Balmoral Advisors, LLC | Investment Bank on Axial

Balmoral Advisors, LLC

Ornamental and Architectural Metal Work Manufacturing, Plate Work and Fabricated Structural Product Manufacturing, Sheet Metal Work Manufacturing

Advised

Anonymous

in their acquisition by

Anonymous

April 2025

Balmoral Advisors, LLC

Other Scientific and Technical Consulting Services, Photovoltaic cells manufacturing, Photovoltaic devices, solid-state, manufacturing, Solar cells manufacturing

Advised

Anonymous

in securing debt financing from

Anonymous

January 2025

Balmoral Advisors, LLC

Adhesive Manufacturing

Advised

Anonymous

in their acquisition by

Anonymous

December 2023

Balmoral Advisors, LLC

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Electronic and Precision Equipment Repair and Maintenance, Other Support Services, Services to Buildings and Dwellings, Special Food Services, Warehousing

Advised

Allpoints, Inc. Building Services

in their acquisition by

Service Logic

December 2020

Balmoral Advisors, LLC

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Nonmetallic Mineral Mining and Quarrying, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufacturing, Roof deck, sheet metal (except stampings), manufacturing, Roofing (i.e., single ply rubber membrane) man

Advised

Carthage Crushed Limestone a subsidiary of Americold Realty Trust

in securing investment from

US Lime & Materials

July 2020

Balmoral Advisors, LLC

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

CON-E-CO a division of Oshkosh Corporation (NYSE:OSK)

in securing investment from

Astec Industries (Nasdaq:ASTE)

July 2020

Balmoral Advisors, LLC

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Nidec Minster Corporation's Grey and Ductile Iron Foundry

in securing investment from

The C.A. Lawton Company a portfolio company of Oakland Standard

June 2020

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

KMCO, LLC

in their acquisition by

ALTIVIA

May 2020

Balmoral Advisors, LLC

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufacturing, Roof deck, sheet metal (except stampings), manufacturing, Roofing (i.e., single ply rubber membrane) manufacturing, Roofing tile, clay, manufactur

Advised

Questech Corporation Formula 131

in their acquisition by

TENAX

December 2019

Balmoral Advisors, LLC

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Particle Dynamics

in securing debt financing from

Broad Oak Capital Partners, FCP, and Farragut

November 2019

Balmoral Advisors, LLC

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring), Prefabricated Metal Building and Component Manufacturing, Prefabricated Wood Building Manufacturing, Roof deck, sheet metal (except stampings), manufacturing, Roofing (i.e., single ply rubber membrane) manufacturing, Roofing tile, clay, manufactur

Advised

SurePods a subsidiary of Oldcastle Infrastructure

in securing investment from

WND Ventures

June 2019

Balmoral Advisors, LLC

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Advanced Diamond Technologies, Inc.

in securing investment from

John Crane

April 2019

Balmoral Advisors, LLC

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Stetco Hydraulic Cran a division of Oshkosh Corporation (NYSE:OSK)

in their acquisition by

L Street Collaborative

February 2019

Balmoral Advisors, LLC

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers), Research and Development in the Physical, Engineering, and Life Sciences

Advised

Tansom Capital Group

in securing investment from

Bank of America Merrill Lynch and PNC Mezzanine Capital

January 2019

Balmoral Advisors, LLC

Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers)

Advised

SemiTorr Group, Inc. an affiliated portfolio company of Riverlake Partners

in securing investment from

Transom Capital Group

December 2018

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Far Chemical an affiliated portfolio company of Edgewater Capital Partners

in their acquisition by

CPS Performance Materials Corp and affiliated portfolio company of Arsenal Capital Partners

October 2018

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Cathay Industries (U.S. High Purity Division)

in securing investment from

Sun Chemical

July 2018

Balmoral Advisors, LLC

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

PlastiComp

in their acquisition by

PolyOne

October 2017

Balmoral Advisors, LLC

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

East West Copolymer

in their acquisition by

Lion Copolymer

May 2017

Balmoral Advisors, LLC

Chemical and Allied Products Distributors (Wholesalers), Chemical Manufacturing, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Paint, Varnish, and Supplies Distributors (Wholesalers)

Advised

Nisshin Gulf Coast

in their acquisition by

Valqua

February 2017

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

P2 Science

in securing investment from

BASF and Xeraya Capital

February 2017

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Solucor a subsidiary of Axiall Corporation

in securing investment from

Galata Chemicals

February 2016

Balmoral Advisors, LLC

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

East West Copolymer

in securing investment from

Terramar Capital and Trive Capital

February 2016

Balmoral Advisors, LLC

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

East West Copolymer

in securing investment from

Terramar Capital and Trive Capital

December 2015

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Melior Innovations

in securing investment from

Altana

December 2015

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Haverhill Chemicals

in their acquisition by

ALTIVIA

November 2015

Balmoral Advisors, LLC

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

East West Copolymer

in securing investment from

Newstar Business Credit

August 2015

Balmoral Advisors, LLC

Chemical Manufacturing

Advised

Axiall Corporation (Specialty Phosgene Derivatives Business)

in securing investment from

ALTIVIA

April 2015