Allegiance Capital Corporation | Investment Bank on Axial

Allegiance Capital Corporation

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Department Stores, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

Insight Merchandising, Inc.

in their acquisition by

Hudson Ferry Capital

August 2014

Allegiance Capital Corporation

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Electric power generation, tidal, Electric Power Generation, Transmission and Distribution, Fuel Dealers, Hydroelectric Power Generation, Petroleum Refineries, Power generation, nonhazardous solid waste combustor or incinerator electric, Solar Electric Power Generation, Solar power structure construction, Wind Electric Power Generation

Advised

Lone Star Tank Rental

in their acquisition by

General Finance Corporation

July 2014

Allegiance Capital Corporation

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Drilling Oil and Gas Wells, Electric Power Generation, Electric power generation, tidal, Hydroelectric Power Generation, Oil and Gas Field Machinery and Equipment Manufacturing, Solar Electric Power Generation, Solar power structure construction, Support Activities for Oil and Gas Operations, Wind Electric Power Generation

Advised

Downing Wellhead Equipment, Inc.

in their acquisition by

Argonaut Private Equity

June 2014

Allegiance Capital Corporation

Drilling Oil and Gas Wells, Electric Power Generation, Transmission and Distribution, Fuel Dealers, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Power generation, nonhazardous solid waste combustor or incinerator electric, Support Activities for Oil and Gas Operations

Advised

M&N Construction

in their acquisition by

APi Group, Inc.

February 2014

Allegiance Capital Corporation

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Momentum Health, LLC

in their acquisition by

Kinderhook Industries

January 2014

Allegiance Capital Corporation

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Computer and Technology Distributor or Wholesaler, Data processing services, Electronic and Precision Equipment Repair and Maintenance, Information Technology (IT) infrastructure services (outsourced), IT Services, Other Support Services, Professional, Scientific, and Technical Services, Services to Buildings and Dwellings, Special Food Services, Technology Consulting Services, Temporary Help Services, Warehousing

Advised

Future Telecom

in their acquisition by

Tower Arch Capital

January 2014

Allegiance Capital Corporation

Drilling Oil and Gas Wells, Fuel Dealers, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Support Activities for Oil and Gas Operations

Advised

Otis Eastern Service, Inc.

in their acquisition by

Argonaut Private Equity

January 2014

Allegiance Capital Corporation

Adhesive Manufacturing, Apparel & Textiles, Apparel, Piece Goods, and Notions Distributors (Wholesalers), Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Department Stores, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, E-commerce, Fabricated Metal Product Manufacturing, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Gypsum building products manufacturing, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distr

Advised

TJ Hale

in securing investment from

Gemini Investors

December 2013

Allegiance Capital Corporation

Direct Life, Health, and Medical Insurance Carriers, Drugs and Druggists' Sundries Distributors (Wholesalers), Health Care Services, HMO Medical Centers, Insurance Carriers and Related Activities, Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Stratford 360

in their acquisition by

AON Consulting

December 2013

Allegiance Capital Corporation

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Drilling Oil and Gas Wells, Freight railways, line-haul, Freight railways, short-line or beltline, Inland Water Freight Transportation, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Pipeline Transportation, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

Pinnacle Manufacturing, LLC

in securing investment from

General Finance Corporation

November 2013

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Computer Software, Hardware, and Electronics E-Commerce, E-commerce, Electronics Stores, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), P

Advised

Incremental Sales DBA Lamorinda Distributing

in securing investment from

Marquette Financial Companies & King Trade Capital

August 2013

Allegiance Capital Corporation

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Coal gasification at mine site, Coal liquefaction at mine site, Coal Mining, Drilling Oil and Gas Wells, Electric power generation, tidal, Electric Power Generation, Transmission and Distribution, Hydroelectric Power Generation, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Power generation, nonhazardous solid waste combustor or incinerator electric, Solar Electric Power Generation, Solar power structure construction, Support Activities for Oil and Gas Operations, Wind Electric Power Generation

Advised

Pumping Unit Resources

in their acquisition by

Schlumberger Ltd.

April 2013

Allegiance Capital Corporation

Drilling Oil and Gas Wells, Electric Power Generation, Transmission and Distribution, Oil and Gas Field Machinery and Equipment Manufacturing, Power generation, nonhazardous solid waste combustor or incinerator electric, Support Activities for Oil and Gas Operations

Advised

Denny Snelson's Pumping Unit Services, LP

in their acquisition by

Schlumberger Ltd.

April 2013

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Communication and Energy Wire and Cable Manufacturing, Computer Software, Hardware, and Electronics E-Commerce, E-commerce, Electronic and Communications Manufacturing, Electronics and Appliance Stores, Electronics Stores, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Ot

Advised

Select Communications

in their acquisition by

Atlantic Street Capital & Z Wireless

January 2013

Allegiance Capital Corporation

Administration of Environmental Quality Programs, Architecture, Engineering, and Construction (ACE), Biotechnology research and development laboratories or services in environmental science, Engineering Services (Non-Construction), Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Government Facilities Services, Pollution testing (except automotive emissions testing) services, Professional, Scientific, and Technical Services, Research and Development in the Physical, Engineering, and Life Sciences, Services to Buildings and Dwellings, Waste Management and Remediation Services, Waste Treatment and Disposal

Advised

Terra Contracting, LLC

in their acquisition by

Great Lakes Dredge & Dock Corporation

December 2012

Allegiance Capital Corporation

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Longhorn Health Solutions

in their acquisition by

Satori Capital

December 2012

Allegiance Capital Corporation

Communication and Energy Wire and Cable Manufacturing, Computer Accessories (Consumer), Computer Accessories (Enterprise), Computer cable sets (e.g., monitor, printer) manufacturing, Computer Manufacturing (Enterprise), Computer software tapes and disks, blank, rigid and floppy, manufacturing, Computing Electronics, Electronic and Communications Manufacturing, Electronic and Precision Equipment Repair and Maintenance, Games, computer software, mass reproducing, Personal Computers (Consumer), Printed Circuit Assembly (Electronic Assembly) Manufacturing, Wireless Telecommunications Carriers (except Satellite)

Advised

Trilogy Communications, Inc.

in their acquisition by

Falcon Affiliates, LLC

October 2012

Allegiance Capital Corporation

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Drilling Oil and Gas Wells, Freight railways, line-haul, Freight railways, short-line or beltline, Fuel Dealers, Inland Water Freight Transportation, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Pipeline Transportation, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

Coffman Tank Trucks, Inc.

in their acquisition by

Frontier Oilfield Services, Inc.

July 2012

Allegiance Capital Corporation

Electric Power Generation, Transmission and Distribution, Oil and Gas Field Machinery and Equipment Manufacturing, Power generation, nonhazardous solid waste combustor or incinerator electric, Support Activities for Oil and Gas Operations, Utilities

Advised

Hendrix Electric

in their acquisition by

Huntsman Gay Global Capital

July 2012

Allegiance Capital Corporation

Electric Power Generation, Transmission and Distribution, Natural Gas Distribution, Oil and Gas Field Machinery and Equipment Manufacturing, Oil and Gas Pipeline and Related Structures Construction, Power generation, nonhazardous solid waste combustor or incinerator electric, Support Activities for Oil and Gas Operations

Advised

Chain Electric Company

in their acquisition by

Cotton Creek Capital

June 2012

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Communication and Energy Wire and Cable Manufacturing, Computer Software, Hardware, and Electronics E-Commerce, E-commerce, Electronic and Communications Manufacturing, Electronics and Appliance Stores, Electronics Stores, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Promotional Products Distribu

Advised

The Wireless Center

in their acquisition by

Atlantic Street Capital & Z Wireless

November 2011

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Communication and Energy Wire and Cable Manufacturing, Computer Software, Hardware, and Electronics E-Commerce, E-commerce, Electronic and Communications Manufacturing, Electronics and Appliance Stores, Electronics Stores, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Ot

Advised

Z Wireless

in their acquisition by

Atlantic Street Capital

October 2011

Allegiance Capital Corporation

Advertising, Public Relations, and Related Services, Paper Manufacturing, Paperboard Container Manufacturing, Printing

Advised

Integrated Printing Solutions, LLC

in securing investment from

BHC Interim Funding, LP

September 2011

Allegiance Capital Corporation

Book Stores and News Dealers, Drugs and Druggists' Sundries Distributors (Wholesalers), General Merchandise Stores, Health and Personal Care Stores, Hobby, Toy, and Game Stores, Jewelry, Luggage, and Leather Goods Stores, Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Miscellaneous Store Retailers, Office Supplies, Stationery, and Gift Stores, Ophthalmic Goods Distributors (Wholesalers), Other Direct Selling Establishments, Pharmacies and Drug Stores, Sporting Goods, Hobby, Musical Instrument, and Book Stores

Advised

Inventures Products, LLC

in their acquisition by

Ancor Capital Partners

September 2011

Allegiance Capital Corporation

Agriculture, Construction, and Mining Machinery Manufacturing, All Other Nonmetallic Mineral Mining, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Sand, Gravel, Clay, and Ceramic and Refractory Minerals Mining and Quarrying, Stone Mining and Quarrying

Advised

Jersey Precast Corporation

in securing investment from

Gemini Investors, PSCP & Starboard Capital Partners

July 2011

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Computer Software, Hardware, and Electronics E-Commerce, E-commerce, Electronics Stores, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Promotional Products Distributors (Wholesalers), Service Establishment Equipment and Supplies Distributors (Wholesalers), Telecommunications, Wireless Telecommunic

Advised

GoWireless, Inc.

in securing investment from

Kayne Anderson Mezzanine Partners

May 2011

Allegiance Capital Corporation

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

SenDEC Corporation

in their acquisition by

Vintage Capital Management

January 2011

Allegiance Capital Corporation

Electric Power Generation, Transmission and Distribution, Natural Gas Distribution, Oil and Gas Pipeline and Related Structures Construction, Power generation, nonhazardous solid waste combustor or incinerator electric

Advised

Mid-Plains Power, Inc.

in their acquisition by

Manasota Capital & Hunter Equity Capital

December 2010

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, E-commerce, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Food Manufacturing, Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Mall property operation (i.e., not operating contained businesses) rental or leasing, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies

Advised

Chenango Valley Pet Foods, Inc.

in securing investment from

BHC Interim Funding III, L.P.

November 2010

Allegiance Capital Corporation

Electric Power Generation, Transmission and Distribution, Oil and Gas Extraction, Power generation, nonhazardous solid waste combustor or incinerator electric, Support Activities for Oil and Gas Operations, Utilities

Advised

E&R, Inc.

in their acquisition by

Hunstman Gay Global Capital

October 2010

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Food and Beverage Stores, Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Mall property operation (i.e., not operating contained businesses) rental or leasing, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distri

Advised

Premier Pet Products, LLC

in their acquisition by

PetSafe

March 2010

Allegiance Capital Corporation

Architecture, Engineering, and Construction (ACE), Electric Power Generation, Transmission and Distribution, Engineering Services (Non-Construction), Natural Gas Distribution, Oil and Gas Pipeline and Related Structures Construction, Research and Development in the Physical, Engineering, and Life Sciences, Utilities

Advised

T&D Solutions

in their acquisition by

Huntsman Gay Global Capital

February 2010

Allegiance Capital Corporation

Business Support Services, Office Supplies (except Paper) Manufacturing, Printing

Advised

Connecticut Color, Inc.

in their acquisition by

Bradford Equity Management, LLC

December 2009

Allegiance Capital Corporation

Adhesive Manufacturing, Agriculture, Construction, and Mining Machinery Manufacturing, Architectural and Structural Metals Manufacturing, Architecture, Engineering, and Construction (ACE), Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Engineering Services (Non-Construction), Fabricated Metal Product Manufacturing, Gypsum building products manufacturing, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Other Concrete Product Manufacturing, Other Millwork (including Flooring

Advised

Pulice Construction, Inc.

in their acquisition by

Grupo ACS Madrid, Spain

December 2009

Allegiance Capital Corporation

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Freight railways, line-haul, Freight railways, short-line or beltline, Fuel Dealers, Inland Water Freight Transportation, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Pipeline Transportation, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation

Advised

Grand Isle Shipyards, Inc.

in their acquisition by

Huntsman Gay Global Capital

August 2009

Allegiance Capital Corporation

Coastal and Great Lakes Freight Transportation, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Deep Sea Freight Transportation, Electronic and Precision Equipment Repair and Maintenance, Freight railways, line-haul, Freight railways, short-line or beltline, Inland Water Freight Transportation, Oil and Gas Field Machinery and Equipment Manufacturing, Other Support Services, Pipeline Transportation, Services to Buildings and Dwellings, Special Food Services, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Warehousing, Water Transportation

Advised

International Offshore Services, LLC

in their acquisition by

Platinum Equity

July 2009

Allegiance Capital Corporation

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Electric Power Generation, Electric power generation, tidal, Electric Power Generation, Transmission and Distribution, Hydroelectric Power Generation, Power generation, nonhazardous solid waste combustor or incinerator electric, Solar Electric Power Generation, Solar power structure construction, Wind Electric Power Generation

Advised

Aerisyn, LLC

in their acquisition by

SIAG Schaaf Industrie AG

July 2009

Allegiance Capital Corporation

Administration of Environmental Quality Programs, Biotechnology research and development laboratories or services in environmental science, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Government Facilities Services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Ele

Advised

RTLC Piping Products, Inc.

in their acquisition by

JIFCO Fabricated Piping

May 2009

Allegiance Capital Corporation

Process, Physical Distribution, and Logistics Consulting Services, Truck Transportation

Advised

Precision Motor Transport Group, LLC

in their acquisition by

Corinthian Capital

October 2008

Allegiance Capital Corporation

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Electronic and Precision Equipment Repair and Maintenance, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

MultiCam, LP

in their acquisition by

Blue Sage Capital

July 2008

Allegiance Capital Corporation

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Aerex Manufacturing, Inc.

in their acquisition by

Ladish Co., Inc.

May 2008

Allegiance Capital Corporation

All Other Nonmetallic Mineral Mining, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Concrete Block and Brick Manufacturing, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and

Advised

OMi Crane Systems, Inc.

in their acquisition by

Main Street Capital Corporation

April 2008

Allegiance Capital Corporation

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Fuel Dealers, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Petroleum Refineries, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing, Support Activities for Oil and Gas Operations

Advised

Fiberod, Fiber Composite Company, Inc.

in their acquisition by

Smiths Group

March 2008

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Chemical and Allied Products Distributors (Wholesalers), Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Metal and Mineral (except Petroleum) Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Nonscheduled Chartered Freight Air Transportation, Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholes

Advised

Smokey Point Distributing, Inc.

in their acquisition by

Walden Smokey Point, Inc.

March 2008

Allegiance Capital Corporation

Architecture, Engineering, and Construction (ACE), Chemical and Allied Products Distributors (Wholesalers), Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Engineering Services (Non-Construction), Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Industrial Supplies Distributors (Wholesalers), Lumber and Other Construction Materials Distributors (Wholesalers), Machinery Manufacturing, Metal and Mineral (except Petroleum) Distributors (Wholesalers), Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair

Advised

Horsburgh & Scott

in their acquisition by

Bolder Capital, LLC

December 2007

Allegiance Capital Corporation

Bank chests, metal, manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Department Stores, Drums, plastics (i.e., containers), manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Trash containers, plastics, manufacturing, Utility containers (e.g., baskets, bins, boxes, buckets, dishpans, pails), plastics (except foam), manufacturing

Advised

The Marlin Showcase Company

in their acquisition by

Venquest Capital

November 2007

Allegiance Capital Corporation

Agriculture, Forestry, Fishing and Hunting, Beer, Wine, and Distilled Alcoholic Beverage Distributors (Wholesalers), Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Drinking Places (Alcoholic Beverages), Fabricated Metal Product Manufacturing, Food and Beverage Stores, Food Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Grocery and Related Product Distributors (Wholesalers), Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Mobile Food Services, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Man

Advised

SIG Stewart Systems, Inc.

in their acquisition by

UCA Group, Inc.

October 2007

Allegiance Capital Corporation

Computer Software, Hardware, and Electronics E-Commerce, Electronics and Appliance Stores, Electronics Stores, Telecommunications

Advised

Sourcing Network Sales, LLC

in securing investment from

PNC

October 2007

Allegiance Capital Corporation

Chemical Manufacturing, Industrial Gas Manufacturing

Advised

Matschel of Flager, Inc.

in their acquisition by

Azalea Capital, LLC

September 2007

Allegiance Capital Corporation

Alternative energy (e.g., geothermal, ocean wave, solar, wind) structure construction, Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Electric power generation, tidal, Freight railways, line-haul, Freight railways, short-line or beltline, Hydroelectric Power Generation, Inland Water Freight Transportation, Oil and Gas Field Machinery and Equipment Manufacturing, Pipeline Transportation, Solar Electric Power Generation, Solar power structure construction, Support Activities for Oil and Gas Operations, Tanker trucking (e.g., chemical, juice, milk, petroleum), local, Tanker trucking (e.g., chemical, juice, milk, petroleum), long-distance, Water Transportation, Wind Electric Power Generation

Advised

CDI Energy Services

in their acquisition by

Smiths Group

September 2007

Allegiance Capital Corporation

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Gypsum building products manufacturing, Industrial Machinery and Equipment Distribut

Advised

J&L Wire Products, Inc.

in their acquisition by

American Spring Wire Corporation

September 2007

Allegiance Capital Corporation

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Elcom Technologies

in securing investment from

Frequency Electronics, Inc.

August 2007

Allegiance Capital Corporation

All Other Miscellaneous Manufacturing, Apparel & Textiles, Apparel, Piece Goods, and Notions Distributors (Wholesalers), Bicycles and parts manufacturing, Book Stores and News Dealers, Camera lenses manufacturing, Cameras, television, manufacturing, Doll, Toy, and Game Manufacturing, E-commerce, Flash bulbs, photographic, manufacturing, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Motor Vehicle and Parts Dealers, Musical Instrument Manufacturing, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Oth

Advised

Prova Group, Inc.

in securing investment from

Private Investors

August 2007

Allegiance Capital Corporation

Adhesive Manufacturing, Architectural and Structural Metals Manufacturing, Architecture, Engineering, and Construction (ACE), Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Ceramic tiles, floor and wall, manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Drilling Oil and Gas Wells, Engineering Services (Non-Construction), Fabricated Metal Product Manufacturing, Fuel Dealers, Gypsum building products manufacturing, Machine Shops; Turned Product; and Screw, Nut, and Bolt Manufacturing, Natural Gas Distribution, Oil and Gas Extraction, Oil and Gas Field Machinery and Equipment Manufacturing, Oil and Gas Pipeline and Related Structures Construction, Other Concrete Product

Advised

RWI Construction, Inc.

in their acquisition by

Sorenson Capital

July 2007

Allegiance Capital Corporation

Administration of Human Resource Programs, Data processing services, Employment Services, Human Resources Consulting Services, Information Technology (IT) infrastructure services (outsourced), Professional, Scientific, and Technical Services, Temporary Help Services

Advised

Warranty America, LLC

in their acquisition by

Covenant Risk Services

April 2007

Allegiance Capital Corporation

Apparel & Textiles, Apparel, Piece Goods, and Notions Distributors (Wholesalers), Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Motor Vehicle and Parts Dealers, Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Promotional Products Distributors (Wholesalers), Service Establishment Equipment and Supplies Distributors (Wholesalers)

Advised

Charleston Hosiery

in their acquisition by

Renfro Corporation

December 2006

Allegiance Capital Corporation

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

LifePort, Inc.

in their acquisition by

Sorenson Capital

July 2006

Allegiance Capital Corporation

Adhesive Manufacturing, All Other Nonmetallic Mineral Mining, Apparel, Piece Goods, and Notions Distributors (Wholesalers), Architectural and Structural Metals Manufacturing, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Asphalt roofing construction machinery manufacturing, Building Material and Garden Equipment and Supplies Dealers, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Cement and Concrete Product Manufacturing, Ceramic tiles, floor and wall, manufacturing, Chemical and Allied Products Distributors (Wholesalers), Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Dimension stone for

Advised

East Teak Trading Group

in their acquisition by

Walden East Teak, Inc.

April 2006

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Di

Advised

McCarty-Hull Cigar Company, Inc.

in their acquisition by

McLane Company

March 2006

Allegiance Capital Corporation

Adhesive Manufacturing, Agriculture, Construction, and Mining Machinery Manufacturing, All Other Nonmetallic Mineral Mining, Architectural and Structural Metals Manufacturing, Architecture, Engineering, and Construction (ACE), Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Cement and Concrete Product Manufacturing, Ceramic tiles, floor and wall, manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Dimension stone for buildings manufacturing, Door locks, metal, manufacturing, Doors and door frames, plastics, manufacturing, Doors, unframed glass, made from purchased glass, Eng

Advised

South Texas Stone Company

in their acquisition by

Acme Brick Company

March 2005

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Book Stores and News Dealers, Department Stores, E-commerce, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), General Merchandise Stores, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Health and Personal Care Stores, Hobby, Toy, and Game Stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Jewelry, Luggage, and Leather Goods Stores, Miscellaneous Durable Goods Distributors (Wholesalers), Miscellaneous Store Retailers, Office Equipment Distributors (Wholesalers), Office Supplies, Stationery, and Gift Stores, Other Commercial Equipment Distributors (Wholesalers), Other Direct Selling Establishments, Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photogr

Advised

Badanco Enterprises, Inc.

in their acquisition by

Champlain Capital Partners, LP

February 2005

Allegiance Capital Corporation

Administration of Environmental Quality Programs, Agriculture, Construction, and Mining Machinery Manufacturing, Biotechnology research and development laboratories or services in environmental science, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Environmental Consulting Services, Environmental research and development laboratories or services (except biotechnology research and development), Environmental testing laboratories or services, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Government Facilities Services, Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral P

Advised

Materials Handling Equipment Company

in their acquisition by

Merrick

February 2005

Allegiance Capital Corporation

All Other Miscellaneous Manufacturing, Bank chests, metal, manufacturing, Bicycles and parts manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Coolers or ice chests, plastics (except foam), manufacturing, Doll, Toy, and Game Manufacturing, Drums, plastics (i.e., containers), manufacturing, Glass and Glass Product Manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Household Appliance Manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Kitchen utensils, plastics, manufacturing, Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing, Metal Kitchen Cookware, Utensil, Cutlery, and Flatware (except Precious) Manufacturing, Musical Instrument Manufacturing, Pottery, Ceramics, and Plumbing Fixture Manufacturing, Safe deposit boxes and chests, metal, manufacturing, Sporting and Athletic Goods Manufacturing, Tra

Advised

Earthstone International, LLC

in securing investment from

The Economic Development Authority for the State of New Mexico

July 2004

Allegiance Capital Corporation

Agriculture, Construction, and Mining Machinery Manufacturing, All Other Nonmetallic Mineral Mining, Apparel, Piece Goods, and Notions Distributors (Wholesalers), Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Building Material and Garden Equipment and Supplies Dealers, Cement and Concrete Product Manufacturing, Clay Building Material and Refractories Manufacturing, Concrete Block and Brick Manufacturing, Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Heavy Duty Truck Manufacturing, Heavy machinery and equipment repair and maintenance services, Home and Garden E-Commerce, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers),

Advised

The Geo. Schofield Company, Inc.

in their acquisition by

Kildare Enterprises, LLC

May 2004

Allegiance Capital Corporation

Advertising, Public Relations, and Related Services, Communication and Energy Wire and Cable Manufacturing, Communications software (chat, messaging, email), Consumer Software and Online Services, Electronic and Communications Manufacturing, Online News, Social Games, Social Media Management Software, Social Networking Services, Telecommunications

Advised

ARTLITE International

in securing investment from

A Private Investor

April 2004

Allegiance Capital Corporation

Building Finishing Contractors, Death Care Services, Electrical Contractors and Other Wiring Installation Contractors, Glass and Glass Product Manufacturing, House demolishing, Household Appliance Manufacturing, Interior Design Services, Investigation, Guard, and Armored Car Services, Kitchen utensils, plastics, manufacturing, Legal Services, Metal Kitchen Cookware, Utensil, Cutlery, and Flatware (except Precious) Manufacturing, Personal and Laundry Services, Pottery, Ceramics, and Plumbing Fixture Manufacturing, Residential cleaning services, Residential Property Managers, Safety Equipment Manufacturing, Security Systems Services, Travel Arrangement and Reservation Services, Woodenware, kitchen and household, manufacturing

Advised

Earthstone International, LLC

in securing investment from

Accord Financial, Inc.

February 2004

Allegiance Capital Corporation

Bank chests, metal, manufacturing, Chemical Manufacturing, Chests, fire or burglary resistive, metal, manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Coolers or ice chests, plastics (except foam), manufacturing, Drums, plastics (i.e., containers), manufacturing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Glass Container Manufacturing, Hot tubs, plastics or fiberglass, manufacturing, Ice chests or coolers, urethane or other plastics foam (except polystyrene) manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Laundry tubs, metal, manufacturing, Laundry tubs, plastics, manufacturing, Machinery Manufacturing, Metal Can, Box, and Other Metal Container (Light Gauge) Manufacturing,

Advised

Synair Corporation

in their acquisition by

Hyperlast

January 2003

Allegiance Capital Corporation

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Infrapak, Inc.

in their acquisition by

ARPAC, LP

September 2002

Allegiance Capital Corporation

Agriculture, Forestry, Fishing and Hunting, Food Manufacturing

Advised

B3R Country Meats, Inc.

in their acquisition by

Booth Creek Management, Inc.

June 2002

Allegiance Capital Corporation

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Stayhealthy, Inc.

in securing investment from

KBK Financial

February 2002

Allegiance Capital Corporation

Coal gasification at mine site, Coal liquefaction at mine site, Coal Mining, Drilling Oil and Gas Wells, Electric Power Generation, Oil and Gas Extraction, Support Activities for Oil and Gas Operations, Utilities

Advised

MX Energy

in securing investment from

Harvard Management Company, Inc.

October 2001

Allegiance Capital Corporation

Agriculture, Forestry, Fishing and Hunting

Advised

Jenny Lake Cranberry Co.,Inc. & Oak Ridge Cranberry Co., Inc.

in their acquisition by

Hancock Agricultural Investment Group

October 2001

Allegiance Capital Corporation

Administration of Human Resource Programs, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Data processing services, Electronic and Precision Equipment Repair and Maintenance, Employment Services, Human Resources Consulting Services, Information Technology (IT) infrastructure services (outsourced), Other Support Services, Professional, Scientific, and Technical Services, Services to Buildings and Dwellings, Special Food Services, Temporary Help Services, Warehousing

Advised

BTi Employee Screening Services

in their acquisition by

ChoicePoint Asset Company

September 2001

Allegiance Capital Corporation

Apparel, Piece Goods, and Notions Distributors (Wholesalers), Flower, Nursery Stock, and Florists' Supplies Distributors (Wholesalers), Furniture and Home Furnishing Distributors (Wholesalers), Gasoline Stations and Truck Stops, Hardware, and Plumbing and Heating Equipment and Supplies Distributors (Wholesalers), Home and auto supply stores, Household Appliances and Electrical and Electronic Goods Distributors (Wholesalers), Miscellaneous Durable Goods Distributors (Wholesalers), Motor Vehicle and Parts Dealers, Motor Vehicle Manufacturing, Motor Vehicle Parts Manufacturing, Office Equipment Distributors (Wholesalers), Other Commercial Equipment Distributors (Wholesalers), Other Miscellaneous Nondurable Goods Distributors (Wholesalers), Other Professional Equipment and Supplies Distributors (Wholesalers), Paper and Paper Product Distributors (Wholesalers), Photographic Equipment and Supplies Distributors (Wholesalers), Plastics and Rubber Products Manufacturing, Promotional Products Distributors (Wholesalers)

Advised

Berry Tire Comapny, Inc.

in their acquisition by

K & M Tire, Inc.

June 2001

Allegiance Capital Corporation

Adhesive Manufacturing, All Other Nonmetallic Mineral Mining, Architectural and Structural Metals Manufacturing, Asphalt and asphaltic materials made in petroleum refineries, Asphalt paving mixtures made in petroleum refineries, Asphalt Paving, Roofing, and Saturated Materials Manufacturing, Asphalt roofing construction machinery manufacturing, Building materials (e.g., fascia, panels, siding, soffit), plastics, manufacturing, Building panels, corrugated and flat, plastics, manufacturing, Ceiling lumber, dressed, resawing purchased lumber, Cement and Concrete Product Manufacturing, Ceramic tiles, floor and wall, manufacturing, Clay Building Material and Refractories Manufacturing, Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Concrete Block and Brick Manufacturing, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasi

Advised

Besser Company

in securing investment from

PNC

September 2000

Allegiance Capital Corporation

Coastal and Great Lakes Freight Transportation, Deep Sea Freight Transportation, Inland Water Freight Transportation, Marine Cargo Handling, Marine shipping agency, Navigational Services to Shipping, Other Support Activities for Water Transportation, Port and Harbor Operations, Port facility construction

Advised

Cruise Ship TSS Fair Princess

in their acquisition by

Emerald Cruises Ltd., a corporation owned by Great Canadian Casinos, Lake City Casinos

September 2000

Allegiance Capital Corporation

Fuel Dealers, Oil and Gas Field Machinery and Equipment Manufacturing, Petroleum Refineries, Support Activities for Oil and Gas Operations

Advised

Titan Energy, Inc.

in their acquisition by

AES

July 2000

Allegiance Capital Corporation

Drugs and Druggists' Sundries Distributors (Wholesalers), Medical Equipment and Supplies Manufacturing, Medical glassware made from purchased glass, Medical glassware made in glass making plants, Medical, Dental, and Hospital Equipment and Supplies Distributors (Wholesalers), Ophthalmic Goods Distributors (Wholesalers)

Advised

Horizon Pharmacies, Inc.

in securing investment from

Wharton Capital Corporation

February 2000

Allegiance Capital Corporation

Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance, Construction and Mining (except Oil Well) Machinery and Equipment Distributors (Wholesalers), Construction, Transportation, Mining, and Forestry Machinery and Equipment Rental and Leasing, Fabricated Metal Product Manufacturing, Gasket, Packing, and Sealing Device Manufacturing, Industrial Machinery and Equipment Distributors (Wholesalers), Machinery Manufacturing, Nonmetallic Mineral Product Manufacturing, Office Machinery and Equipment Rental and Leasing, Other Commercial and Industrial Machinery and Equipment Rental and Leasing, Other Electronic and Precision Equipment Repair and Maintenance, Plastics and Rubber Products Manufacturing, Primary Metal Manufacturing

Advised

Nacional Financiera SNC

in their acquisition by

Atlax S.A. de C.V.

November 1999

Allegiance Capital Corporation

Aerospace Product and Parts Manufacturing, Aircraft and automotive wire and cable (except aluminum, copper) made from purchased nonferrous metals (except aluminum, copper) in wire drawing plants, Aircraft and automotive wire or cable made from purchased copper in wire drawing plants, Aircraft carrier catapults manufacturing, Aircraft distributors (wholesalers), Aircraft engine cradles manufacturing, Aircraft engine instruments manufacturing, Aircraft engines and parts distributors (wholesalers), Aircraft equipment and supplies distributors (wholesalers), Aircraft hardware, metal, manufacturing, Aircraft lighting fixtures manufacturing, Aircraft loading hoists manufacturing, Aircraft Manufacturing, Aircraft seats manufacturing, Aircraft tire manufacturing, Ammunition (except Small Arms) Manufacturing, Ammunition (except sporting) distributors (wholesalers), Ammunition boxes, light gauge metal, manufacturing, Ammunition boxes, wood, manufacturing, Automotive or aircraft wire and cable made in aluminum wire draw

Advised

Mirage Systems, Inc.

in securing investment from

A Private Equity Investment Group

October 1999

Allegiance Capital Corporation

Electrical Equipment, Appliance, and Component Manufacturing, Electronic and Communications Manufacturing, Motorcycle, Bicycle, and Parts Manufacturing, Semiconductor and Other Electronic Component Manufacturing, Telecommunications, Wireless Telecommunications Carriers (except Satellite)

Advised

Memorex S.A. de C.V.

in their acquisition by

Comlasa S.A. de C.V.

July 1999