Daroth Capital Advisors | Investment Bank on Axial

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Federal

in securing investment from

Ableco

January 2014

Daroth Capital Advisors

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, Electronic and Precision Equipment Repair and Maintenance, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Nortek

in their acquisition by

THL

January 2014

Daroth Capital Advisors

Administration of Human Resource Programs, Advertising, Public Relations, and Related Services, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Employment Services, Human Resources Consulting Services, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Joule

in their acquisition by

System One

January 2014

Daroth Capital Advisors

Finance and Insurance, Investment Banking and Securities Dealing, Securities, Commodity Contracts, and Other Financial Investments and Related Activities

Advised

Fairchild Corp.

in securing investment from

GoldenTree Asset Management

January 2014

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Paragon Imaging

in their acquisition by

Overwatch Systems

January 2014

Daroth Capital Advisors

Enterprise Software and Online Services, IT Services, Software and Online Services, Technology Consulting Services

Advised

AIS

in their acquisition by

Federal It Systems

January 2014

Daroth Capital Advisors

Paperboard Container Manufacturing

Advised

Mod Pac

in their acquisition by

Buyer Group

January 2014

Daroth Capital Advisors

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Architecture, Engineering, and Construction (ACE), Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Electronic and Precision Equipment Repair and Maintenance, Engineering Services (Non-Construction), Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufactur

Advised

Nortek

in their acquisition by

Kelso

January 2014

Daroth Capital Advisors

Enterprise Software and Online Services, Software and Online Services

Advised

Federal

in securing investment from

Bear Stearns and Wachovia Securities

January 2014

Daroth Capital Advisors

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Enterprise Software and Online Services, IT Services, Navigational, Measuring, and Control Instruments Manufacturing, Software and Online Services, Technology Consulting Services

Advised

Sensor Systems

in their acquisition by

Federal It Systems

January 2014

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

MCWILLIAMS FORGE

in their acquisition by

PCC

January 2014

Daroth Capital Advisors

Broadcasting (except Internet), Wired Telecommunications Carriers

Advised

Large Independent Television Station

in their acquisition by

CBS

January 2014

Daroth Capital Advisors

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Hire Counsel and Mestel & Company

in securing investment from

FifthThird Bank

January 2014

Daroth Capital Advisors

Building Material and Garden Equipment and Supplies Dealers, Furniture and Home Furnishings Stores, Furniture and Related Product Manufacturing, Furniture stores, used, Home and Garden E-Commerce, Textile Mills, Textile Product Mills

Advised

Surefit

in their acquisition by

Guardian Partners

January 2014

Daroth Capital Advisors

Enterprise Software and Online Services, IT Services, Software and Online Services, Technology Consulting Services

Advised

IT Spatial

in their acquisition by

Federal It Systems

January 2014

Daroth Capital Advisors

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Architecture, Engineering, and Construction (ACE), Asphalt roofing construction machinery manufacturing, Building Finishing Contractors, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Death Care Services, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Electrical Contractors and Other Wiring Installation Contractors, Engineering Services (Non-Construction), Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Ot

Advised

Ply Gem

in their acquisition by

Investment Vehicles Controlled by Caxton Iseman Capital, Inc.

January 2014

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Overwatch Systems

in their acquisition by

Textron

January 2014

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Arde Inc.

in their acquisition by

Pratt & Whitney

January 2014

Daroth Capital Advisors

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services

Advised

Hire Counsel and Mestel & Company

in securing investment from

Long Point Company

January 2014

Daroth Capital Advisors

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Federal

in securing investment from

Kelso

January 2014

Daroth Capital Advisors

Building Finishing Contractors, Camera lenses manufacturing, Cameras, television, manufacturing, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, Flash bulbs, photographic, manufacturing, House demolishing, Interior Design Services, Investigation, Guard, and Armored Car Services, Legal Services, Personal and Laundry Services, Photograph folders, mats, and mounts manufacturing, Photographic and Photocopying Equipment Manufacturing, Photographic Film, Paper, Plate, and Chemical Manufacturing, Photographic lenses manufacturing, Photographic, micrographic, and X-ray plastics, sheet, and film (except sensitized), manufacturing, Residential cleaning services, Residential Property Managers, Security Systems Services, Travel Arrangement and Reservation Services, Video camera (except household-type, television broadcast) manufacturing, Video cameras, household-type, manufacturing

Advised

Baby Portraits

in their acquisition by

Growing Family

January 2014

Daroth Capital Advisors

All Other Miscellaneous Manufacturing, Bicycles and parts manufacturing, Book Stores and News Dealers, Doll, Toy, and Game Manufacturing, General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Store Retailers, Musical Instrument Manufacturing, Office Supplies, Stationery, and Gift Stores, Other Direct Selling Establishments, Sporting and Athletic Goods Manufacturing, Sporting Goods, Hobby, Musical Instrument, and Book Stores, Tricycles, metal, adult and childrens, manufacturing, Vehicle, childrens, metal manufacturing

Advised

Russ Berrie

in their acquisition by

Prentice Capital and D. E. Shaw

January 2014