Stem Cells Company Limited

August 2012

ROTH Capital Partners, LLC
Software and Online Services
Advised

1st Auto Transport Directory, Inc.

in their acquisition by

DealerTrack, Inc.

August 2012

ROTH Capital Partners, LLC
Jewelry, natural or cultured pearls, manufacturing, Pearls, costume, manufacturing, Primary Metal Manufacturing
Advised

Neutron Energy, Inc

in their acquisition by

Uranium Resources

July 2012

ROTH Capital Partners, LLC
IT Services, Technology Consulting Services
Advised

Transcend Equity

in their acquisition by

SCIenergy

February 2012

ROTH Capital Partners, LLC
Communication and Energy Wire and Cable Manufacturing, Electronic and Communications Manufacturing, Semiconductor and Related Device Manufacturing
Advised

Endwave Corporation

in their acquisition by

GigOptix, Inc.

February 2011

Sectors ROTH Capital Partners, LLC serves:
Consumer Goods
Industrials
Retail
Business Services
Consumer Services
Media

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Member since
2011
Deals they've closed
40
Team (5)
Join as Owner Join as Investor